13F-HR filed by Hilton Capital Management, LLC
Hilton Capital Management, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-07, with 127 holding rows worth $573,001,000.
- Accession
- 0001541211-17-000004
- Filer
- CIK 1541211
- Filed
- 2017-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 127 entries on the cover page, a total value of $573,001,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $573,001,000 with VALUE read as thousands by filing date, 13F file number 028-14787. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 493,685 | $54,750,000 | thousands by filing date | principal |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 737,304 | $27,015,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 210,996 | $20,152,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 245,203 | $19,817,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,644,399 | $19,601,000 | thousands by filing date | principal |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 272,802 | $18,021,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 224,374 | $17,979,000 | thousands by filing date | principal |
| HARRIS CORP INC | 413875105 | COM | 127,714 | $16,817,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 555,490 | $16,804,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 643,970 | $16,788,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,969,321 | $16,720,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075402 | COM | 1,023,372 | $16,671,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 280,067 | $16,644,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 461,211 | $16,539,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 716,822 | $16,530,000 | thousands by filing date | principal |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 1,209,365 | $15,492,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 215,421 | $15,308,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 581,763 | $14,754,000 | thousands by filing date | principal |
| Starbucks Corporation | 855244109 | COM | 259,016 | $13,912,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 2,474,369 | $13,535,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 82,081 | $13,485,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 324,987 | $12,977,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 11,715,000 | $11,561,000 | thousands by filing date | principal |
| McDonalds Corporation | 580135101 | COM | 72,786 | $11,404,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 129,148 | $11,366,000 | thousands by filing date | principal |
| LENNOX INTL INC COM | 526107107 | Stock | 62,063 | $11,107,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 78,364 | $10,632,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 419,824 | $10,462,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 169,275 | $8,623,000 | thousands by filing date | principal |
| Johnson & Johnson | 478160104 | COM | 61,543 | $8,001,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 6,819 | $6,555,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 5,703 | $5,470,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 608,344 | $4,769,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 192,465 | $4,023,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 3,465,000 | $3,476,000 | thousands by filing date | principal |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 23,350 | $3,396,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 18,926 | $2,917,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 76,527 | $2,160,000 | thousands by filing date | principal |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 75,108 | $1,982,000 | thousands by filing date | principal |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 33,990 | $1,743,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 15,500 | $1,711,000 | thousands by filing date | principal |
| Vanguard Real Estate | 922908553 | SHS | 19,335 | $1,607,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 21,290 | $1,512,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,339 | $1,425,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 11,333 | $1,374,000 | thousands by filing date | principal |
| American Express Company | 025816109 | COM | 14,220 | $1,286,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 51,997 | $1,102,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 21,853 | $1,034,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 6,545 | $954,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,330 | $938,000 | thousands by filing date | principal |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 4,758 | $890,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 10,215 | $835,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,500 | $777,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 50,634 | $773,000 | thousands by filing date | principal |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,825 | $754,000 | thousands by filing date | principal |
| Berkshire Hathaway Inc | 084670702 | COM | 4,010 | $735,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 9,843 | $733,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,335 | $683,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,025 | $677,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 662 | $645,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 11,720 | $633,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 6,690 | $603,000 | thousands by filing date | principal |
| Mondelez International,Inc. Class A | 609207105 | COM | 14,654 | $596,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 50,965 | $564,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 9,240 | $525,000 | thousands by filing date | principal |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 13,003 | $506,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 10,415 | $499,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 28,000 | $487,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 19,956 | $483,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 3,825 | $458,000 | thousands by filing date | principal |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 11,650 | $453,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 11,600 | $433,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 6,810 | $432,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 11,595 | $424,000 | thousands by filing date | principal |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 12,480 | $416,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,660 | $414,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 10,500 | $413,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 8,603 | $413,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 8,910 | $411,000 | thousands by filing date | principal |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,600 | $408,000 | thousands by filing date | principal |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,680 | $408,000 | thousands by filing date | principal |
| VWO | 922042858 | SHS | 9,350 | $407,000 | thousands by filing date | principal |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 8,230 | $398,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 31,000 | $395,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 3,950 | $391,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 850 | $380,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 15,125 | $367,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 30,375 | $366,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,100 | $359,000 | thousands by filing date | principal |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,400 | $356,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 14,575 | $350,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 8,400 | $349,000 | thousands by filing date | principal |
| KKR & CO LP | 48248M102 | COMMON STOCK | 16,340 | $332,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 15,841 | $329,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 9,708 | $326,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 13,350 | $324,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,900 | $320,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 8,515 | $311,000 | thousands by filing date | principal |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 20,000 | $308,000 | thousands by filing date | principal |
| Home Depot, Inc | 437076102 | COM | 1,872 | $306,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 9,100 | $295,000 | thousands by filing date | principal |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,500 | $291,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,355 | $279,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,738 | $278,000 | thousands by filing date | principal |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 7,785 | $273,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 8,940 | $266,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 4,350 | $265,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 6,900 | $263,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 18,465 | $263,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 6,595 | $263,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,500 | $255,000 | thousands by filing date | |
| PORTFOLIOPLUS S&P 500 ETF | 25490K109 | ETF | 7,550 | $252,000 | thousands by filing date | principal |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 83,000 | $247,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,955 | $244,000 | thousands by filing date | principal |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 993 | $236,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,725 | $231,000 | thousands by filing date | principal |
| Walt Disney Co | 254687106 | COM | 2,337 | $230,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,485 | $226,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 16,355 | $226,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 15,000 | $224,000 | thousands by filing date | principal |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 3,000 | $208,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,765 | $206,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 25,850 | $188,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 85,000 | $167,000 | thousands by filing date | |
| LONG IS ICED TEA CORP | 54267E104 | COM | 15,000 | $37,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 10,000 | $23,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 13,500 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001541211-17-000004 | this filing | 2017-11-07 | acceptance time not in the bulk data set |