13F-HR filed by Prospera Financial Services Inc
Prospera Financial Services Inc filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-04-04, with 253 holding rows worth $316,630,000.
- Accession
- 0001541625-14-000004
- Filer
- CIK 1541625
- Filed
- 2014-04-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 253 entries on the cover page, a total value of $316,630,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $316,630,000 with VALUE read as thousands by filing date, 13F file number 028-14903. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 988,913 | $22,092,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 459,782 | $21,738,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 233,486 | $21,261,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 415,126 | $21,163,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 172,012 | $21,163,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 941,861 | $17,739,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 42,337 | $7,965,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 87,502 | $7,758,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 209,739 | $7,071,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 167,705 | $5,950,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 48,845 | $5,683,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 121,307 | $4,735,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 45,565 | $3,649,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 34,616 | $3,645,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 127,220 | $3,378,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 119,342 | $3,226,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 85,679 | $3,207,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 172,046 | $3,012,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 34,670 | $2,990,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 30,479 | $2,877,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 81,930 | $2,820,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,947 | $2,706,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 46,346 | $2,471,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 22,016 | $2,376,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 27,528 | $2,280,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 40,559 | $2,236,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 79,150 | $2,161,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 44,607 | $2,159,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 78,860 | $1,935,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 46,351 | $1,915,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 34,840 | $1,914,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 106,947 | $1,903,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 26,555 | $1,875,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 38,049 | $1,786,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 16,917 | $1,703,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 142,200 | $1,536,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 16,624 | $1,527,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 55,305 | $1,466,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 37,618 | $1,404,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 7,488 | $1,400,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 40,918 | $1,391,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 73,157 | $1,295,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 30,658 | $1,206,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 27,540 | $1,173,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 90,561 | $1,166,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 12,023 | $1,136,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 16,799 | $1,129,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 9,031 | $1,099,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 11,484 | $1,040,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 15,138 | $1,030,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 11,049 | $969,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 43,980 | $955,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 26,311 | $953,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 36,810 | $907,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 30,736 | $899,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 53,272 | $851,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 8,772 | $825,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 33,939 | $784,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 12,029 | $759,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 10,811 | $750,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 26,000 | $738,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 47,017 | $717,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 9,422 | $688,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 8,743 | $680,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,178 | $675,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 7,626 | $648,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 10,023 | $647,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 24,200 | $646,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 6,004 | $631,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 29,508 | $624,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 6,595 | $607,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 13,000 | $596,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 26,085 | $587,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 17,434 | $577,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 25,516 | $576,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 15,834 | $576,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 43,622 | $576,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 19,815 | $576,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 10,732 | $573,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,985 | $572,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,305 | $568,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 41,533 | $560,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 10,118 | $559,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 22,544 | $559,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 17,707 | $552,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 20,939 | $549,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 6,204 | $544,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 16,332 | $544,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,117 | $542,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 8,099 | $542,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 11,447 | $530,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 23,462 | $524,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 7,905 | $522,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 12,029 | $522,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 7,192 | $521,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 7,303 | $514,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,072 | $509,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 52,592 | $504,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 5,706 | $496,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 13,686 | $494,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 11,755 | $489,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 22,156 | $485,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 13,627 | $479,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 8,724 | $478,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 17,505 | $473,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 11,607 | $471,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 28,504 | $458,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 16,794 | $458,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 7,227 | $458,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 6,031 | $446,000 | thousands by filing date | |
| VTI | 922908769 | COM | 4,568 | $445,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 15,882 | $442,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 14,051 | $441,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 20,186 | $427,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,929 | $423,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 20,319 | $421,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 13,246 | $415,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 8,480 | $415,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,471 | $410,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,626 | $409,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 8,725 | $408,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 22,800 | $408,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 19,550 | $405,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,229 | $402,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 15,537 | $401,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 6,382 | $395,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,402 | $392,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 3,593 | $392,000 | thousands by filing date | |
| IJH | 464287507 | COM | 3,329 | $387,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 6,858 | $381,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,610 | $377,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 8,979 | $371,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 16,432 | $368,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 48,618 | $365,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 279 | $363,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 8,600 | $362,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 4,899 | $360,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,314 | $360,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 10,362 | $359,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 7,506 | $357,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 337,000 | $355,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 3,434 | $354,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,313 | $345,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 79,105 | $345,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 12,480 | $344,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 6,526 | $341,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,080 | $339,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 24,536 | $338,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,270 | $337,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 8,624 | $335,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,767 | $332,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 4,035 | $330,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 3,105 | $328,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 4,687 | $327,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,934 | $324,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,144 | $323,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 9,781 | $321,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 15,250 | $319,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,816 | $316,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,253 | $316,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 8,805 | $315,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 16,276 | $312,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 7,559 | $308,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 8,852 | $304,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,104 | $301,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 12,756 | $301,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,000 | $300,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,750 | $300,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 3,156 | $299,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 8,105 | $298,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 6,334 | $295,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 4,055 | $292,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,019 | $290,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 7,050 | $290,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 8,419 | $289,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 7,871 | $288,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 7,776 | $285,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,287 | $282,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,302 | $275,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 5,336 | $275,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 8,450 | $273,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,423 | $271,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 8,137 | $271,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,651 | $270,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 5,106 | $269,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 11,100 | $268,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 7,200 | $267,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 6,500 | $266,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 4,000 | $266,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 5,000 | $265,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,670 | $261,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,151 | $261,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 2,100 | $261,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,566 | $250,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 18,430 | $250,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 7,494 | $248,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 6,086 | $245,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,135 | $242,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 30,000 | $242,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 8,580 | $240,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 5,267 | $237,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,831 | $236,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,105 | $234,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,116 | $231,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 200 | $229,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,000 | $229,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 97,158 | $228,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 4,262 | $228,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,881 | $227,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,990 | $227,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,475 | $226,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 850 | $225,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,136 | $223,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 932 | $222,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,653 | $219,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 2,598 | $219,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,181 | $216,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,698 | $216,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 36,000 | $212,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,164 | $210,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 5,090 | $210,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,753 | $209,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,978 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,543 | $209,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 18,503 | $209,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 7,503 | $206,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 7,532 | $206,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 6,890 | $205,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 5,802 | $205,000 | thousands by filing date | |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 4,000 | $205,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 6,305 | $204,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 8,400 | $202,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 11,248 | $200,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 13,000 | $190,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 12,600 | $190,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 20,558 | $185,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 44,100 | $171,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 12,105 | $143,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 13,125 | $143,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 16,413 | $136,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 11,000 | $121,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 32,182 | $109,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 17,449 | $102,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 42,500 | $57,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 14,750 | $44,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,460 | $43,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 19,500 | $41,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 17,500 | $37,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 30,000 | $32,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 10,400 | $18,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 30,000 | $17,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 10,000 | $10,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 10,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001541625-14-000004 | this filing | 2014-04-04 | acceptance time not in the bulk data set |