13F-HR filed by Westside Investment Management, Inc.
Westside Investment Management, Inc. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-15, with 841 holding rows worth $347,288,812.
- Accession
- 0001538383-23-000004
- Filer
- CIK 1538383
- Filed
- 2023-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 1,372 entries on the cover page, a total value of $347,288,812 stated on the cover page (in dollars after the unit check, H1), rows summing to $347,288,812 with VALUE read as dollars as filed, 13F file number 028-18045. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SHAKE SHACK INC | 819047101 | CL A | 300 | $17,421 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 195 | $17,398 | dollars as filed | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 355 | $17,324 | dollars as filed | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,000 | $17,200 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 600 | $16,830 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 500 | $16,720 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 85 | $16,634 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 300 | $16,560 | dollars as filed | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 549 | $16,492 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 279 | $16,402 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 1,474 | $16,008 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 330 | $16,005 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 300 | $15,963 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 239 | $15,814 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 228 | $15,789 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 170 | $15,664 | dollars as filed | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 206 | $15,529 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 40 | $15,424 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 421 | $15,421 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 241 | $15,301 | dollars as filed | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 43,600 | $15,263 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 76 | $15,249 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 505 | $15,226 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 300 | $15,202 | dollars as filed | |
| IN8BIO INC | 45674E109 | COM | 14,500 | $15,080 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 205 | $15,020 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 200 | $14,932 | dollars as filed | |
| OVINTIV INC | 69047Q102 | COM | 308 | $14,653 | dollars as filed | |
| ALPS ETF TR | 00162Q460 | CMN | 400 | $14,628 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,850 | $14,430 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 400 | $14,188 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 2,895 | $14,186 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 84 | $13,984 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 99 | $13,866 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 364 | $13,770 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 300 | $13,690 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 130 | $13,633 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 80 | $13,552 | dollars as filed | |
| EVERBRIDGE INC | 29978A104 | COM | 600 | $13,452 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 356 | $13,229 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 33 | $13,182 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 145 | $13,154 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 300 | $13,116 | dollars as filed | |
| BANK HAWAII CORP | 062540109 | COM | 263 | $13,092 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 220 | $13,042 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 400 | $12,992 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 220 | $12,957 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 475 | $12,839 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 1,600 | $12,784 | dollars as filed | |
| DOXIMITY INC CL A | 26622P107 | Stock | 600 | $12,732 | dollars as filed | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 150 | $12,656 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 1,500 | $12,270 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 300 | $12,258 | dollars as filed | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,020 | $12,107 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 100 | $12,102 | dollars as filed | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 150 | $12,047 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 83 | $11,983 | dollars as filed | |
| ACUTUS MED INC | 005111109 | COM | 17,000 | $11,842 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 125 | $11,838 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 231 | $11,696 | dollars as filed | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 450 | $11,430 | dollars as filed | |
| WOLFSPEED INC | 977852102 | COM | 300 | $11,430 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 126 | $11,378 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 280 | $11,108 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 989 | $11,027 | dollars as filed | |
| TIMKEN CO | 887389104 | COM | 150 | $11,024 | dollars as filed | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 168 | $10,881 | dollars as filed | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 88 | $10,871 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 625 | $10,844 | dollars as filed | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 400 | $10,764 | dollars as filed | |
| SAN DIEGO CALIF 5 25 27GO UTX DUE 07/01/27 | 797356ET5 | MUNI | 10,000 | $10,622 | dollars as filed | |
| DFA Emerging Markets Portfolio | 233203785 | Mutual Fund | 410 | $10,620 | dollars as filed | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 100 | $10,519 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 1,750 | $10,325 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 386 | $10,297 | dollars as filed | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 100 | $10,287 | dollars as filed | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 172 | $10,274 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 487 | $10,222 | dollars as filed | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 65 | $10,122 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 550 | $10,044 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,210 | $9,934 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 500 | $9,915 | dollars as filed | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 100 | $9,908 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 130 | $9,772 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 227 | $9,682 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 100 | $9,657 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 19 | $9,617 | dollars as filed | |
| QORVO INC COM | 74736K101 | Stock | 100 | $9,548 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 744 | $9,542 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 700 | $9,527 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 227 | $9,518 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 600 | $9,414 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 393 | $9,409 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 210 | $9,380 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 100 | $9,363 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,050 | $9,266 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 520 | $9,230 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 400 | $9,196 | dollars as filed | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 210 | $9,177 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 152 | $9,172 | dollars as filed | |
| ASANA INC | 04342Y104 | CL A | 500 | $9,155 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,200 | $9,096 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 273 | $9,025 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 86 | $8,994 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 50 | $8,988 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 614 | $8,891 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 39 | $8,889 | dollars as filed | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 205 | $8,874 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 30 | $8,733 | dollars as filed | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 250 | $8,705 | dollars as filed | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 2,945 | $8,688 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 100 | $8,423 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 2,290 | $8,404 | dollars as filed | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 100 | $8,304 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 180 | $8,251 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 200 | $8,220 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 4,100 | $8,200 | dollars as filed | |
| SPX TECHNOLOGIES INC | 78473E103 | COM | 100 | $8,140 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 400 | $8,136 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 425 | $8,130 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 118 | $8,130 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 196 | $8,118 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 160 | $8,096 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 114 | $7,973 | dollars as filed | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 294 | $7,894 | dollars as filed | |
| TEXTRON INC COM | 883203101 | Stock | 100 | $7,814 | dollars as filed | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 134 | $7,792 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 511 | $7,767 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 43 | $7,739 | dollars as filed | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 75 | $7,730 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 804 | $7,726 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 227 | $7,709 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 704 | $7,708 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 109 | $7,536 | dollars as filed | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 160 | $7,533 | dollars as filed | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 348 | $7,455 | dollars as filed | |
| NORTHERN TR CORP COM | 665859104 | Stock | 107 | $7,434 | dollars as filed | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 100 | $7,386 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 151 | $7,231 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 102 | $7,195 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 48 | $7,161 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 575 | $7,147 | dollars as filed | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 350 | $7,123 | dollars as filed | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 61 | $7,110 | dollars as filed | |
| PTC INC COM | 69370C100 | Stock | 50 | $7,084 | dollars as filed | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 158 | $7,045 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 450 | $7,034 | dollars as filed | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 126 | $6,964 | dollars as filed | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 350 | $6,962 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 96 | $6,948 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 38 | $6,941 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 668 | $6,854 | dollars as filed | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 141 | $6,827 | dollars as filed | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 279 | $6,821 | dollars as filed | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 500 | $6,770 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 900 | $6,660 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 119 | $6,631 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 42 | $6,527 | dollars as filed | |
| NOV INC | 62955J103 | COM | 301 | $6,301 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 5,500 | $6,215 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 300 | $6,174 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 183 | $6,165 | dollars as filed | |
| NUSHARES ETF TR | 67092P706 | CMN | 225 | $6,108 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 100 | $6,060 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 100 | $6,029 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 650 | $5,987 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,300 | $5,980 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 47 | $5,943 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 68 | $5,909 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 28 | $5,829 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 92 | $5,799 | dollars as filed | |
| TAPESTRY INC COM | 876030107 | Stock | 200 | $5,750 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 76 | $5,732 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 70 | $5,717 | dollars as filed | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 900 | $5,697 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 100 | $5,688 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 1,200 | $5,688 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 950 | $5,624 | dollars as filed | |
| MDU RES GROUP INC | 552690109 | COM | 282 | $5,522 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 104 | $5,514 | dollars as filed | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 300 | $5,415 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 65 | $5,364 | dollars as filed | |
| DOLLAR TREE INC COM | 256746108 | Stock | 50 | $5,323 | dollars as filed | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 100 | $5,279 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 2,000 | $5,200 | dollars as filed | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 77 | $5,171 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 100 | $5,083 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 1,500 | $5,070 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 180 | $5,067 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 107 | $5,063 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 200 | $4,944 | dollars as filed | |
| iShares Global Tech ETF | 464287291 | SHS | 85 | $4,916 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 497 | $4,899 | dollars as filed | |
| MASTERBRAND INC | 57638P104 | COMMON STOCK | 400 | $4,860 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 57 | $4,764 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 200 | $4,698 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 140 | $4,606 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 43 | $4,569 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 95 | $4,506 | dollars as filed | |
| STERICYCLE INC | 858912108 | COM | 100 | $4,471 | dollars as filed | |
| VISTA OUTDOOR INC | 928377100 | COM | 135 | $4,471 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 500 | $4,456 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 225 | $4,406 | dollars as filed | |
| IDEXX LABS INC COM | 45168D104 | Stock | 10 | $4,373 | dollars as filed | |
| DTE ENERGY CO COM | 233331107 | Stock | 44 | $4,368 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 11 | $4,355 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 265 | $4,351 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 39 | $4,277 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 26 | $4,276 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 142 | $4,247 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 214 | $4,243 | dollars as filed | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 283 | $4,172 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 150 | $4,105 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 30 | $4,031 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 95 | $4,019 | dollars as filed | |
| FRANKLIN MUTUAL U S MID CAP VALUE A | 355148107 | ETF | 127 | $4,009 | dollars as filed | |
| RXO, Inc. | 74982T103 | Common Stock, $0.01 par value | 200 | $3,946 | dollars as filed | |
| FRANKLIN MUTUAL U.S. MID CAP VALUE ADV | 355148859 | NTF EQUITY FUNDS | 123 | $3,892 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 50 | $3,836 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 218 | $3,785 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 111 | $3,782 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 250 | $3,755 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 4,700 | $3,680 | dollars as filed | |
| ADIENT PLC | G0084W101 | ORD SHS | 100 | $3,670 | dollars as filed | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 28 | $3,624 | dollars as filed | |
| AKRE FOCUS INSTL | 742935125 | ETF | 68 | $3,623 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 198 | $3,617 | dollars as filed | |
| ASSURANT INC COM | 04621X108 | Stock | 25 | $3,590 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 422 | $3,549 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 500 | $3,540 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 38 | $3,489 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 180 | $3,485 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 200 | $3,464 | dollars as filed | |
| FOX CORP CL A COM | 35137L105 | Stock | 111 | $3,463 | dollars as filed | |
| PHINIA INC | 71880K101 | COMMON STOCK | 128 | $3,429 | dollars as filed | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,200 | $3,420 | dollars as filed | |
| KNIFE RIVER CORP COMMON STOCK | 498894104 | Stock | 70 | $3,418 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 26 | $3,408 | dollars as filed | |
| MANITOWOC CO INC | 563571405 | COM NEW | 225 | $3,386 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 200 | $3,296 | dollars as filed | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 200 | $3,228 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 337 | $3,194 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 300 | $3,162 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 2,450 | $3,161 | dollars as filed | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 288 | $3,145 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 102 | $3,140 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 331 | $3,112 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 61 | $3,112 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 128 | $3,108 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 200 | $3,076 | dollars as filed | |
| DOVER CORP COM | 260003108 | Stock | 22 | $3,069 | dollars as filed | |
| TRULIEVE CANNABIS CORP | 89788C104 | SUB VTG SHS *A* | 500 | $3,045 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 92 | $2,960 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 31 | $2,902 | dollars as filed | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 100 | $2,732 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 300 | $2,709 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 500 | $2,665 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 26 | $2,648 | dollars as filed | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 38 | $2,612 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 1,400 | $2,534 | dollars as filed | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 47 | $2,507 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 20 | $2,499 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 600 | $2,478 | dollars as filed | |
| CANADIAN SOLAR INC | 136635109 | COM | 100 | $2,461 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 41 | $2,315 | dollars as filed | |
| VANGUARD WELLESLEY INCOME FD | 921938205 | ADMIRAL SHARES | 37 | $2,168 | dollars as filed | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 48 | $2,164 | dollars as filed | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 135 | $2,133 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 100 | $1,993 | dollars as filed | |
| Etfmg Prime Mobile | 26924G409 | COM | 50 | $1,955 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 300 | $1,935 | dollars as filed | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 100 | $1,916 | dollars as filed | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 100 | $1,873 | dollars as filed | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 45 | $1,832 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 330 | $1,719 | dollars as filed | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 62 | $1,624 | dollars as filed | |
| Bluerock Private Real Estate F | 09631H100 | COM | 125 | $1,615 | dollars as filed | |
| ISHARES TR | 464287713 | US TELECOM ETF | 75 | $1,598 | dollars as filed | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 1,500 | $1,575 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 24 | $1,527 | dollars as filed | |
| COMSTOCK INC | 205750300 | COM NEW | 3,500 | $1,434 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 68 | $1,416 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 400 | $1,392 | dollars as filed | |
| LOOMIS SAYLES BOND RETAIL | 543495832 | BOND | 126 | $1,381 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 25 | $1,373 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $1,372 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 32 | $1,344 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 500 | $1,320 | dollars as filed | |
| MOELIS & CO | 60786M105 | CL A | 29 | $1,309 | dollars as filed | |
| CERENCE INC COM | 156727109 | Stock | 62 | $1,263 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 125 | $1,236 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 150 | $1,233 | dollars as filed | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 99 | $1,220 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 40 | $1,158 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 24 | $1,145 | dollars as filed | |
| VITESSE ENERGY INC COMMON STOCK | 92852X103 | Stock | 49 | $1,121 | dollars as filed | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 700 | $1,098 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 925 | $1,027 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 28 | $1,015 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 10 | $930 | dollars as filed | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 10 | $795 | dollars as filed | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 10 | $783 | dollars as filed | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 15 | $782 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 100 | $768 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 100 | $704 | dollars as filed | |
| Matthews Asian Growth & Income | 577130206 | MUT | 56 | $684 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 50 | $679 | dollars as filed | |
| VIASAT INC | 92552V100 | COM | 36 | $665 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 100 | $642 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 62 | $567 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 1,000 | $531 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 800 | $484 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 98 | $481 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 35 | $452 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 12 | $434 | dollars as filed | |
| ENERGOUS CORP | 29272C202 | COM | 247 | $395 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 100 | $365 | dollars as filed | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 42 | $345 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 35 | $292 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 12 | $285 | dollars as filed | |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 14 | $211 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 66 | $207 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 1,000 | $184 | dollars as filed | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 9 | $181 | dollars as filed | |
| SILO PHARMA INC | 82711P201 | cs | 94 | $157 | dollars as filed | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 1 | $123 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 7 | $106 | dollars as filed | |
| BALLYS CORPORATION | 05875B106 | COM | 7 | $92 | dollars as filed | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 1 | $90 | dollars as filed | |
| CORTEXYME INC | 22053A107 | COM | 75 | $84 | dollars as filed | |
| BENSON HILL INC | 082490103 | COM | 250 | $83 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 8 | $78 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 42 | $60 | dollars as filed | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 30 | $60 | dollars as filed | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 200 | $40 | dollars as filed | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 2 | $29 | dollars as filed | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 300 | $21 | dollars as filed | |
| THE MARYGOLD COMPANIES INC | 57403M104 | COM | 7 | $8 | dollars as filed | |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 4 | $2 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 500 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001538383-23-000004 | this filing | 2023-11-15 | acceptance time not in the bulk data set |