13F-HR filed by Aspen Investment Management Inc
Aspen Investment Management Inc filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-09, with 139 holding rows worth $178,983,000.
- Accession
- 0001541596-24-000001
- Filer
- CIK 1541596
- Filed
- 2024-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 140 entries on the cover page, a total value of $178,983,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $178,983,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-14711. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 28,243 | $13,426,000 | thousands, detected and multiplied | |
| Microsoft Corp | 594918104 | COM | 18,773 | $7,059,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 42,122 | $6,647,000 | thousands, detected and multiplied | |
| iShares Russell 2000 ETF | 464287655 | SHS | 29,043 | $5,829,000 | thousands, detected and multiplied | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 76,959 | $5,414,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 97,699 | $5,080,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 87,974 | $4,053,000 | thousands, detected and multiplied | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 213,553 | $3,601,000 | thousands, detected and multiplied | |
| Apple Inc | 037833100 | COM | 18,005 | $3,467,000 | thousands, detected and multiplied | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 63,741 | $3,268,000 | thousands, detected and multiplied | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 49,648 | $3,230,000 | thousands, detected and multiplied | |
| JPMorgan Chase & Co | 46625H100 | COM | 18,516 | $3,150,000 | thousands, detected and multiplied | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 5,701 | $2,723,000 | thousands, detected and multiplied | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 27,555 | $2,565,000 | thousands, detected and multiplied | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 131,380 | $2,556,000 | thousands, detected and multiplied | |
| PepsiCo,Inc. | 713448108 | COM | 14,287 | $2,427,000 | thousands, detected and multiplied | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 6,121 | $2,361,000 | thousands, detected and multiplied | |
| Walmart Inc. | 931142103 | COM | 14,713 | $2,319,000 | thousands, detected and multiplied | |
| Amazon.com, Inc | 023135106 | COM | 15,224 | $2,313,000 | thousands, detected and multiplied | |
| Home Depot, Inc | 437076102 | COM | 6,399 | $2,218,000 | thousands, detected and multiplied | |
| CSX Corporation | 126408103 | COM | 63,887 | $2,215,000 | thousands, detected and multiplied | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 106,953 | $2,188,000 | thousands, detected and multiplied | |
| Vanguard Real Estate | 922908553 | SHS | 24,157 | $2,134,000 | thousands, detected and multiplied | |
| Intel Corp | 458140100 | COM | 41,903 | $2,106,000 | thousands, detected and multiplied | |
| Johnson & Johnson | 478160104 | COM | 12,819 | $2,009,000 | thousands, detected and multiplied | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 94,990 | $1,926,000 | thousands, detected and multiplied | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 59,756 | $1,922,000 | thousands, detected and multiplied | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 1,590 | $1,851,000 | thousands, detected and multiplied | |
| Visa Inc | 92826C839 | COM | 6,867 | $1,788,000 | thousands, detected and multiplied | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 12,667 | $1,769,000 | thousands, detected and multiplied | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 90,545 | $1,748,000 | thousands, detected and multiplied | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 36,097 | $1,705,000 | thousands, detected and multiplied | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 6,263 | $1,641,000 | thousands, detected and multiplied | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 12,613 | $1,620,000 | thousands, detected and multiplied | |
| Amgen Inc. | 031162100 | COM | 5,595 | $1,611,000 | thousands, detected and multiplied | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 25,573 | $1,570,000 | thousands, detected and multiplied | |
| Chevron Corporation | 166764100 | COM | 10,262 | $1,531,000 | thousands, detected and multiplied | |
| Waste Management, Inc. | 94106L109 | COM | 8,352 | $1,496,000 | thousands, detected and multiplied | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 39,342 | $1,454,000 | thousands, detected and multiplied | |
| Charles Schwab Corp | 808513105 | COM | 21,000 | $1,445,000 | thousands, detected and multiplied | |
| EXXON MOBIL CORP | 30231G102 | COM | 14,266 | $1,426,000 | thousands, detected and multiplied | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 6,054 | $1,408,000 | thousands, detected and multiplied | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 5,455 | $1,330,000 | thousands, detected and multiplied | |
| Stryker Corporation | 863667101 | COM | 4,337 | $1,299,000 | thousands, detected and multiplied | |
| International Business Machines Corporation | 459200101 | COM | 7,816 | $1,278,000 | thousands, detected and multiplied | |
| Bank of America Corp | 060505104 | COM | 35,952 | $1,210,000 | thousands, detected and multiplied | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 21,380 | $1,206,000 | thousands, detected and multiplied | |
| Automatic Data Processing,Inc. | 053015103 | COM | 5,168 | $1,204,000 | thousands, detected and multiplied | |
| Abbott Laboratories | 002824100 | COM | 10,648 | $1,172,000 | thousands, detected and multiplied | |
| Mondelez International,Inc. Class A | 609207105 | COM | 16,102 | $1,166,000 | thousands, detected and multiplied | |
| Cisco Systems,Inc. | 17275R102 | COM | 21,523 | $1,087,000 | thousands, detected and multiplied | |
| Procter & Gamble Co | 742718109 | COM | 7,242 | $1,061,000 | thousands, detected and multiplied | |
| Adobe Inc | 00724F101 | COM | 1,743 | $1,040,000 | thousands, detected and multiplied | |
| Caterpillar Inc. | 149123101 | COM | 3,478 | $1,028,000 | thousands, detected and multiplied | |
| Lockheed Martin Corporation | 539830109 | COM | 2,224 | $1,008,000 | thousands, detected and multiplied | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 79,057 | $1,006,000 | thousands, detected and multiplied | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 3,916 | $1,000,000 | thousands, detected and multiplied | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 6,175 | $944,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 12,348 | $930,000 | thousands, detected and multiplied | |
| NextEra Energy,Inc. | 65339F101 | COM | 15,244 | $926,000 | thousands, detected and multiplied | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 16,005 | $923,000 | thousands, detected and multiplied | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 47,174 | $913,000 | thousands, detected and multiplied | |
| VWO | 922042858 | SHS | 21,041 | $865,000 | thousands, detected and multiplied | |
| PINTEREST INC CL A | 72352L106 | Stock | 23,125 | $857,000 | thousands, detected and multiplied | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 16,865 | $853,000 | thousands, detected and multiplied | |
| WORKDAY INC CL A | 98138H101 | Stock | 3,047 | $841,000 | thousands, detected and multiplied | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 10,926 | $833,000 | thousands, detected and multiplied | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,500 | $796,000 | thousands, detected and multiplied | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,217 | $787,000 | thousands, detected and multiplied | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 5,310 | $783,000 | thousands, detected and multiplied | |
| AbbVie,Inc. | 00287Y109 | COM | 5,006 | $776,000 | thousands, detected and multiplied | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 23,196 | $740,000 | thousands, detected and multiplied | |
| Eaton Corp. Plc | G29183103 | COM | 2,935 | $707,000 | thousands, detected and multiplied | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 19,978 | $697,000 | thousands, detected and multiplied | |
| WILLIAMS COS INC COM | 969457100 | Stock | 19,565 | $681,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 14,710 | $677,000 | thousands, detected and multiplied | |
| Texas Instruments Incorporated | 882508104 | COM | 3,741 | $638,000 | thousands, detected and multiplied | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,258 | $638,000 | thousands, detected and multiplied | |
| Eli Lilly and Company | 532457108 | COM | 1,084 | $632,000 | thousands, detected and multiplied | |
| American Express Company | 025816109 | COM | 3,321 | $622,000 | thousands, detected and multiplied | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,342 | $614,000 | thousands, detected and multiplied | |
| Coca-Cola Company | 191216100 | COM | 10,344 | $610,000 | thousands, detected and multiplied | |
| ConocoPhillips | 20825C104 | COM | 5,058 | $587,000 | thousands, detected and multiplied | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 23,672 | $587,000 | thousands, detected and multiplied | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 7,594 | $572,000 | thousands, detected and multiplied | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,991 | $569,000 | thousands, detected and multiplied | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,927 | $563,000 | thousands, detected and multiplied | |
| 3M CO COM | 88579Y101 | Stock | 4,841 | $529,000 | thousands, detected and multiplied | |
| Pfizer Inc. | 717081103 | COM | 18,251 | $525,000 | thousands, detected and multiplied | |
| Duke Energy Corporation | 26441C204 | COM | 5,236 | $508,000 | thousands, detected and multiplied | |
| Wells Fargo & Company | 949746101 | COM | 9,580 | $472,000 | thousands, detected and multiplied | |
| Applied Materials,Inc. | 038222105 | COM | 2,890 | $468,000 | thousands, detected and multiplied | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,285 | $455,000 | thousands, detected and multiplied | |
| Bristol-Myers Squibb Company | 110122108 | COM | 8,821 | $453,000 | thousands, detected and multiplied | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,174 | $447,000 | thousands, detected and multiplied | |
| Elevance Health, Inc. | 036752103 | COM | 935 | $441,000 | thousands, detected and multiplied | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 9,595 | $438,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 15,270 | $423,000 | thousands, detected and multiplied | |
| Deere & Company | 244199105 | COM | 1,010 | $404,000 | thousands, detected and multiplied | |
| Medtronic Plc | G5960L103 | COM | 4,894 | $403,000 | thousands, detected and multiplied | |
| McDonalds Corporation | 580135101 | COM | 1,318 | $391,000 | thousands, detected and multiplied | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,604 | $386,000 | thousands, detected and multiplied | |
| SCHD | 808524797 | COM | 5,032 | $383,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,700 | $380,000 | thousands, detected and multiplied | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 1,755 | $378,000 | thousands, detected and multiplied | |
| Oracle Corporation | 68389X105 | COM | 3,579 | $377,000 | thousands, detected and multiplied | |
| OWENS CORNING NEW | 690742101 | COM | 2,385 | $354,000 | thousands, detected and multiplied | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 6,088 | $351,000 | thousands, detected and multiplied | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 4,465 | $348,000 | thousands, detected and multiplied | |
| BERKLEY W R CORP COM | 084423102 | Stock | 4,913 | $347,000 | thousands, detected and multiplied | |
| UnitedHealth Group Inc | 91324P102 | COM | 658 | $346,000 | thousands, detected and multiplied | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,233 | $331,000 | thousands, detected and multiplied | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,813 | $326,000 | thousands, detected and multiplied | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,894 | $323,000 | thousands, detected and multiplied | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 8,565 | $322,000 | thousands, detected and multiplied | |
| Walt Disney Co | 254687106 | COM | 3,425 | $309,000 | thousands, detected and multiplied | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,238 | $305,000 | thousands, detected and multiplied | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,147 | $305,000 | thousands, detected and multiplied | |
| MCKESSON CORP COM | 58155Q103 | Stock | 635 | $294,000 | thousands, detected and multiplied | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,522 | $290,000 | thousands, detected and multiplied | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,263 | $285,000 | thousands, detected and multiplied | |
| General Electric Company | 369604301 | COM | 2,204 | $281,000 | thousands, detected and multiplied | |
| Boston Scientific Corporation | 101137107 | COM | 4,835 | $280,000 | thousands, detected and multiplied | |
| PAYCHEX INC | 704326107 | COM | 2,340 | $279,000 | thousands, detected and multiplied | |
| DROPBOX INC CL A | 26210C104 | Stock | 8,875 | $262,000 | thousands, detected and multiplied | |
| QUANTA SVCS INC | 74762E102 | COM | 1,209 | $261,000 | thousands, detected and multiplied | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 6,200 | $260,000 | thousands, detected and multiplied | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 4,955 | $258,000 | thousands, detected and multiplied | |
| Costco Wholesale Corporation | 22160K105 | COM | 380 | $251,000 | thousands, detected and multiplied | |
| M/I HOMES INC | 55305B101 | COM | 1,810 | $249,000 | thousands, detected and multiplied | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 3,475 | $241,000 | thousands, detected and multiplied | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 750 | $234,000 | thousands, detected and multiplied | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,088 | $230,000 | thousands, detected and multiplied | |
| DOCUSIGN INC COM | 256163106 | Stock | 3,800 | $226,000 | thousands, detected and multiplied | |
| HCA Healthcare Inc | 40412C101 | COM | 808 | $219,000 | thousands, detected and multiplied | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 3,078 | $216,000 | thousands, detected and multiplied | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 2,518 | $209,000 | thousands, detected and multiplied | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,072 | $205,000 | thousands, detected and multiplied | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 8,650 | $200,000 | thousands, detected and multiplied |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001541596-24-000001 | this filing | 2024-02-09 | acceptance time not in the bulk data set |