13F-HR filed by Hilton Capital Management, LLC
Hilton Capital Management, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-31, with 88 holding rows worth $317,320,000.
- Accession
- 0001541211-14-000006
- Filer
- CIK 1541211
- Filed
- 2014-10-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 88 entries on the cover page, a total value of $317,320,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $317,320,000 with VALUE read as thousands by filing date, 13F file number 028-14787. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 658,844 | $26,551,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 1,066,998 | $25,907,000 | thousands by filing date | principal |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 189,551 | $15,956,000 | thousands by filing date | |
| ALPINE TTL DYNAMIC NEW | 21060207 | ETF/Closed End | 1,556,974 | $13,250,000 | thousands by filing date | principalThe CUSIP as filed is malformed. |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 234,448 | $12,444,000 | thousands by filing date | principal |
| Targa Resources Partners, LP | 87611X105 | LTD | 169,436 | $12,259,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 216,345 | $9,803,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 754,030 | $9,644,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 320,362 | $9,313,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 517,245 | $8,726,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 145,566 | $8,568,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 525,602 | $8,326,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 1,053,753 | $7,829,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 644,665 | $7,613,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 644,050 | $7,613,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 144,805 | $7,400,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 760,785 | $7,357,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 218,566 | $7,342,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 298,895 | $7,099,000 | thousands by filing date | principal |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 265,110 | $6,532,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 84,653 | $6,349,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 228,743 | $6,302,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 203,316 | $6,232,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 139,857 | $5,966,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 103,479 | $5,836,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 588,450 | $5,696,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 294,957 | $5,516,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 98,797 | $5,181,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 177,324 | $5,024,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 147,035 | $4,640,000 | thousands by filing date | principal |
| PROSHARES | 74347R503 | COMMON STOCK | 185,765 | $4,274,000 | thousands by filing date | principal |
| Pfizer Inc. | 717081103 | COM | 140,567 | $4,157,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 71,535 | $4,055,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 123,788 | $3,465,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 27,412 | $2,636,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 27,614 | $2,112,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 26,619 | $1,412,000 | thousands by filing date | |
| American Express | 25816109 | COM | 12,500 | $1,094,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Johnson & Johnson | 478160104 | COM | 9,119 | $972,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 16,200 | $908,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 26,125 | $895,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 8,780 | $819,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 12,000 | $740,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 7,224 | $728,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EXXON MOBIL CORP | 30231G102 | COM | 6,775 | $637,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 15,432 | $620,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 6,020 | $571,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 15,911 | $519,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,265 | $513,000 | thousands by filing date | |
| PLAYMATES HOLDINGS | 34832960 | COM | 410,000 | $504,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 9,000 | $490,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,455 | $486,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 753 | $435,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 42,000 | $435,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 4,326 | $407,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,777 | $400,000 | thousands by filing date | |
| 38259p508 | COM | 663 | $390,000 | thousands by filing date | ||
| International Business Machines Corporation | 459200101 | COM | 1,909 | $362,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,500 | $356,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 10,000 | $355,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 4,500 | $346,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,114 | $308,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,400 | $296,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 20,000 | $282,000 | thousands by filing date | principal |
| TIME WARNER INC | 887317303 | COM NEW | 3,699 | $278,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,546 | $269,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 8,000 | $269,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 5,000 | $263,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 8,800 | $257,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 5,869 | $255,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,000 | $251,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 12,000 | $244,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 6,843 | $241,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 7,500 | $228,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 10,500 | $220,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 32,966 | $216,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,910 | $215,000 | thousands by filing date | principal |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 2,648 | $211,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 60,000 | $161,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 10,000 | $112,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 100,000 | $111,000 | thousands by filing date | principal |
| WHEELER REIT | 963025101 | COM | 20,000 | $91,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 15,000 | $73,000 | thousands by filing date | |
| SINGING MACH INC | 829322304 | COM | 358,500 | $61,000 | thousands by filing date | |
| ECOSPHERE TECHNOLOGIES INC COM | 27922x105 | COM | 173,012 | $22,000 | thousands by filing date | |
| KONARED CORP | 50048Y104 | COM | 35,000 | $12,000 | thousands by filing date | |
| MOBIQUITY TECHNOLOGIES INC COM | 60743F102 | Stock | 21,000 | $7,000 | thousands by filing date | |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001541211-14-000006 | this filing | 2014-10-31 | acceptance time not in the bulk data set |