13F-HR filed by SAN FRANCISCO SENTRY INVESTMENT GROUP (CA)
SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-22, with 670 holding rows worth $289,001,000.
- Accession
- 0001540142-14-000002
- Filer
- CIK 1540142
- Filed
- 2014-01-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A combination report, 671 entries on the cover page, a total value of $289,001,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $289,011,000 with VALUE read as thousands by filing date, 13F file number 028-14637. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerGannett Welsh & Kotler, LLC 028-04145
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Caterpillar Inc. | 149123101 | COM | 321,458 | $29,192,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 77,187 | $14,330,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 62,631 | $7,145,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 173,002 | $7,107,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 12,079 | $6,777,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 126,087 | $6,430,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 163,661 | $6,344,000 | thousands by filing date | |
| 38259p508 | COM | 4,946 | $5,543,000 | thousands by filing date | ||
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 211,661 | $5,402,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 35,831 | $4,476,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 25,497 | $3,666,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 49,067 | $3,643,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 160,000 | $3,464,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 24,289 | $3,315,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 106,761 | $3,270,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 92,500 | $3,236,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 37,899 | $3,143,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 18,172 | $3,070,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 179,250 | $3,020,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 48,540 | $2,907,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 63,800 | $2,897,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 39,677 | $2,785,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 71,465 | $2,674,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 38,018 | $2,663,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 13,574 | $2,546,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 21,455 | $2,442,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 31,222 | $2,410,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 28,042 | $2,309,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 86,375 | $2,172,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 42,500 | $2,165,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 27,141 | $2,161,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 9,676 | $2,155,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 25,000 | $2,108,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 113,379 | $2,056,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 34,633 | $2,025,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 39,130 | $1,986,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 59,403 | $1,958,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 19,765 | $1,918,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 34,186 | $1,776,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 18,753 | $1,718,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 41,351 | $1,708,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 57,663 | $1,656,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 22,822 | $1,612,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 257,924 | $1,594,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 70,970 | $1,592,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 18,769 | $1,528,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 12,909 | $1,505,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 100,000 | $1,467,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,451 | $1,376,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 35,755 | $1,368,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 16,823 | $1,358,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 9,600 | $1,330,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 22,567 | $1,296,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 5,643 | $1,281,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 19,221 | $1,274,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 18,955 | $1,236,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 24,821 | $1,220,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 46,519 | $1,207,000 | thousands by filing date | |
| MERCHANTS NAT'L PPTYS | 589161108 | COM | 731 | $1,199,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 30,000 | $1,197,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 18,844 | $1,192,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 13,882 | $1,167,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 6,835 | $1,148,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 99,506 | $1,146,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 22,998 | $1,137,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 28,967 | $1,093,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 13,765 | $1,082,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 11,992 | $1,081,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 13,895 | $1,072,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 176,862 | $1,019,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 11,150 | $1,018,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 28,482 | $1,001,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 12,413 | $985,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 12,883 | $974,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 82,356 | $959,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 12,478 | $942,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 9,139 | $931,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 23,450 | $904,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,464 | $867,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 10,708 | $864,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 14,788 | $846,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 9,015 | $837,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 51,155 | $836,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 51,502 | $802,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 6,728 | $801,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,600 | $785,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 30,000 | $775,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 14,802 | $771,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 9,600 | $763,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 10,635 | $761,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 9,527 | $760,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 29,099 | $757,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 41,280 | $754,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 8,925 | $742,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 14,789 | $733,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 9,000 | $731,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 7,000 | $725,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 35,700 | $724,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 13,169 | $700,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 24,898 | $698,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 14,805 | $689,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 35,455 | $687,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 18,590 | $669,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 16,650 | $663,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,496 | $657,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 4,799 | $650,000 | thousands by filing date | |
| HYUNDAI MOTOR CO UK LISTED | h001309 | COM | 11,000 | $649,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 8,050 | $647,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 7,016 | $641,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,800 | $638,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 13,490 | $624,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 20,230 | $618,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 9,740 | $616,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 7,066 | $593,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 19,800 | $587,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 31,603 | $562,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 6,026 | $557,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,550 | $539,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,636 | $532,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 8,500 | $529,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 3,800 | $527,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,425 | $521,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 52,147 | $470,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 7,157 | $456,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,770 | $454,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 5,055 | $453,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 11,665 | $448,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 44,800 | $447,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 2,000 | $447,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 12,500 | $447,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 5,105 | $439,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,854 | $424,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 181,404 | $423,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 14,215 | $415,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 4,300 | $397,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 6,300 | $390,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,700 | $387,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,359 | $384,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 7,695 | $383,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 5,294 | $372,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 23,300 | $368,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 9,299 | $366,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 7,820 | $365,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 8,877 | $360,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 6,300 | $358,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 23,310 | $352,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,800 | $345,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 5,718 | $342,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 3,924 | $331,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 8,300 | $326,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 24,145 | $314,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,000 | $313,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 4,551 | $310,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 4,425 | $308,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,616 | $305,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,821 | $300,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 7,960 | $298,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 12,176 | $297,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 7,300 | $293,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 7,010 | $291,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 14,050 | $291,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,800 | $290,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,236 | $282,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 17,555 | $277,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 3,223 | $274,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 4,153 | $273,000 | thousands by filing date | |
| Arc Resources Ltd. | 00208D408 | COM | 9,814 | $273,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,845 | $265,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 6,348 | $263,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 9,575 | $262,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,246 | $261,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 4,018 | $260,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 4,765 | $255,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 12,982 | $254,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,395 | $252,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 2,200 | $248,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 5,502 | $244,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 651 | $240,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 10,300 | $236,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,281 | $234,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 12,015 | $234,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 7,235 | $230,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,621 | $229,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,200 | $222,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 12,200 | $220,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 2,600 | $219,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,220 | $217,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 3,100 | $214,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,876 | $213,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 900 | $210,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 3,300 | $209,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 5,739 | $207,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 2,300 | $206,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 6,200 | $202,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 6,500 | $202,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 2,950 | $200,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,480 | $199,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,590 | $197,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,250 | $188,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,500 | $188,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 5,357 | $188,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,667 | $186,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 11,260 | $185,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 4,500 | $175,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 10,000 | $173,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 3,566 | $173,000 | thousands by filing date | |
| Cliff Natural Resources, Inc. | 18683k408 | PFD | 7,129 | $164,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 2,790 | $163,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,615 | $162,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 2,979 | $161,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 2,100 | $158,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,650 | $158,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 4,200 | $154,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 2,674 | $153,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 75,539 | $153,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 1,820 | $148,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 1,690 | $146,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 2,404 | $145,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 4,000 | $141,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,500 | $139,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,040 | $137,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 2,105 | $137,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 24,290 | $137,000 | thousands by filing date | |
| PRICELINE.COM INC | 741503106 | COM | 117 | $136,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,527 | $134,000 | thousands by filing date | |
| Lenovo Group Ltd | 526250105 | Equity | 5,500 | $134,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 2,295 | $131,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,531 | $130,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,062 | $130,000 | thousands by filing date | |
| DISCOVERY HOLDING CO | 25468Y107 | COMMON STOCK | 1,434 | $130,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 1,666 | $129,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,555 | $128,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,900 | $127,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,134 | $125,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,000 | $125,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,702 | $124,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 673 | $123,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 1,130 | $121,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 8,675 | $118,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 616 | $117,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 3,620 | $117,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 11,670 | $114,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 1,540 | $113,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 13,598 | $113,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 11,000 | $112,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,197 | $109,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 2,973 | $109,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 1,934 | $108,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 2,888 | $106,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,500 | $105,000 | thousands by filing date | |
| IJH | 464287507 | COM | 775 | $104,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 1,650 | $102,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 2,855 | $101,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,466 | $99,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,354 | $97,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,100 | $97,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 5,000 | $96,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 586 | $95,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 3,675 | $95,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 568 | $94,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 800 | $92,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 1,500 | $92,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 10,000 | $92,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 6,300 | $92,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,000 | $91,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,014 | $90,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,000 | $90,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,840 | $89,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1,711 | $89,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 800 | $89,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 1,710 | $87,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 2,590 | $85,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 3,170 | $84,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 4,645 | $83,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 1,200 | $83,000 | thousands by filing date | |
| TRIANGLE PETROLEUM NEW | 89600b102 | COM | 10,000 | $83,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,251 | $81,000 | thousands by filing date | |
| KONE CORPORATION NPV SHS B | b09m9d2 | COM | 1,800 | $81,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Gilead Sciences,Inc. | 375558103 | COM | 1,063 | $80,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 2,650 | $78,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 875 | $77,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,037 | $76,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 1,445 | $76,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 800 | $74,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,440 | $73,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 756 | $73,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 2,799 | $73,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 3,841 | $72,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 18,825 | $72,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 5,894 | $72,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 4,217 | $72,000 | thousands by filing date | |
| KEYERA CORP SHS | 493271100 | SHS | 1,200 | $72,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 1,565 | $71,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 2,744 | $71,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 630 | $69,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 4,886 | $67,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 2,514 | $67,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 808 | $65,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 4,850 | $65,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 3,325 | $65,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 713 | $64,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,052 | $64,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 580 | $63,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,000 | $63,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 650 | $62,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 3,500 | $60,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 2,659 | $60,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 1,980 | $59,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,060 | $58,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,603 | $57,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,752 | $56,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 870 | $56,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 2,311 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 660 | $55,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,007 | $55,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 2,030 | $55,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 788 | $55,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 800 | $54,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 388 | $53,000 | thousands by filing date | |
| IMAGEWARE SYSTEMS INC COM | 45245S108 | COM | 27,250 | $53,000 | thousands by filing date | |
| CHINA MENGNIU DAIRY HKD0.1 | b01b1l9 | COM | 11,000 | $52,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HASBRO INC COM | 418056107 | Stock | 930 | $51,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 500 | $51,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 955 | $51,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 288 | $51,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 961 | $51,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 1,450 | $51,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 885 | $50,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,252 | $50,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,893 | $50,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 6,250 | $50,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 1,000 | $50,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,000 | $49,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 1,736 | $49,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 4,500 | $49,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | B3001A102 | COM | 1,335 | $49,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 555 | $48,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 1,160 | $48,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 2,090 | $48,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 687 | $47,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 776 | $47,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 385 | $47,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 2,625 | $47,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 1,000 | $47,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 1,500 | $46,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 3,500 | $46,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 539 | $45,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 6,100 | $45,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 725 | $44,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 1,465 | $44,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 500 | $42,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 4,450 | $42,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 500 | $41,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 725 | $40,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 800 | $40,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 179 | $40,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 455 | $39,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 463 | $39,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 638 | $39,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 143 | $39,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 824 | $38,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 2,100 | $38,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 900 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 971 | $37,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 696 | $37,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,300 | $37,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 1,155 | $37,000 | thousands by filing date | |
| WHOLE FOODS MARKET INC. | 010534372 | COM | 633 | $37,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 2,386 | $36,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 490 | $36,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,500 | $36,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 523 | $35,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 2,000 | $35,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 2,098 | $35,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 410 | $34,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 469 | $34,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 123 | $34,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 631 | $33,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 376 | $33,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 2,750 | $33,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 582 | $32,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 2,584 | $32,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 1,438 | $32,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 1,669 | $32,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 805 | $31,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 410 | $31,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 2,400 | $31,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 214 | $29,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 2,250 | $28,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 2,465 | $28,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 203 | $28,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 4,750 | $28,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL INC CLA | 169561057 | COM | 52 | $28,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 900 | $27,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 1,150 | $27,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 2,050 | $27,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 175 | $26,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 615 | $26,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 1,288 | $26,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 355 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 313 | $25,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 1,000 | $25,000 | thousands by filing date | |
| Singapore Telecommunications L | 82929R304 | USD | 850 | $25,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 3,500 | $25,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 328 | $25,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268t102 | COM | 52,200 | $25,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 400 | $24,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 533 | $24,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 260 | $24,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 4,360 | $24,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 1,375 | $24,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 803 | $23,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 204 | $23,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 381 | $23,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 664 | $23,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 118 | $22,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 525 | $22,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 199 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 288 | $21,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 25 | $21,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 240 | $21,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,173 | $21,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 208 | $21,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 653 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 245 | $21,000 | thousands by filing date | |
| NEWS CORP INC | 65248E104 | COMMON STOCK | 1,166 | $21,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 250 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 280 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 293 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 230 | $20,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1,800 | $20,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 711 | $20,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 2,232 | $20,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 213 | $19,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 402 | $19,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 273 | $19,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 37,500 | $19,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 479 | $19,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 253 | $18,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 500 | $18,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 350 | $18,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 1,000 | $18,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 153 | $17,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 204 | $17,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 3,000 | $17,000 | thousands by filing date | |
| WP CAREY & CO LLC | 92930Y107 | COMMON STOCK | 272 | $17,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 100 | $17,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 213 | $16,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 11,500 | $16,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 2,650 | $16,000 | thousands by filing date | |
| ONCOSEC MEDICAL INCORPORATED | 68234l108 | COM | 33,500 | $16,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 212 | $15,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 382 | $15,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 225 | $15,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 3,000 | $15,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 783 | $14,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 258 | $14,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 293 | $14,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 526 | $14,000 | thousands by filing date | |
| H&M | w41422101 | COM | 300 | $14,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 2,500 | $14,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 950 | $14,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 3,400 | $14,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 4,200 | $14,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 167 | $13,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 55 | $13,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 202 | $13,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 701 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 300 | $13,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 1,000 | $13,000 | thousands by filing date | |
| AON CORP | 037389103 | COMMON STOCK | 157 | $13,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 2,087 | $13,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 236 | $13,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 3,636 | $13,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 210 | $12,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 200 | $12,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 200 | $12,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 150 | $12,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 450 | $12,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 300 | $12,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 252 | $12,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 134 | $12,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 422 | $12,000 | thousands by filing date | |
| ARCELOR MITTAL NY NEW F NEW YO | 60684p101 | COM | 650 | $12,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 135 | $11,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 400 | $11,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 120 | $11,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 210 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 250 | $11,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 150 | $11,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 185 | $11,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 188 | $11,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 775 | $11,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 80 | $10,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 600 | $10,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 658 | $10,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 39 | $10,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 300 | $10,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 300 | $10,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 100 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001540142-14-000002 | this filing | 2014-01-22 | acceptance time not in the bulk data set |