13F-HR filed by Westside Investment Management, Inc.
Westside Investment Management, Inc. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-14, with 676 holding rows worth $219,817,065,000 by the sum of the rows.
- Accession
- 0001538383-20-000006
- Filer
- CIK 1538383
- Filed
- 2020-10-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 971 entries on the cover page, a total value of $219,817,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $219,817,065,000 with VALUE read as thousands by filing date, 13F file number 028-18045. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $219,817,000, about 1/1,000 of the sum of the rows, $219,817,065,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 1,734,965 | $191,176,166,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 17,226 | $4,134,220,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 329,688 | $3,093,162,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,518 | $1,420,287,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| AMERICAN CENTURY CA INTERM-T T-FR BD INV | 025075508 | ETF | 92,151 | $1,120,567,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,953 | $795,660,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 17,937 | $718,929,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 33,007 | $680,698,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Qualcomm Incorporated | 747525103 | COM | 22,853 | $614,013,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,425 | $578,334,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| INVESCO QQQ TR | 46090E103 | COM | 27,149 | $548,789,000 | thousands by filing date | |
| HARTFORD SCHRODERS TAX-A | 41665H805 | BOND | 45,527 | $522,201,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 59,355 | $464,364,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 17,990 | $439,176,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 15,321 | $425,488,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 11,381 | $421,564,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Bank of America Corp | 060505104 | COM | 37,941 | $330,616,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FIDELITY ADVISOR NEW INSIGHTS I | 316071604 | EQUITY FUNDS | 8,828 | $328,866,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 18,833 | $323,045,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 84,381 | $307,414,000 | thousands by filing date | |
| AMERICAN FUNDS LTDTERM T | 532726403 | ETF | 18,943 | $306,511,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 25,331 | $306,072,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 40,115 | $300,783,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,612 | $292,116,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Procter & Gamble Co | 742718109 | COM | 4,796 | $271,425,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| DWS GLOBAL MACRO S | 25156G608 | ETF | 27,531 | $261,008,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,477 | $258,388,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 9,261 | $256,259,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 7,787 | $252,230,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 9,388 | $239,595,000 | thousands by filing date | |
| JPMORGAN LARGE CAP GROWTH I | 4812C0530 | EQUITY FUNDS | 4,114 | $234,169,000 | thousands by filing date | |
| DFA INVESTMENT GRADE I | 23320G448 | BOND FUNDS | 18,688 | $224,446,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,055 | $224,198,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Intel Corp | 458140100 | COM | 20,752 | $218,333,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| NIKE,Inc. Class B | 654106103 | COM | 4,174 | $213,728,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| AMERICAN CENTURY INTERMTRM TX-FR BD INV | 024934507 | BOND | 17,256 | $201,732,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 78,952 | $189,000,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 12,188 | $188,224,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| AT&T Inc | 00206R102 | COM | 19,497 | $179,989,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 6,000 | $172,566,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Citigroup Inc. | 172967424 | COM | 12,985 | $159,907,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| DFA US CORE EQUITY 2 I | 233203397 | EQUITY FUNDS | 6,894 | $158,437,000 | thousands by filing date | |
| LORD ABBETT INTERMEDIATE TAX FREE F | 543912794 | BOND | 13,832 | $153,685,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 34,677 | $152,688,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 45,190 | $146,865,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 3,709 | $143,413,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 11,331 | $142,880,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 8,300 | $140,131,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| T Rowe Price Health Sciences Fund Inv | 741480107 | MF | 1,467 | $136,485,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 7,279 | $134,858,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Johnson & Johnson | 478160104 | COM | 4,487 | $134,526,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Berkshire Hathaway Inc | 084670702 | COM | 2,119 | $128,087,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 1,500 | $118,350,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 950 | $117,430,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SCHWAB LARGE-CAP INDEX MF | 808509855 | MFD | 2,173 | $113,345,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 22,940 | $109,884,000 | thousands by filing date | |
| TOUCHSTONE MID CAP A | 89155H629 | ETF | 2,761 | $107,801,000 | thousands by filing date | |
| DFA US LARGE COMPANY I | 25434D823 | EQUITY FUNDS | 4,124 | $106,358,000 | thousands by filing date | |
| Doubleline Total Return Bd Fd Cl I | 258620103 | MF | 9,512 | $102,162,000 | thousands by filing date | |
| AMERICAN FUNDS TAX-EXEMPT BOND F2 | 876902602 | BOND | 7,422 | $99,752,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 40,750 | $96,744,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,601 | $96,427,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| EXXON MOBIL CORP | 30231G102 | COM | 5,825 | $96,227,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 14,620 | $95,542,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| DWS ESG CORE EQUITY S | 25159G886 | ETF | 5,845 | $92,940,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 23,685 | $90,874,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,346 | $89,601,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 4,500 | $85,917,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Uber Technologies | 90353T100 | COM | 43,805 | $85,418,000 | thousands by filing date | |
| HARTFORD EQUITY INCOME I | 416649705 | ETF | 4,656 | $82,790,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,552 | $79,137,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FEDEX CORP COM | 31428X106 | Stock | 6,455 | $77,004,000 | thousands by filing date | |
| DFA US LARGE CAP VALUE I | 233203827 | EQUITY FUNDS | 2,268 | $72,147,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 28,347 | $71,947,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 16,000 | $71,242,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 16,790 | $69,318,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 7,606 | $68,866,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| OCCIDENTAL PETE CORP | 674599105 | COM | 12,000 | $68,120,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 5,800 | $61,722,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,900 | $60,826,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,339 | $60,792,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,193 | $60,209,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 4,300 | $57,968,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| BIOGEN INC COM | 09062X103 | Stock | 1,630 | $57,141,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 6,000 | $56,736,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Altria Group Inc | 02209S103 | COM | 6,745 | $54,302,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 101,387 | $54,287,000 | thousands by filing date | |
| SAN DIEGO CA USD 5 25 27 | 797355YX6 | MUNI | 40,000 | $52,941,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE I | 641224795 | ETF | 3,796 | $50,756,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 550 | $49,607,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| MFS MID CAP VALUE A | 55272P638 | ETF | 2,277 | $49,100,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,533 | $48,805,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| JPMorgan Chase & Co | 46625H100 | COM | 3,953 | $48,467,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 22,516 | $47,079,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 4,700 | $46,859,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Invesco Oppenheimer Dev Mkts Y | 00143W875 | MF | 1,003 | $45,208,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,438 | $44,268,000 | thousands by filing date | |
| DFA INTERNATIONAL CORE EQUITY 2 I | 233203371 | EQUITY FUNDS | 3,471 | $43,329,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 18,029 | $43,056,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CORNING INC | 219350105 | COM | 3,821 | $42,214,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| DFA EMERGING MARKETS CORE EQUITY 2 I | 233203421 | EQUITY FUNDS | 2,065 | $41,469,000 | thousands by filing date | |
| SAN RAFAEL CA ESD 4 21IMPT SCH DUE 08/01/21 | 799306MQ5 | MUNI | 40,000 | $41,294,000 | thousands by filing date | |
| LOOMIS SAYLES SENIOR FLOATING RATE AND FIXED INCOME FUND CLASS A | 63872T570 | OPEN END TAXABLE LOAD FUND | 4,550 | $39,312,000 | thousands by filing date | |
| DFA US SMALL CAP VALUE I | 233203819 | EQUITY FUNDS | 1,493 | $39,271,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 673 | $35,703,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 450 | $34,001,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,100 | $32,907,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 5,400 | $31,832,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| VGT | 92204A702 | SHS | 1,765 | $31,663,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,052 | $30,009,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| DFA LARGE CAP INTERNATIONAL I | 233203868 | EQUITY FUNDS | 1,368 | $29,690,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 535 | $29,227,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| NEWELL BRANDS INC COM | 651229106 | Stock | 4,500 | $29,220,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PINTEREST INC CL A | 72352L106 | Stock | 2,660 | $29,138,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CANOPY GROWTH CORP | 138035100 | COM | 4,150 | $28,670,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| iShares Gold Trust | 464285105 | ISHARES | 54,961 | $27,946,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 34,900 | $27,079,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 3,835 | $27,078,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Salesforce.com, Inc | 79466L302 | COM | 630 | $25,265,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 400 | $25,100,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Morgan Stanley | 617446448 | COM | 500 | $24,175,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 2,800 | $22,620,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| McDonalds Corporation | 580135101 | COM | 424 | $22,020,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| WORKDAY INC CL A | 98138H101 | Stock | 1,400 | $21,792,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 21,648 | $21,528,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,600 | $20,922,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| DFA US SMALL CAP I | 233203843 | EQUITY FUNDS | 694 | $20,833,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 300 | $20,295,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,500 | $20,015,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| EDITAS MEDICINE INC | 28106W103 | COM | 3,500 | $19,720,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 27,775 | $19,200,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 9,600 | $19,041,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 291,105 | $18,806,000 | thousands by filing date | |
| DFA US TARGETED VALUE I | 233203595 | EQUITY FUNDS | 976 | $17,459,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 500 | $17,370,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 2,500 | $17,218,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CALIFORNIA ST 5 22GO UTX DUE 11/01/22XTRO | 13063CQA1 | BOND | 15,000 | $16,503,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 3,465 | $16,237,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 700 | $16,230,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| 3M CO COM | 88579Y101 | Stock | 282 | $16,047,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CRONOS GROUP INC | 22717L101 | COM | 5,500 | $15,042,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| MCKESSON CORP COM | 58155Q103 | Stock | 200 | $14,907,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 17,010 | $14,600,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| TILRAY INC | 88688T100 | COM CL 2 | 4,600 | $14,557,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SNAP INC | 83304A106 | CL A | 1,150 | $13,071,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| DFA Emerging Markets Portfolio | 233203785 | Mutual Fund | 410 | $11,169,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 2,854 | $10,558,000 | thousands by filing date | |
| VANGUARD CA INTERM-TERM TAX-EXEMPT ADM | 922021407 | BOND | 818 | $10,056,000 | thousands by filing date | |
| CALIFORNIA ST UNIVE 2 20 | 13077C3B8 | BOND | 10,000 | $10,015,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,525 | $9,882,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 1,100 | $8,690,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| VENTAS INC COM | 92276F100 | REIT | 500 | $8,404,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| DEXCOM INC COM | 252131107 | Stock | 80 | $8,268,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Advanced Micro Devices,Inc. | 007903107 | COM | 716 | $8,249,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,925 | $7,892,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| VTI | 922908769 | COM | 39,592 | $6,742,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 300 | $6,180,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 400 | $5,940,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 200 | $5,726,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 209,895 | $5,089,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 100 | $4,815,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Cyber Security ETF | 26924G201 | Common | 304 | $4,663,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 83,050 | $4,602,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 500 | $4,343,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 1,706 | $4,031,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 300 | $3,903,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PITNEY BOWES INC COM | 724479100 | Stock | 605,049 | $3,212,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 15,815 | $2,993,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 500 | $2,970,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| NOVAVAX INC | 670002401 | COM NEW | 75 | $2,713,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 1,500 | $2,325,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PAYPALHLDGSINC | 70450Y103 | STOK | 11,693 | $2,303,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 25,740 | $2,226,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 2,700 | $2,153,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 100 | $2,122,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 12,773 | $2,085,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 11,448 | $1,997,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 690 | $1,956,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| NIU TECHNOLOGIES | 65481N100 | CMN | 100 | $1,920,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| REVVITY INC | 714046109 | COM | 14,368 | $1,803,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 75 | $1,793,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 2,500 | $1,786,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| NXT-ID INC | 67091J206 | COM NEW | 5,000 | $1,716,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 32,010 | $1,670,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 31,182 | $1,646,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 500 | $1,575,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 200 | $1,519,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 19,609 | $1,478,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 11,999 | $1,391,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 13,061 | $1,357,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 15,000 | $1,303,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 31,075 | $1,276,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 9,306 | $1,260,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 13,017 | $1,202,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 44,100 | $1,134,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 6,680 | $1,131,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,000 | $1,110,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 7,496 | $1,102,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,516 | $1,096,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 44,875 | $1,094,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 49,875 | $1,090,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 9,411 | $1,076,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 9,470 | $1,050,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 9,857 | $1,039,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 59 | $1,021,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Adobe Inc | 00724F101 | COM | 2,005 | $983,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 18,644 | $929,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 19,619 | $907,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 11,817 | $829,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 20,215 | $826,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,308 | $816,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 50,495 | $784,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 4,950 | $776,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 100 | $767,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 18,769 | $757,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 4,300 | $757,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 3,945 | $725,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 6,470 | $720,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 20,200 | $667,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 10,027 | $649,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 33,232 | $631,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 9,727 | $619,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 4,381 | $596,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 7,349 | $554,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 5,818 | $513,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 26,923 | $505,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 4,585 | $467,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,055 | $444,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 7,150 | $425,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,107 | $424,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 32,382 | $399,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 33,608 | $396,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 6,624 | $385,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 4,650 | $384,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,353 | $375,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,935 | $357,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 6,105 | $348,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 810 | $347,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 62,150 | $347,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,503 | $346,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,500 | $331,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 10,850 | $323,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 5,235 | $313,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 5,360 | $313,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,822 | $307,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 888 | $297,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 895 | $296,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 4,000 | $290,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,000 | $281,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,350 | $251,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 1,580 | $241,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,033 | $235,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 3,775 | $230,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,736 | $226,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 23,332 | $218,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,750 | $209,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 672 | $207,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 86,150 | $205,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,501 | $201,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 1,600 | $201,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 2,000 | $189,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 12,417 | $183,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,800 | $179,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,212 | $173,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 4,386 | $171,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,088 | $171,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 993 | $164,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,628 | $163,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 500 | $160,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,187 | $157,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 942 | $153,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 3,125 | $153,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 645 | $151,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 2,518 | $149,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,311 | $147,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,378 | $146,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 13,550 | $141,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 3,450 | $136,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 40,200 | $134,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 57 | $134,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 800 | $133,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 2,585 | $132,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 803 | $131,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 780 | $130,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 540 | $128,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 3,129 | $123,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 2,353 | $119,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 1,719 | $117,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 2,000 | $117,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 230 | $115,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 2,199 | $114,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 502 | $111,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 6,173 | $111,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 3,029 | $110,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 552 | $110,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 351 | $108,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 719 | $108,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 713 | $104,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 800 | $102,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,236 | $101,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 998 | $98,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,200 | $95,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 4,777 | $95,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 1,711 | $92,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 610 | $90,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 2,734 | $89,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 2,962 | $88,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 1,572 | $87,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,937 | $86,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 798 | $83,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 560 | $82,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 146 | $82,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 988 | $80,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 430 | $80,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 715 | $79,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 425 | $79,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 722 | $78,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,760 | $77,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,500 | $77,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 737 | $76,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 1,500 | $72,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 259 | $71,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,000 | $70,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 1,444 | $67,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 738 | $67,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,000 | $65,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 500 | $65,000 | thousands by filing date | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 3,000 | $65,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 954 | $64,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,276 | $59,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 900 | $59,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 2,000 | $58,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 4,370 | $58,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 2,650 | $58,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 636 | $56,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1,520 | $54,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 905 | $53,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 675 | $52,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 265 | $52,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 576 | $52,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 1,838 | $52,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 725 | $51,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 250 | $50,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,675 | $49,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 175 | $49,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 719 | $49,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 3,118 | $49,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 233 | $48,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 409 | $48,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,660 | $46,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 276 | $45,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 897 | $45,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 900 | $44,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 424 | $43,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,177 | $43,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 1,315 | $43,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 746 | $42,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 1,485 | $42,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 831 | $41,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 479 | $41,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 600 | $41,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 3,000 | $41,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 1,070 | $40,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 300 | $39,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 639 | $39,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 3,000 | $39,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 737 | $39,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 221 | $38,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 7,240 | $38,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 218 | $37,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 250 | $36,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 300 | $35,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 2,290 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 150 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 230 | $33,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 953 | $33,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 196 | $32,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 252 | $31,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 256 | $31,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 101 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 318 | $30,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 100 | $30,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 547 | $30,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 541 | $29,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 13,222 | $29,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 400 | $28,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 808 | $28,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,286 | $28,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 700 | $28,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 2,500 | $28,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 130 | $27,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 1,000 | $27,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 400 | $26,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 3,650 | $26,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 3,500 | $26,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 646 | $25,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 319 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 300 | $24,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 149 | $24,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 600 | $24,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 53 | $24,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 797 | $24,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 398 | $24,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 1,377 | $24,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 625 | $23,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 1,250 | $23,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 214 | $23,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 4,000 | $23,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 1,130 | $23,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 701 | $23,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 194 | $22,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 42 | $22,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 144 | $22,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 324 | $22,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 1,075 | $22,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 500 | $22,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 900 | $21,000 | thousands by filing date | |
| IJH | 464287507 | COM | 118 | $21,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 113 | $21,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 113 | $21,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 99 | $21,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 400 | $21,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 490 | $21,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,510 | $21,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 718 | $20,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 160 | $20,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 200 | $20,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 635 | $20,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 724 | $20,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 85 | $19,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 500 | $19,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 614 | $19,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 150 | $19,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 300 | $19,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 103 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 796 | $19,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 51 | $18,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 600 | $18,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 126 | $18,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 161 | $18,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 267 | $18,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 72 | $17,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 425 | $17,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 105 | $17,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 95 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 500 | $17,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 300 | $16,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 143 | $16,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 71 | $16,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 130 | $16,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 150 | $16,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 256 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 205 | $16,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 105 | $15,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 260 | $15,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,610 | $15,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 102 | $15,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 80 | $15,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 200 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 100 | $15,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 50 | $14,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 355 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 598 | $14,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 503 | $14,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 247 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 270 | $14,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 228 | $13,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 31 | $13,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 165 | $13,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 40 | $13,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 231 | $13,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 169 | $13,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 180 | $13,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 322 | $13,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 1,110 | $13,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 910 | $13,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 100 | $13,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 300 | $13,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 52 | $12,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 50 | $12,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 130 | $12,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 100 | $12,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 200 | $12,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 154 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 300 | $12,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 100 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 76 | $11,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 134 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 50 | $11,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 50 | $10,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 100 | $10,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 300 | $10,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 75 | $10,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 295 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 268 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 210 | $10,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 50 | $10,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 37 | $10,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 300 | $10,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 350 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001538383-20-000006 | this filing | 2020-10-14 | acceptance time not in the bulk data set |