13F-HR filed by Aspen Investment Management Inc
Aspen Investment Management Inc filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 148 holding rows worth $144,696,000.
- Accession
- 0001541596-18-000003
- Filer
- CIK 1541596
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 148 entries on the cover page, a total value of $144,696,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,696,000 with VALUE read as thousands by filing date, 13F file number 028-14711. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 52,756 | $14,312,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 53,443 | $5,445,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 30,562 | $5,005,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 202,257 | $4,246,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 214,654 | $4,091,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 76,133 | $3,637,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 34,653 | $2,822,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 43,252 | $2,741,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 26,998 | $2,662,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 117,531 | $2,475,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 24,095 | $2,398,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 55,768 | $2,287,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 13,558 | $2,137,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 20,790 | $1,731,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 20,649 | $1,708,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 14,022 | $1,702,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,013 | $1,642,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 13,496 | $1,638,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 15,740 | $1,632,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 15,568 | $1,622,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 48,884 | $1,616,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 54,394 | $1,613,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 57,085 | $1,478,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 29,534 | $1,468,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 40,114 | $1,436,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 844 | $1,435,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 22,415 | $1,430,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 21,210 | $1,420,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 21,038 | $1,387,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 12,485 | $1,326,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,755 | $1,313,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 7,110 | $1,312,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 9,237 | $1,223,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 9,622 | $1,217,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,170 | $1,204,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 28,164 | $1,189,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 48,889 | $1,182,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 13,593 | $1,164,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 55,699 | $1,156,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 10,357 | $1,128,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 16,836 | $1,027,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 27,931 | $1,013,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 7,267 | $1,007,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 14,707 | $956,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 17,150 | $951,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 8,653 | $950,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,094 | $943,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 25,485 | $919,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 32,468 | $915,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 17,127 | $899,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 4,776 | $876,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 35,980 | $873,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 15,603 | $869,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 6,288 | $843,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 12,576 | $842,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 11,136 | $819,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 15,947 | $802,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 19,223 | $788,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 18,058 | $777,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 9,887 | $773,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,549 | $753,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 8,679 | $706,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 51,403 | $700,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 21,762 | $697,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 14,400 | $679,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 9,035 | $665,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,004 | $663,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 7,637 | $654,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 11,751 | $650,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,659 | $648,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,724 | $641,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 3,305 | $639,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 25,824 | $635,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 30,083 | $621,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4,213 | $613,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,535 | $590,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 11,393 | $582,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,425 | $578,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 8,860 | $576,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,175 | $560,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 6,625 | $524,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,645 | $523,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,552 | $511,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,727 | $495,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,411 | $486,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 10,946 | $480,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 13,370 | $477,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 3,062 | $465,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 6,515 | $454,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 16,168 | $438,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 7,955 | $437,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 12,928 | $430,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 14,600 | $430,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 19,805 | $413,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 6,745 | $411,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,835 | $396,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 8,374 | $394,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 6,840 | $388,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 14,424 | $384,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,860 | $384,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,060 | $383,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,825 | $375,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,089 | $370,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 11,218 | $360,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 8,153 | $355,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,651 | $350,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 14,970 | $348,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 37,220 | $338,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 7,614 | $335,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,735 | $335,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 7,753 | $333,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,600 | $331,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 9,652 | $323,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 6,300 | $316,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,263 | $310,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 8,027 | $309,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 15,317 | $309,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 12,800 | $289,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,461 | $287,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 11,433 | $280,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,738 | $278,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,280 | $271,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 15,000 | $269,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,894 | $257,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,744 | $254,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 20,735 | $249,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,259 | $247,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 7,700 | $245,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,884 | $239,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 15,673 | $237,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 15,933 | $235,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,415 | $229,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 4,154 | $224,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,163 | $224,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 4,691 | $214,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,399 | $214,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 189 | $213,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,733 | $212,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 4,636 | $209,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 7,734 | $207,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 980 | $205,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 500 | $204,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,700 | $203,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 15,600 | $159,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 10,095 | $123,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 10,468 | $116,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 10,000 | $41,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 12,000 | $40,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001541596-18-000003 | this filing | 2018-08-14 | acceptance time not in the bulk data set |