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13F-HR filed by Prospera Financial Services Inc

Prospera Financial Services Inc filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-01-24, with 395 holding rows worth $654,569,000.

Accession
0001541625-18-000003
Filed
2018-01-24
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2017

A holdings report, 395 entries on the cover page, a total value of $654,569,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $654,569,000 with VALUE read as thousands by filing date, 13F file number 028-14903. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
FIRST TR EXCHANGE TRADED FD33738R605DORSEY WRT 5 ETF3,490,737$98,705,000thousands by filing date
POWERSHARES ETF TRUST DWA TECH73935X153COM667,234$35,032,000thousands by filing date
POWERSHARES ETF TR II S&P500 L73937B779COM709,461$33,828,000thousands by filing date
SPDR SER TR78468R713DORSEY WRGT FI1,175,449$29,953,000thousands by filing date
BLACKSTONE GROUP LP09253U108COM UNIT LTD467,259$15,524,000thousands by filing date
iShares Core US Aggregate Bond ETF464287226SHS127,610$13,926,000thousands by filing date
PowerShares QQQ Trust Unit Ser73935A104COM67,577$10,679,000thousands by filing date
SPY78462F103SHS33,534$9,018,000thousands by filing date
AbbVie,Inc.00287Y109COM86,556$8,521,000thousands by filing date
Caterpillar Inc.149123101COM50,521$8,003,000thousands by filing date
Apple Inc037833100COM45,315$7,754,000thousands by filing date
FIRST TR EXCHANGE TRADED FD33738R886DORSEY WRIGHT309,427$7,085,000thousands by filing date
AT&T Inc00206R102COM169,699$6,554,000thousands by filing date
FIRST TR VALUE LINE DIVID IN33734H106SHS187,873$5,803,000thousands by filing date
Altria Group Inc02209S103COM77,558$5,530,000thousands by filing date
Chevron Corporation166764100COM37,283$4,748,000thousands by filing date
STATE STR SPDR DOW JONES IND78467X109UT SER 118,169$4,534,000thousands by filing date
ISHARES TR464288687COM118,747$4,516,000thousands by filing date
POWERSHARES ETF TR II73937B399DWA TACT MLT148,474$3,994,000thousands by filing date
POWERSHARES ETF TRUST II73936Q207DWA EMRG MKTS185,199$3,938,000thousands by filing date
Intel Corp458140100COM85,991$3,913,000thousands by filing date
ISHARES TR464287754US INDUSTRIALS26,337$3,905,000thousands by filing date
POWERSHARES73936Q108EXCHANGE TRADED126,773$3,575,000thousands by filing date
Verizon Communications Inc92343V104COM66,717$3,524,000thousands by filing date
Financial Select Sector SPDR Fund81369Y605SHS124,208$3,510,000thousands by filing date
ISHARES TR CORE S&P 500 ETF464287200SHS12,850$3,503,000thousands by filing date
FIRST TR EXCHANGE TRADED FD33738R878DORSEY WRIGHT135,103$3,470,000thousands by filing date
ALPS ETF TR00162Q528DYNAM US ETF106,233$3,403,000thousands by filing date
SELECT SECTOR SPDR TR81369Y704INDL44,172$3,387,000thousands by filing date
JPMorgan Chase & Co46625H100COM31,028$3,346,000thousands by filing date
EXXON MOBIL CORP30231G102COM38,382$3,271,000thousands by filing date
SPDR S&P Midcap 400 ETF Trust78467Y107SHS9,376$3,253,000thousands by filing date
iShares U.S. Technology ETF464287721SHS19,337$3,165,000thousands by filing date
Bristol-Myers Squibb Company110122108COM51,360$3,160,000thousands by filing date
SELECT SECTOR SPDR TR81369Y407SBI CONS DISCR30,898$3,118,000thousands by filing date
FIRST TR EXCH TRADED FD III33739E108PFD SECS INC ETF150,715$3,013,000thousands by filing date
iShares U.S. Financials ETF464287788SHS24,957$2,985,000thousands by filing date
CLAYMORE EXCHANGE TRD FD TR18383M381GUG BLT2018 HY117,333$2,945,000thousands by filing date
Amazon.com, Inc023135106COM2,487$2,941,000thousands by filing date
Walmart Inc.931142103COM29,586$2,926,000thousands by filing date
META PLATFORMS INC CL A30303M102COM15,799$2,861,000thousands by filing date
Microsoft Corp594918104COM32,763$2,830,000thousands by filing date
NVIDIA Corp67066G104COM13,423$2,812,000thousands by filing date
ISHARES TR464287580US CONSUM DISCRE15,361$2,762,000thousands by filing date
ISHARES TR464287465MSCI EAFE ETF38,302$2,750,000thousands by filing date
United Parcel Service,Inc. Class B911312106COM21,782$2,631,000thousands by filing date
ALPS ETF TR00162Q510ACTIVE EQTY OPPT78,782$2,626,000thousands by filing date
ISHARES TR464287234MSCI EMG MKT ETF55,190$2,616,000thousands by filing date
ALPS ETF TR00162Q866ALERIAN MLP241,429$2,614,000thousands by filing date
INVESCO FINANCIAL PREFERRED ETF73935X229COM138,303$2,609,000thousands by filing date
FIRST TR EXCH TRADED FD III33739P806RIVRFRNT DYN EUR39,077$2,603,000thousands by filing date
CLAYMORE EXCHANGE TRD FD TR18383M373GUG BUL 2019 HY104,950$2,559,000thousands by filing date
Vanguard Mid-Cap Value ETF922908512SHS22,543$2,547,000thousands by filing date
GLOBUS MED INC CL A379577208Stock61,630$2,533,000thousands by filing date
SELECT SECTOR SPDR TR81369Y308STATE STREET CON42,847$2,429,000thousands by filing date
Health Care Select Sector SPDR Fund81369Y209SHS28,017$2,359,000thousands by filing date
FIRST TR EXCHANGE TRADED FD33734X135FINLS ALPHADEX73,301$2,306,000thousands by filing date
Johnson & Johnson478160104COM16,366$2,290,000thousands by filing date
Vanguard Short-Term Bond ETF921937827SHS28,594$2,261,000thousands by filing date
Honeywell Technologies438516106COM14,641$2,252,000thousands by filing date
ALPS ETF TR00162Q536DYNA CORE IN ETF90,340$2,230,000thousands by filing date
Vanguard Total Bond Market ETF921937835SHS26,929$2,192,000thousands by filing date
Technology Select Sector SPDR Fund81369Y803SHS32,999$2,156,000thousands by filing date
Guggenheim S&P 500 Equal Weighted ETf78355W106Equity21,041$2,155,000thousands by filing date
TRITON INTL LTDG9078F107CL A55,142$2,140,000thousands by filing date
FIRST TRUST LOW DURATION OPPORTUNITIES ETF33739Q200ETF40,084$2,072,000thousands by filing date
FIRST TR EXCH TRADED FD III33739P707RIVR FRNT DYN28,919$2,069,000thousands by filing date
Utilities Select Sector SPDR Fund81369Y886SHS38,568$1,982,000thousands by filing date
SELECT SECTOR SPDR TR81369Y100SBI MATERIALS31,240$1,948,000thousands by filing date
ROYAL DUTCH SHELL PLC SPN ADR780259206SPONS ADR A27,665$1,901,000thousands by filing date
FIRST TR EXCH TRADED FD III33739P608RIVRFRNT DYN DEV28,903$1,883,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD336917109SHS60,692$1,831,000thousands by filing date
POWERSHARES ETF TR II73937B654PWRSH S&P500HI43,155$1,831,000thousands by filing date
GLOBAL X FDS37950E549GLB X SUPERDIV82,993$1,808,000thousands by filing date
FIRST TR MID CAP CORE ALPHAD33735B108COM SHS27,117$1,782,000thousands by filing date
Analog Devices,Inc.032654105COM19,712$1,761,000thousands by filing date
FIRST TR EXCHANGE TRADED FD33734X176TECH ALPHADEX32,881$1,747,000thousands by filing date
CLAYMORE EXCHANGE TRD FD TR18383M365GUG BUL 2020 HY70,600$1,732,000thousands by filing date
FIRST TR EXCH TRADED FD III33739P509RIVRFRNT DY ASIA27,933$1,727,000thousands by filing date
Boeing Company097023105COM5,830$1,721,000thousands by filing date
iShares MSCI USA Min Vol Factor ETF46429B697SHS32,270$1,710,000thousands by filing date
VANGUARD SCOTTSDALE FDS92206C680COM12,076$1,705,000thousands by filing date
POWERSHARES ETF TRUST II73936Q744DWA SC TECHLDR34,390$1,676,000thousands by filing date
GLOBAL X FDS37950E473GLBL X MLP ETF167,850$1,656,000thousands by filing date
YUM BRANDS INC COM988498101Stock20,242$1,654,000thousands by filing date
SPDR SER TR78464A359BBG CONV SEC ETF32,500$1,649,000thousands by filing date
ALEXANDRIA REAL ESTATE EQ INC COM015271109REIT12,640$1,644,000thousands by filing date
FIRST TR EXCHANGE TRADED FD33734X143HLTH CARE ALPH22,959$1,624,000thousands by filing date
Home Depot, Inc437076102COM8,486$1,614,000thousands by filing date
Procter & Gamble Co742718109COM17,543$1,610,000thousands by filing date
VTI922908769COM11,556$1,605,000thousands by filing date
Vanguard S&P 500 ETF922908363COM6,382$1,593,000thousands by filing date
PepsiCo,Inc.713448108COM13,136$1,565,000thousands by filing date
Apollo Global Management037612306COM45,093$1,538,000thousands by filing date
Lockheed Martin Corporation539830109COM4,690$1,517,000thousands by filing date
McDonalds Corporation580135101COM8,704$1,504,000thousands by filing date
Vanguard Small-Cap Value ETF922908611SHS11,192$1,498,000thousands by filing date
MAGELLAN MIDSTREAM PARTNERS, L559080106COM UNIT RP LP20,876$1,487,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33733E302DJ INTERNT IDX13,285$1,485,000thousands by filing date
SPDR S&P Dividend ETF78464A763SHS15,106$1,428,000thousands by filing date
METLIFE INC COM59156R108Stock28,043$1,421,000thousands by filing date
Vanguard High Dividend Yield ETF921946406SHS16,530$1,416,000thousands by filing date
CALAMOS CONV & HIGH INCOME F12811P108COM SHS117,235$1,390,000thousands by filing date
Alphabet Inc. Reg. Shares C02079K107COM1,305$1,388,000thousands by filing date
Vanguard Real Estate922908553SHS16,856$1,370,000thousands by filing date
ISHARES TR464288513IBOXX HI YD ETF15,640$1,369,000thousands by filing date
Pfizer Inc.717081103COM37,198$1,360,000thousands by filing date
NATIONAL FUEL GAS CO COM636180101Stock24,360$1,343,000thousands by filing date
Bank of America Corp060505104COM43,285$1,302,000thousands by filing date
FIRST TR EXCHANGE TRADED FD33738R860NASDAQ BK ETF43,888$1,296,000thousands by filing date
NIKE,Inc. Class B654106103COM20,235$1,279,000thousands by filing date
FIRST TR EXCH TRD ALPHDX FD33737J182EMERG MKT ALPH45,151$1,268,000thousands by filing date
Duke Energy Corporation26441C204COM14,913$1,242,000thousands by filing date
Wells Fargo & Company949746101COM19,850$1,226,000thousands by filing date
BLACKROCK INC CL A COM09247X101COM2,222$1,149,000thousands by filing date
Berkshire Hathaway Inc084670702COM5,442$1,085,000thousands by filing date
Applied Materials,Inc.038222105COM20,097$1,066,000thousands by filing date
Vanguard Extended Market ETF922908652SHS9,390$1,058,000thousands by filing date
Vanguard FTSE Developed Markets ETF921943858SHS23,162$1,056,000thousands by filing date
VANGUARD SCOTTSDALE FDS92206C714COM9,568$1,051,000thousands by filing date
FIRST TR EXCH TRD ALPHDX FD33737J174DEV MRK EX US16,728$1,051,000thousands by filing date
iShares Core MSCI EAFE ETF46432F842SHS15,557$1,050,000thousands by filing date
Walt Disney Co254687106COM9,426$1,031,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD337345102SHS13,876$1,029,000thousands by filing date
NextEra Energy,Inc.65339F101COM6,708$1,024,000thousands by filing date
Vanguard Intermediate-Term Bond ETF921937819SHS11,820$989,000thousands by filing date
UNITED TECHNOLOGIES CORP913017109COM7,489$969,000thousands by filing date
DOMINION ENERGY INC COM25746U109Stock12,175$965,000thousands by filing date
Southern Company842587107COM20,399$961,000thousands by filing date
Lowes Companies,Inc.548661107COM10,320$958,000thousands by filing date
iShares iBoxx Inv Grade Corporate Bond ETF464287242SHS7,912$957,000thousands by filing date
ALPS ETF TR00162Q544RIVERFRONT UNC36,634$956,000thousands by filing date
Alphabet Inc. Reg. Shares A02079K305COM891$948,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33738D309SENIOR LN FD19,588$942,000thousands by filing date
iShares Russell 2000 ETF464287655SHS6,129$938,000thousands by filing date
CLAYMORE EXCHANGE TRD FD TR18383M2252021 HG YLD CB36,900$920,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD336920103US EQTY OPPT ETF13,255$906,000thousands by filing date
Coca-Cola Company191216100COM19,672$905,000thousands by filing date
Abbott Laboratories002824100COM15,642$900,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33736Q104CMN17,152$900,000thousands by filing date
iShares Core S&P Small-Cap ETF464287804SHS11,609$893,000thousands by filing date
ROCKWELL COLLINS INC774341101COM6,475$883,000thousands by filing date
3M CO COM88579Y101Stock3,729$881,000thousands by filing date
ARROW ETF TR04273H104ARROW DJ GLB YLD48,642$876,000thousands by filing date
GENERAL ELEC CO369604103COM49,124$873,000thousands by filing date
SPDR GOLD TR78463V107GOLD SHS6,819$848,000thousands by filing date
iShares Core MSCI Emerging Markets ETF46434G103SHS14,428$847,000thousands by filing date
Energy Select Sector SPDR Fund81369Y506SHS11,429$845,000thousands by filing date
Accenture Plc Class AG1151C101COM5,344$834,000thousands by filing date
Costco Wholesale Corporation22160K105COM4,417$826,000thousands by filing date
LULULEMON ATHLETICA INC550021109COM10,300$822,000thousands by filing date
iShares Gold Trust464285105ISHARES64,752$821,000thousands by filing date
ISHARES TR464289883CORE 30 70 ETF23,331$810,000thousands by filing date
NUVEEN67072C105EXCHANGE TRADED78,664$799,000thousands by filing date
Cisco Systems,Inc.17275R102COM20,420$788,000thousands by filing date
FIRST TRUST HIGH YIELD LONG/SH33738D408FIRST TR TA HIYL16,150$786,000thousands by filing date
IJH464287507COM4,020$770,000thousands by filing date
Vanguard Utilities ETF92204A876SHS6,710$769,000thousands by filing date
Comcast Corp20030N101COM17,784$719,000thousands by filing date
PACKAGING CORP AMER COM695156109Stock5,832$705,000thousands by filing date
Chubb LimitedH1467J104COM4,868$703,000thousands by filing date
International Business Machines Corporation459200101COM4,520$698,000thousands by filing date
Visa Inc92826C839COM6,055$697,000thousands by filing date
ISHARES TR464287168COM7,013$692,000thousands by filing date
CVS Health Corporation126650100COM9,260$691,000thousands by filing date
POWERSHARES73936Q769EXCHANGE TRADED29,842$689,000thousands by filing date
ISHARES RUSSELL MID-CAP GROWTH ETF464287481ETF5,552$685,000thousands by filing date
Medtronic PlcG5960L103COM8,118$681,000thousands by filing date
Micron Technology,Inc.595112103COM14,546$677,000thousands by filing date
iShares U.S. Aerospace & Defense ETF464288760SHS3,545$671,000thousands by filing date
Union Pacific Corporation907818108COM4,958$671,000thousands by filing date
ISHARES TR464287689RUSSELL 3000 ETF4,153$660,000thousands by filing date
INVESCO VALUE MUNICIPAL INCOME46132P108COM44,237$660,000thousands by filing date
Texas Instruments Incorporated882508104COM6,131$659,000thousands by filing date
GENERAL DYNAMICS CORP COM369550108Stock3,222$657,000thousands by filing date
BLACKROCK RESOURCES & COMMODIT09257A108SHS65,587$642,000thousands by filing date
COLGATE PALMOLIVE CO COM194162103Stock8,469$638,000thousands by filing date
Philip Morris International Inc.718172109COM6,068$636,000thousands by filing date
ISHARES TR46432F834COM9,743$631,000thousands by filing date
ROYAL DUTCH SHELL PLC SPN ADR780259107SPON ADR B9,019$631,000thousands by filing date
ISHARES TR464287762US HLTHCARE ETF3,489$620,000thousands by filing date
FIRST TR EXCHANGE-TRADED ALP33734K109COM SHS10,389$618,000thousands by filing date
SENIOR HSG PPTYS TR81721M109SH BEN INT32,100$615,000thousands by filing date
NOVARTIS AG SPONSORED ADR66987V109ADR7,212$614,000thousands by filing date
VWO922042858SHS12,979$611,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33734X127ENERGY ALPHADX37,926$604,000thousands by filing date
UnitedHealth Group Inc91324P102COM2,708$600,000thousands by filing date
ENTERPRISE PRODS PARTNERS L293792107COM22,482$600,000thousands by filing date
ISHARES TR464287101S&P 100 ETF4,868$588,000thousands by filing date
ISHARESRUSSELL1000GROWTHETF464287614STOK4,297$586,000thousands by filing date
ONEOK INC NEW682680103COM10,847$583,000thousands by filing date
Adobe Inc00724F101COM3,183$582,000thousands by filing date
FORD MTR CO COM345370860Stock45,353$577,000thousands by filing date
NORFOLK SOUTHN CORP COM655844108Stock3,961$576,000thousands by filing date
FEDEX CORP COM31428X106Stock2,140$566,000thousands by filing date
BIOGEN INC COM09062X103Stock1,719$563,000thousands by filing date
SPDR S&P Metals & Mining ETF78464A755SHS15,368$559,000thousands by filing date
VGT92204A702SHS3,239$550,000thousands by filing date
ISHARES TR464289420RUS TP200 VL ETF10,320$548,000thousands by filing date
INVESCO LTD SHSG491BT108Stock14,797$545,000thousands by filing date
American Express Company025816109COM5,418$540,000thousands by filing date
Merck & Co.,Inc.58933Y105COM9,556$540,000thousands by filing date
SPDR INDEX SHS FDS78463X202EURO STOXX 5013,258$540,000thousands by filing date
Qualcomm Incorporated747525103COM8,356$537,000thousands by filing date
Vanguard Dividend Appreciation ETF921908844SHS5,172$529,000thousands by filing date
V F CORP COM918204108Stock7,107$529,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33734X200DJ GLBL DIVID20,015$529,000thousands by filing date
HCP INC40414L109COM20,415$520,000thousands by filing date
ISHARES TR464287630RUS 2000 VAL ETF4,092$519,000thousands by filing date
ISHARES MSCI EAFE MIN VOL FACTOR ETF46429B689ETF6,976$516,000thousands by filing date
BRITISH AMERN TOB PLC SPONSORED ADR110448107ADR7,710$512,000thousands by filing date
Starbucks Corporation855244109COM8,738$509,000thousands by filing date
FIRST TRUST TCW OPPORTUNISTIC33740F805TCW OPPORTUNIS10,040$509,000thousands by filing date
ROCKWELL AUTOMATION INC COM773903109Stock2,538$507,000thousands by filing date
PIMCO ETF TR72201R833ENHAN SHRT MA AC4,967$504,000thousands by filing date
ISHARES RUSSELL 1000 VALUE ETF464287598ETF4,036$503,000thousands by filing date
DIAGEO PLC SPON ADR NEW25243Q205ADR3,465$502,000thousands by filing date
Gilead Sciences,Inc.375558103COM6,732$496,000thousands by filing date
CME Group Inc. Class A12572Q105COM3,366$495,000thousands by filing date
Oracle Corporation68389X105COM10,373$494,000thousands by filing date
POWERSHARES73935X708EXCHANGE TRADED12,559$487,000thousands by filing date
BLOCK INC CL A852234103Stock12,745$486,000thousands by filing date
iShares MSCI USA Momentum Factor ETF46432F396SHS4,641$483,000thousands by filing date
ENERGY TRANSFER PARTNERS LP29278N103UNIT LTD PRT INT26,789$483,000thousands by filing date
GLADSTONE CAPITAL CORPORATION376535100COM51,975$481,000thousands by filing date
VANECK ETF TRUST92189F791JUNIOR GOLD MINE13,806$480,000thousands by filing date
KRANESHARES TRUST500767405BOSE MSC CHI ETF13,900$479,000thousands by filing date
ALPS ETF TR00162Q585SPROTT JR GLD14,085$479,000thousands by filing date
BP PLC SPONSORED ADR055622104ADR11,250$478,000thousands by filing date
ISHARES INC464286525MSCI GBL MIN VOL5,617$478,000thousands by filing date
ISHARES TR464288257MSCI ACWI ETF6,438$474,000thousands by filing date
COHERENT INC192479103COM1,658$469,000thousands by filing date
Marsh & McLennan Companies,Inc.571748102COM5,564$458,000thousands by filing date
ISHARES TR464288414NATIONAL MUN ETF4,074$450,000thousands by filing date
MITEK SYS INC606710200COM NEW50,000$450,000thousands by filing date
DOLLAR TREE INC COM256746108Stock4,129$448,000thousands by filing date
GOLDMAN SACHS ETF TR381430107ACTIVEBETA INT14,732$448,000thousands by filing date
ISHARES TR464289438RUS TP200 GR ETF5,969$447,000thousands by filing date
OREILLY AUTOMOTIVE INC COM67103H107Stock1,731$446,000thousands by filing date
RYDEX GUGGENHEIM78355W833GUG S&P500 EQ WT3,625$439,000thousands by filing date
BB & T CORP054937107COM8,701$438,000thousands by filing date
PRAXAIR INC74005P104COM2,745$436,000thousands by filing date
POWERSHARES ETF TRUST DYN BLDG73935X666COM12,462$436,000thousands by filing date
iShares S&P 500 Growth ETF464287309SHS2,780$432,000thousands by filing date
BROOKFIELD ASSET MANAGEMENT IN112585104CL A LTD VT SH9,931$432,000thousands by filing date
MONSANTO CO NEW61166W101COM3,659$429,000thousands by filing date
Citigroup Inc.172967424COM5,629$423,000thousands by filing date
ENERGY TRANSFER L P29273V100COM UT LTD PTN24,400$422,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33734X168MATERIALS ALPH9,611$422,000thousands by filing date
PAYPALHLDGSINC70450Y103STOK5,515$420,000thousands by filing date
KKR & CO LP48248M102COMMON STOCK19,561$412,000thousands by filing date
PHILLIPS 66 COM718546104Stock4,034$409,000thousands by filing date
PROSPECT CAPITAL CORPORATION74348T102COM59,800$408,000thousands by filing date
TIER REIT COM88650V208COM NEW20,127$408,000thousands by filing date
KIMBERLY-CLARK CORP COM494368103Stock3,378$405,000thousands by filing date
EXPEDIA GROUP INC COM NEW30212P303Stock3,200$404,000thousands by filing date
COHEN & STEERS INFRASTRUCTUR19248A109COM16,767$404,000thousands by filing date
CRANE CO224399105COM4,428$403,000thousands by filing date
ALPS ETF TR00162Q643SPROTT GL MINE18,935$402,000thousands by filing date
NUSTAR ENERGY LP67058H102UNIT COM13,265$398,000thousands by filing date
INDEXIQ ETF TR45409B479IQ ENCH COR PL19,844$397,000thousands by filing date
Amgen Inc.031162100COM2,221$394,000thousands by filing date
ECOLAB INC COM278865100Stock2,919$393,000thousands by filing date
Eli Lilly and Company532457108COM4,543$387,000thousands by filing date
AMERICAN WTR WKS CO INC NEW COM030420103Stock4,313$385,000thousands by filing date
CELGENE CORP151020104COM3,575$381,000thousands by filing date
Vanguard Growth922908736COM2,644$379,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33734G108CMN16,595$379,000thousands by filing date
SUNCOR ENERGY INC NEW COM867224107Stock9,903$378,000thousands by filing date
DOWDUPONT INC26078J100COM5,172$373,000thousands by filing date
KINDER MORGAN INC DEL COM49456B101Stock19,957$372,000thousands by filing date
Deere & Company244199105COM2,351$371,000thousands by filing date
ROSS STORES INC COM778296103Stock4,532$366,000thousands by filing date
CENCORA INC COM03073E105Stock3,945$365,000thousands by filing date
American Tower Corporation03027X100COM2,563$364,000thousands by filing date
Vanguard Mega Cap Growth ETF921910816SHS3,231$360,000thousands by filing date
TRACTOR SUPPLY CO COM892356106Stock4,660$358,000thousands by filing date
ISHARES TR46429B663CORE HIGH DV ETF3,964$358,000thousands by filing date
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PERMIAN BASIN RTY TR714236106UNIT BEN INT39,600$351,000thousands by filing date
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ROYAL CARIBBEAN GROUP COMV7780T103Stock2,778$340,000thousands by filing date
ISHARES TR464287457COM4,045$339,000thousands by filing date
SOUTHWESTAIRLSCO844741108STOK5,241$339,000thousands by filing date
CENTERSTATE BK CORP15201P109COM13,125$335,000thousands by filing date
Automatic Data Processing,Inc.053015103COM2,835$334,000thousands by filing date
Fidelity MSCI Real Estate Index ETF316092857SHS13,693$331,000thousands by filing date
HANESBRANDS INC410345102COM15,474$329,000thousands by filing date
ALLERGAN PLCG0177J108SHS1,898$326,000thousands by filing date
HARRIS CORP INC413875105COM2,286$324,000thousands by filing date
BERKSHIRE HATHAWAY INC DEL084670108CL A111$323,000thousands by filing date
EMERSON ELEC CO COM291011104Stock4,519$322,000thousands by filing date
ILLINOIS TOOL WKS INC452308109COM1,913$318,000thousands by filing date
VANECK ETF TRUST92189F106GOLD MINERS ETF13,410$317,000thousands by filing date
CHESEPEAKE ENERGY CORP165167107COM78,132$313,000thousands by filing date
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Vanguard Value ETF922908744SHS2,865$308,000thousands by filing date
LEAR CORP COM NEW521865204Stock1,647$307,000thousands by filing date
Goldman Sachs Group,Inc.38141G104COM1,188$305,000thousands by filing date
Vanguard Small-Cap ETF922908751SHS2,047$305,000thousands by filing date
EATON VANCE CORP278265103COM NON VTG5,384$305,000thousands by filing date
NORDSTROM INC655664100COM6,314$303,000thousands by filing date
SPDR INDEX SHS FDS78463X863ST DOW INTL ETF7,423$303,000thousands by filing date
MasterCard, Inc57636Q104COM1,936$300,000thousands by filing date
TJX Companies Inc872540109COM3,945$300,000thousands by filing date
HOME BANCORP INC43689E107COMMON STOCK7,070$298,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33734X101CONSUMR DISCRE7,004$297,000thousands by filing date
iShares Russell Midcap ETF464287499SHS1,397$295,000thousands by filing date
PROSHARES TR74348A467S&P 500 DV ARIST4,585$295,000thousands by filing date
ISHARES TR464287606S&P MC 400GR ETF1,331$292,000thousands by filing date
ConocoPhillips20825C104COM5,240$291,000thousands by filing date
Schlumberger Limited806857108COM4,106$291,000thousands by filing date
PIMCO ETF TR72201R866INTER MUN BD ACT5,422$291,000thousands by filing date
PIONEER NATURAL RESOURCES CO723787107COM1,662$291,000thousands by filing date
Advanced Micro Devices,Inc.007903107COM28,240$290,000thousands by filing date
EASTMAN CHEM CO COM277432100Stock3,019$289,000thousands by filing date
MICROCHIP TECHNOLOGY INC. COM595017104Stock3,143$289,000thousands by filing date
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TIME WARNER INC887317303COM NEW3,101$287,000thousands by filing date
POWERSHARES GLOBAL ETF TRUSTHI73936T557COM15,080$287,000thousands by filing date
IBERIABANK CORP450828108COM3,674$286,000thousands by filing date
STAG INDUSTRIAL INC85254J102COM10,725$285,000thousands by filing date
ISHARES TR464287887S&P SML 600 GWT1,658$284,000thousands by filing date
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PLAINS ALL AMERN PIPELINE L726503105UNIT LTD PARTN13,218$275,000thousands by filing date
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CARLYLE GROUP L P14309L102COM UTS LTD PTN11,788$271,000thousands by filing date
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EXELON CORP COM30161N101Stock6,912$267,000thousands by filing date
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SPDR SERIES TRUST BLOOMBERG BR78464A417BLOOMBERG BRCLYS7,137$263,000thousands by filing date
JOHNSON CTLS INTL PLC SHSG51502105Stock6,542$261,000thousands by filing date
POWERSHARES ETF TRUST II73936Q819KBW YIELD REIT7,340$260,000thousands by filing date
WW GRAINGER INC COM384802104Stock1,091$258,000thousands by filing date
POWERSHARES73936T573EXCHANGE TRADED8,572$254,000thousands by filing date
Netflix, Inc64110L106COM1,276$249,000thousands by filing date
Waste Management, Inc.94106L109COM2,808$247,000thousands by filing date
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LAM RESEARCH CORP512807108COM1,333$245,000thousands by filing date
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ALLSTATE CORP COM020002101Stock2,324$241,000thousands by filing date
CLOROX CO DEL189054109COM1,627$240,000thousands by filing date
UNITED THERAPEUTICS CORP DEL COM91307C102Stock1,600$240,000thousands by filing date
Elevance Health, Inc.036752103COM1,040$239,000thousands by filing date
CENTENE CORP DEL COM15135B101Stock2,328$239,000thousands by filing date
SCANA CORP NEW80589M102COM5,399$237,000thousands by filing date
Stryker Corporation863667101COM1,522$236,000thousands by filing date
PIMCO ETF TR72201R775ACTIVE BD ETF2,225$236,000thousands by filing date
ISHARES TR464287184CHINA LG-CAP ETF5,092$235,000thousands by filing date
WISDOMTREE TR97717X669US QTLY DIV GRT5,608$232,000thousands by filing date
SHERWIN WILLIAMS CO824348106COM549$226,000thousands by filing date
TIPTREE INC88822Q103COM37,948$226,000thousands by filing date
ANHEUSER BUSCH INBEV SA NV SPONSORED ADR03524A108ADR1,992$224,000thousands by filing date
ON SEMICONDUCTOR CORP COM682189105Stock9,835$224,000thousands by filing date
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CUMMINS INC COM231021106Stock1,255$222,000thousands by filing date
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NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS636274409STOK3,731$219,000thousands by filing date
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LYONDELLBASELL INDUSTRIES NV SHS - A -N53745100Stock1,884$213,000thousands by filing date
INNOVATOR ETFS TRUST45782C102mc6,200$212,000thousands by filing date
RAYTHEON CO755111507COM NEW1,118$211,000thousands by filing date
VMWARE, INC.928563402CL A COM1,601$209,000thousands by filing date
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iShares Global 100 ETF464287572SHS2,200$205,000thousands by filing date
VALERO ENERGY CORP COM91913Y100Stock2,178$204,000thousands by filing date
SPDR SERIES TRUST78464A516ST INTL BBG ETF7,113$203,000thousands by filing date
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Mondelez International,Inc. Class A609207105COM4,683$200,000thousands by filing date
SNYDERS LANCE INC833551104COM4,000$200,000thousands by filing date
SEABRIDGE GOLD INC811916105COM *D*17,782$198,000thousands by filing date
TRANSOCEAN LTD REGISTERED SHSH8817H100Stock14,852$169,000thousands by filing date
INVESCO TR INVT GRADE MUNS46131M106COM12,507$165,000thousands by filing date
CAROLINA TR BANCSHARES INC14422P105COM16,875$162,000thousands by filing date
ENCANA CORP292505104COM11,371$153,000thousands by filing date
GOPRO INC38268T103CL A19,085$144,000thousands by filing date
SPROTT PHYSICAL GOLD SILVER153501101COM10,440$141,000thousands by filing date
INVESCO MUNICIPAL TRUST46131J103COM10,700$134,000thousands by filing date
COMSTOCK RES INC205768AM6NOTE 7.750% 4/0130,178$120,000thousands by filing date
DYNEX CAP INC26817Q506COM NEW13,468$93,000thousands by filing date
BILL BARRETT CORP06846N104COMMON STOCK14,690$75,000thousands by filing date
CONTRAVIR PHARMACEUTICALS IN21234W103COM165,600$57,000thousands by filing date
TRANSENTERIX INC89366M201COM NEW25,000$54,000thousands by filing date
ASTROTECH CORP046484200COM NEW15,192$54,000thousands by filing date
NOVAN INC66988N106COM12,160$51,000thousands by filing date
TROVAGENE INC897238309COM127,350$46,000thousands by filing date
RESEARCH FRONTIERS INC760911107COM19,800$22,000thousands by filing date
WINDSTREAM HLDGS INC97382A200COM NEW10,239$20,000thousands by filing date
LIBERTY MEDIA CORP DEL530715AG6DEB 4.000%11/130,000$19,000thousands by filing date
SEADRILL ORDG7945E105COM31,440$9,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001541625-18-000003this filing2018-01-24acceptance time not in the bulk data set