13F-HR filed by Prospera Financial Services Inc
Prospera Financial Services Inc filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-04, with 243 holding rows worth $263,595,000.
- Accession
- 0001541625-13-000004
- Filer
- CIK 1541625
- Filed
- 2013-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 243 entries on the cover page, a total value of $263,595,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $263,595,000 with VALUE read as thousands by filing date, 13F file number 028-14903. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 514,432 | $10,312,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 167,779 | $10,255,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 233,238 | $9,840,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 122,164 | $9,734,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 106,578 | $9,728,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 89,165 | $9,666,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 203,455 | $9,650,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 100,691 | $9,496,000 | thousands by filing date | |
| IJH | 464287507 | COM | 45,910 | $5,774,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 41,087 | $4,431,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 115,353 | $4,350,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 128,918 | $4,042,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 53,866 | $3,980,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 123,475 | $3,705,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 83,752 | $3,679,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 106,255 | $3,619,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 103,371 | $3,537,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 178,633 | $3,169,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 18,331 | $3,104,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 38,159 | $3,063,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 85,836 | $2,979,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 6,076 | $2,965,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 56,120 | $2,943,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 105,328 | $2,806,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 82,833 | $2,750,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 48,110 | $2,629,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 32,811 | $2,448,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 21,498 | $2,412,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 25,707 | $2,353,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 43,492 | $2,311,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 80,486 | $2,139,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 24,248 | $2,085,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 31,350 | $2,074,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M449 | GUGG BULL 2013 | 81,281 | $2,072,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 25,619 | $2,041,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 88,860 | $2,040,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 43,100 | $2,025,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 115,541 | $1,973,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 24,679 | $1,904,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 38,615 | $1,570,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 15,178 | $1,532,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 22,767 | $1,528,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 8,099 | $1,509,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 23,048 | $1,451,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 8,148 | $1,387,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 34,149 | $1,357,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 14,696 | $1,285,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 11,833 | $1,274,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 35,035 | $1,176,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 10,181 | $1,151,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 9,082 | $1,132,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 27,478 | $1,125,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 54,741 | $1,096,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 42,568 | $1,077,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 38,635 | $1,067,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 44,527 | $1,034,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 40,814 | $1,034,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 51,172 | $1,020,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 34,724 | $1,018,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 13,711 | $1,013,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 32,450 | $1,011,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 24,227 | $964,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 37,406 | $928,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 37,676 | $911,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 9,845 | $899,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 14,543 | $898,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,149 | $867,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 40,826 | $838,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,287 | $832,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 12,650 | $831,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 7,214 | $811,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 43,180 | $797,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 17,415 | $790,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 34,557 | $789,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 9,761 | $779,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 53,122 | $763,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 6,947 | $731,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 34,367 | $720,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 10,251 | $718,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 23,100 | $708,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 24,484 | $707,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 7,118 | $684,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 9,757 | $678,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 18,167 | $656,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 27,033 | $651,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 23,100 | $647,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 7,910 | $636,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 9,845 | $631,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 7,430 | $620,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 7,318 | $599,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 12,190 | $595,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 17,564 | $590,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,447 | $567,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 5,169 | $565,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 40,573 | $564,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 6,692 | $546,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 20,890 | $544,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 21,730 | $536,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 10,296 | $527,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 5,173 | $526,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,701 | $522,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 7,897 | $521,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,307 | $515,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 12,000 | $510,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 15,597 | $497,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,845 | $490,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 20,997 | $488,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 16,799 | $473,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 4,660 | $471,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 6,014 | $470,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 11,201 | $465,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M589 | GUGG CRP BD 2013 | 22,444 | $465,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,329 | $463,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 17,157 | $456,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 9,733 | $455,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 7,750 | $454,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 20,691 | $452,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 4,985 | $431,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 20,350 | $429,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 8,425 | $427,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 19,724 | $420,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 6,174 | $412,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 39,690 | $408,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,647 | $406,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 23,476 | $404,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 3,893 | $402,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 14,293 | $399,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 5,944 | $394,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 6,780 | $392,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 9,299 | $390,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 9,206 | $385,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 360,000 | $373,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 7,696 | $371,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 43,000 | $368,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 4,377 | $353,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,081 | $342,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 10,776 | $342,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 12,984 | $341,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 7,369 | $337,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 6,000 | $337,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,567 | $336,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 17,500 | $334,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,731 | $330,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 18,056 | $327,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 7,850 | $326,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 3,801 | $321,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,274 | $317,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,637 | $314,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,013 | $312,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,312 | $308,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 8,579 | $303,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 90,284 | $301,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 20,500 | $297,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 58,320 | $295,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908413 | S&P 500 ETF SH | 3,775 | $293,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 3,745 | $292,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,662 | $291,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 10,354 | $290,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,618 | $287,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 7,930 | $287,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,647 | $286,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 6,576 | $281,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,024 | $280,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,778 | $279,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 6,148 | $277,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,372 | $273,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,616 | $273,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,063 | $268,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,779 | $268,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,636 | $266,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 5,000 | $266,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,376 | $264,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,436 | $261,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 209 | $260,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 4,000 | $259,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 6,858 | $258,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 20,485 | $256,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,844 | $254,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 235 | $254,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,017 | $252,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,815 | $249,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 2,820 | $248,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,964 | $247,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 6,173 | $247,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 5,600 | $245,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,843 | $241,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 3,225 | $239,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,200 | $239,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 9,189 | $238,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 14,389 | $237,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 8,653 | $236,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 12,520 | $236,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 9,225 | $230,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,431 | $229,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,623 | $229,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 3,868 | $227,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,200 | $227,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,144 | $223,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 4,235 | $220,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 14,950 | $219,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 8,558 | $219,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,105 | $218,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,794 | $217,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 5,458 | $215,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,929 | $207,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 7,928 | $206,000 | thousands by filing date | |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 4,000 | $206,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,470 | $205,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 9,666 | $205,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,055 | $204,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,082 | $204,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,295 | $203,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,112 | $203,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,796 | $202,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 13,230 | $185,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 15,259 | $181,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 14,373 | $181,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 13,907 | $180,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 15,500 | $174,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 24,546 | $172,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 14,999 | $142,000 | thousands by filing date | |
| CHINA HOUSING & LAND DEV INC | 16939V103 | COM | 58,613 | $140,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 17,350 | $136,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 13,125 | $127,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 20,498 | $113,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 32,648 | $110,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 10,200 | $105,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 11,115 | $102,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 14,908 | $94,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 12,658 | $93,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 12,000 | $87,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 106,949 | $75,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 19,600 | $66,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 10,000 | $62,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 10,000 | $61,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 13,760 | $55,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 11,150 | $47,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 50,000 | $45,000 | thousands by filing date | principal |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 10,400 | $40,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 17,500 | $35,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 30,000 | $32,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 20,000 | $19,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 30,000 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001541625-13-000004 | this filing | 2013-11-04 | acceptance time not in the bulk data set |