13F-HR filed by Aspen Investment Management Inc
Aspen Investment Management Inc filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-04, with 145 holding rows worth $191,174,000.
- Accession
- 0001541596-21-000003
- Filer
- CIK 1541596
- Filed
- 2021-08-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 145 entries on the cover page, a total value of $191,174,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $191,174,000 with VALUE read as thousands by filing date, 13F file number 028-14711. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 18,611 | $7,967,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 25,998 | $7,043,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 30,468 | $6,988,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 20,510 | $5,978,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 74,919 | $5,608,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 234,841 | $4,838,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 218,080 | $4,739,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 22,623 | $3,519,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 161,497 | $3,487,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 25,409 | $3,480,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 60,074 | $3,293,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 67,841 | $3,257,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 28,939 | $3,236,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 908 | $3,124,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 138,997 | $3,084,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 30,079 | $3,006,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 7,220 | $2,740,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,091 | $2,619,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 25,719 | $2,618,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 31,204 | $2,568,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 15,365 | $2,531,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 16,178 | $2,438,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,351 | $2,208,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 65,190 | $2,091,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,555 | $2,090,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 834 | $2,036,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 14,240 | $2,008,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 8,451 | $2,006,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 7,581 | $1,848,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 12,167 | $1,803,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 16,998 | $1,780,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 45,108 | $1,780,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 55,094 | $1,757,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 30,861 | $1,729,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 16,567 | $1,726,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 31,279 | $1,699,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,841 | $1,600,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 5,585 | $1,561,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 37,273 | $1,537,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 37,651 | $1,439,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 25,258 | $1,418,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 97,521 | $1,392,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 5,795 | $1,296,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 10,987 | $1,274,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 4,069 | $1,268,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 10,425 | $1,237,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,929 | $1,218,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,479 | $1,217,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 22,852 | $1,211,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 16,604 | $1,209,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 11,676 | $1,209,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 16,190 | $1,186,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,855 | $1,174,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 7,505 | $1,159,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,299 | $1,153,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 8,132 | $1,139,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 10,861 | $1,129,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 36,784 | $1,127,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 14,283 | $1,127,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 48,009 | $1,121,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 2,215 | $1,113,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 5,565 | $1,105,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 26,514 | $1,103,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 17,368 | $1,096,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 4,155 | $1,079,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 5,754 | $1,060,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 15,359 | $1,029,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 14,789 | $1,015,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 9,912 | $1,015,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 16,122 | $1,007,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 25,218 | $988,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,610 | $987,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,180 | $969,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 28,978 | $953,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 7,522 | $934,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,513 | $886,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 6,136 | $874,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 29,706 | $820,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 10,025 | $812,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,600 | $807,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 1,927 | $800,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5,210 | $769,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 13,565 | $734,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,701 | $712,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,414 | $690,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,376 | $627,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,395 | $608,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 16,323 | $606,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 6,081 | $600,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,588 | $593,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,387 | $578,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 7,286 | $570,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 6,549 | $557,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 26,731 | $552,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 7,771 | $550,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,275 | $542,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 7,310 | $519,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 9,171 | $494,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 6,359 | $492,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 3,953 | $487,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 10,618 | $481,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 7,614 | $460,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 18,010 | $441,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 31,740 | $427,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,180 | $416,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 9,785 | $410,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,197 | $405,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,074 | $395,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 13,125 | $386,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 10,413 | $382,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 13,087 | $382,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,954 | $381,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 6,780 | $370,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,421 | $359,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,795 | $348,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,249 | $348,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,738 | $344,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 7,291 | $343,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 135 | $338,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,700 | $334,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 8,567 | $316,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 790 | $313,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 6,850 | $302,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 748 | $300,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,862 | $297,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,746 | $289,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,971 | $289,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,210 | $278,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 10,900 | $278,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 8,536 | $277,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,869 | $273,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,088 | $271,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,361 | $270,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 10,069 | $267,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 5,300 | $266,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,733 | $259,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,230 | $256,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,190 | $247,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 900 | $245,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,453 | $238,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 5,497 | $225,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 4,600 | $218,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 7,268 | $209,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 1,890 | $203,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 11,951 | $183,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001541596-21-000003 | this filing | 2021-08-04 | acceptance time not in the bulk data set |