13F-HR filed by Prospera Financial Services Inc
Prospera Financial Services Inc filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-04-12, with 441 holding rows worth $716,126,000.
- Accession
- 0001541625-18-000004
- Filer
- CIK 1541625
- Filed
- 2018-04-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 441 entries on the cover page, a total value of $716,126,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $716,126,000 with VALUE read as thousands by filing date, 13F file number 028-14903. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 3,624,223 | $103,632,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 698,178 | $36,603,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 741,514 | $34,877,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 1,248,722 | $31,246,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 468,868 | $14,685,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 129,494 | $13,837,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 41,965 | $11,049,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 66,687 | $10,668,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 53,332 | $9,046,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 52,508 | $7,640,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 78,013 | $7,301,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 330,919 | $7,255,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 239,963 | $7,179,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 193,890 | $6,923,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 54,198 | $5,499,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 198,436 | $5,479,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 138,479 | $5,179,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 91,685 | $4,709,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 73,765 | $4,604,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,989 | $4,294,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 29,566 | $4,284,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 159,178 | $4,253,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 193,333 | $4,110,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 23,898 | $4,020,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 35,289 | $3,896,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 11,392 | $3,891,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 15,865 | $3,837,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 51,726 | $3,835,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 11,565 | $3,786,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 148,082 | $3,739,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 132,814 | $3,660,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 68,325 | $3,641,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 13,687 | $3,634,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 75,518 | $3,614,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 30,336 | $3,575,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 37,052 | $3,403,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 107,809 | $3,383,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 101,393 | $3,255,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 17,293 | $3,151,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 49,164 | $3,103,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 61,630 | $3,070,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 157,418 | $3,067,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 122,094 | $3,067,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 62,275 | $3,003,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 45,850 | $2,998,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 12,973 | $2,947,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 33,124 | $2,936,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 38,533 | $2,880,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 116,650 | $2,837,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 36,438 | $2,699,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 42,166 | $2,681,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 33,165 | $2,644,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 82,404 | $2,556,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 38,523 | $2,484,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 31,033 | $2,459,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 81,478 | $2,437,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 22,904 | $2,401,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 43,513 | $2,384,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 20,381 | $2,329,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 45,238 | $2,327,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 27,736 | $2,314,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 23,150 | $2,306,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 22,399 | $2,273,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 44,142 | $2,268,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 13,717 | $2,158,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 14,658 | $2,120,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 112,803 | $2,092,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 73,807 | $2,085,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 16,153 | $2,077,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 18,558 | $2,035,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 16,888 | $2,021,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 82,700 | $2,012,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 21,825 | $1,988,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 13,895 | $1,940,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 205,889 | $1,929,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 22,634 | $1,928,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 36,419 | $1,895,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 45,442 | $1,892,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 11,848 | $1,889,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 27,125 | $1,885,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 23,679 | $1,856,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 28,017 | $1,832,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 36,790 | $1,823,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 75,979 | $1,820,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 5,314 | $1,803,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 28,156 | $1,794,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 38,539 | $1,768,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 59,725 | $1,768,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 14,100 | $1,760,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 56,142 | $1,735,000 | thousands by filing date | |
| VTI | 922908769 | COM | 12,679 | $1,721,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 28,263 | $1,692,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 29,305 | $1,667,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 46,386 | $1,661,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 127,685 | $1,636,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 33,652 | $1,619,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 9,020 | $1,600,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 23,094 | $1,600,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 14,432 | $1,582,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 52,600 | $1,531,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 51,753 | $1,516,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,461 | $1,503,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 64,499 | $1,490,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 18,019 | $1,487,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 21,479 | $1,472,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 15,338 | $1,459,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 18,802 | $1,458,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 19,008 | $1,444,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 22,905 | $1,436,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 69,301 | $1,435,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 28,514 | $1,428,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 46,624 | $1,400,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 20,313 | $1,380,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 23,543 | $1,372,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 14,572 | $1,330,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,052 | $1,313,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 8,581 | $1,304,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,491 | $1,296,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 15,246 | $1,288,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 28,986 | $1,279,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 28,288 | $1,266,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 23,449 | $1,245,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 31,388 | $1,240,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 5,483 | $1,197,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,519 | $1,155,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 10,997 | $1,154,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 8,880 | $1,150,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 13,442 | $1,150,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 57,551 | $1,121,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 7,218 | $1,120,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 6,785 | $1,103,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 64,140 | $1,097,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 93,643 | $1,096,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 9,767 | $1,089,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 13,911 | $1,072,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 16,100 | $1,056,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 23,645 | $1,037,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 7,425 | $1,011,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 7,946 | $1,000,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 38,966 | $986,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,896 | $984,000 | thousands by filing date | |
| IJH | 464287507 | COM | 5,237 | $982,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,451 | $975,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 4,018 | $973,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 17,601 | $972,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 39,300 | $968,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 99,539 | $964,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 921 | $951,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 18,013 | $950,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 12,377 | $929,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 6,827 | $922,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 12,108 | $918,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 18,928 | $902,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 30,344 | $895,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 5,365 | $893,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 42,158 | $889,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 16,515 | $871,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 7,105 | $871,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 14,928 | $866,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 14,779 | $863,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 16,905 | $861,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,917 | $860,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 7,350 | $858,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,745 | $850,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 9,679 | $849,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,485 | $841,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 4,838 | $838,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 13,889 | $832,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 98,050 | $832,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 15,053 | $821,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 12,140 | $816,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 23,788 | $812,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 12,589 | $806,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,430 | $770,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 16,410 | $770,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 10,437 | $768,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 3,872 | $765,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 6,247 | $757,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,439 | $752,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 8,942 | $750,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 11,367 | $713,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 49,124 | $711,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 17,641 | $708,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 4,701 | $707,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 9,684 | $703,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 20,356 | $696,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 6,682 | $694,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 12,113 | $694,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 24,219 | $692,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 40,735 | $688,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 8,386 | $684,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 30,845 | $678,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 4,325 | $676,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 5,863 | $660,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 74,152 | $659,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 11,538 | $656,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 11,070 | $647,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 4,739 | $646,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,828 | $643,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 11,528 | $636,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 32,742 | $631,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 7,980 | $629,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 6,478 | $622,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4,041 | $610,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 517 | $604,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 4,885 | $598,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 4,938 | $592,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,895 | $590,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 3,350 | $584,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,809 | $581,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 16,969 | $578,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 8,039 | $576,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,406 | $575,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 5,026 | $568,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,453 | $557,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 4,128 | $556,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,034 | $556,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 10,604 | $554,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,212 | $553,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 4,946 | $552,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,419 | $552,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 4,736 | $550,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 6,774 | $548,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 8,305 | $546,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 22,677 | $542,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 5,974 | $540,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 16,239 | $536,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,820 | $535,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 13,503 | $534,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 4,870 | $532,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 7,685 | $530,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 47,074 | $526,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 21,117 | $519,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 20,123 | $516,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 38,197 | $511,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 13,974 | $510,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 12,387 | $505,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 7,458 | $503,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 4,743 | $499,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 22,632 | $495,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,525 | $491,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 6,269 | $490,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 20,841 | $486,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 28,577 | $486,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 19,221 | $482,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 5,643 | $475,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 6,615 | $474,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 11,801 | $473,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 4,262 | $467,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,919 | $464,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 32,420 | $462,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3,130 | $460,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,620 | $455,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 7,510 | $451,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 22,134 | $449,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,001 | $448,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 7,904 | $446,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 8,737 | $442,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 5,969 | $441,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 13,832 | $439,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 4,164 | $435,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,168 | $435,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 7,304 | $435,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 3,844 | $431,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 17,600 | $431,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,785 | $429,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,735 | $428,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 5,219 | $428,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 14,349 | $428,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,097 | $425,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 9,297 | $423,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 9,875 | $416,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,316 | $415,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 19,374 | $415,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 4,424 | $413,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 25,392 | $412,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 18,394 | $403,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,731 | $401,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 8,733 | $400,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 21,560 | $399,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,808 | $398,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 45,375 | $395,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,705 | $392,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,361 | $389,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 17,311 | $389,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,440 | $388,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 9,616 | $388,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 5,135 | $383,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 2,368 | $382,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 4,101 | $377,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 3,463 | $376,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 37,260 | $374,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 56,600 | $374,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 4,318 | $372,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2,798 | $372,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 50,000 | $368,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 15,659 | $360,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,406 | $354,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 9,270 | $352,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 3,013 | $352,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 13,125 | $351,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 9,381 | $351,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 4,310 | $347,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 3,720 | $341,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 3,557 | $341,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,576 | $341,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 9,864 | $340,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 6,054 | $337,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,060 | $336,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 36,125 | $336,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,856 | $334,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 21,300 | $334,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 10,768 | $334,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,889 | $332,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 8,219 | $329,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,829 | $328,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 5,162 | $321,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 13,296 | $321,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,367 | $319,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,838 | $318,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,689 | $318,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 8,099 | $318,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,945 | $317,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,192 | $317,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,647 | $314,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 4,812 | $312,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,841 | $311,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 20,449 | $309,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,301 | $309,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 9,666 | $308,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 4,899 | $308,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,211 | $307,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 7,070 | $307,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 14,327 | $306,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,340 | $305,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,117 | $305,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 15,570 | $303,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 3,569 | $302,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 31,200 | $301,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $300,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 5,384 | $300,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,797 | $297,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,432 | $295,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 5,277 | $293,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 7,500 | $291,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 20,475 | $291,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 3,674 | $291,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 15,205 | $289,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,688 | $288,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,062 | $286,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,951 | $286,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 5,947 | $286,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 15,400 | $286,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 5,790 | $286,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 6,848 | $282,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 10,100 | $281,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 11,397 | $279,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,576 | $274,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,737 | $273,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 964 | $272,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,143 | $271,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 3,423 | $268,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 4,060 | $266,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 11,088 | $266,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 6,750 | $263,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 7,837 | $262,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 6,921 | $261,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 4,288 | $260,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 4,185 | $260,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,605 | $258,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,554 | $258,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 961 | $257,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 4,255 | $256,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,403 | $256,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 85,236 | $252,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 5,856 | $251,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,199 | $250,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 1,932 | $249,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,912 | $248,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 628 | $247,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,609 | $247,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,016 | $246,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,367 | $245,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,493 | $245,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,986 | $244,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 37,948 | $241,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 6,717 | $241,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 674 | $237,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,581 | $234,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,244 | $234,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,221 | $233,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 2,522 | $233,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 5,150 | $231,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 1,481 | $230,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 6,555 | $230,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 14,478 | $230,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 7,255 | $227,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,457 | $225,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,282 | $224,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 5,601 | $222,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 22,702 | $221,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 7,047 | $221,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 4,416 | $218,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 4,644 | $217,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 6,182 | $216,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 4,567 | $215,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 9,640 | $213,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 1,403 | $213,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,243 | $212,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,194 | $209,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 12,687 | $208,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 950 | $207,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,409 | $207,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 16,807 | $205,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,013 | $204,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 13,430 | $203,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 3,654 | $202,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 9,928 | $202,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 2,200 | $201,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 13,350 | $201,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 7,899 | $200,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 17,863 | $191,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 16,200 | $189,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 15,695 | $167,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 11,225 | $163,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 13,763 | $161,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 135,223 | $121,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 10,300 | $114,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 35,798 | $104,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 19,085 | $91,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 10,270 | $80,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 14,690 | $75,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 10,000 | $62,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 127,350 | $44,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 15,192 | $39,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 165,600 | $38,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 22,000 | $37,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 19,800 | $22,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 30,000 | $20,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 10,077 | $14,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 31,440 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001541625-18-000004 | this filing | 2018-04-12 | acceptance time not in the bulk data set |