13F-HR filed by FineMark National Bank & Trust
FineMark National Bank & Trust filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-10, with 1,303 holding rows worth $936,305,000.
- Accession
- 0001537720-16-000016
- Filer
- CIK 1537720
- Filed
- 2016-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 1,783 entries on the cover page, a total value of $936,305,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $936,305,000 with VALUE read as thousands by filing date, 13F file number 028-14893. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerFortigent, LLC
- reports for this filerBaird Asset Management
- reports for this filerJacobus Wealth Management Inc
- reports for this filerFederated Investors, Inc.
- reports for this filerAdvisory Research, Inc.
- included managerFortigent, LLC
- included managerBaird Asset Management
- included managerJacobus Wealth Management Inc
- included managerFederated Investors, Inc.
- included managerAdvisory Research, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| YADKIN FINANCIAL CORP | 984305102 | COM | 303 | $8,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 1,000 | $8,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 1,720 | $8,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 72 | $7,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 109 | $7,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 213 | $7,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 200 | $7,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 200 | $7,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 340 | $7,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 92 | $7,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 100 | $7,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 143 | $7,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 100 | $7,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 76 | $7,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 154 | $7,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 38 | $7,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 104 | $7,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 295 | $7,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 128 | $7,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 420 | $7,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 190 | $7,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 200 | $7,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 160 | $7,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 132 | $7,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 240 | $7,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 680 | $7,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 227 | $7,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 572 | $7,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 63 | $7,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 151 | $7,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 561 | $7,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 200 | $6,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 400 | $6,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 77 | $6,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 300 | $6,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 169 | $6,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 112 | $6,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 250 | $6,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 183 | $6,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 250 | $6,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 200 | $6,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 268 | $6,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 250 | $6,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 200 | $6,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 185 | $6,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 225 | $6,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 360 | $6,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 120 | $6,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 100 | $6,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 104 | $5,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 43 | $5,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 85 | $5,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 154 | $5,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,220 | $5,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 85 | $5,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 128 | $5,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 330 | $5,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 211 | $5,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 89 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 124 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 273 | $5,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 250 | $5,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 350 | $5,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 77 | $5,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 500 | $5,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 282 | $5,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 90 | $5,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 150 | $5,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 819 | $5,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 110 | $5,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 299 | $5,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 128 | $5,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 666 | $5,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 625 | $5,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 450 | $5,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 208 | $4,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 200 | $4,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 91 | $4,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 10 | $4,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 454 | $4,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 150 | $4,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 200 | $4,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 200 | $4,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 82 | $4,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 162 | $4,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 41 | $4,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 300 | $4,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 37 | $4,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 64 | $4,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 250 | $4,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 800 | $4,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 68 | $4,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 530 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 129 | $4,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 41 | $4,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 1,300 | $4,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 300 | $4,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 37 | $4,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 107 | $4,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 508 | $4,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,000 | $4,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 159 | $4,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 126 | $4,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 300 | $4,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 30 | $3,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 23 | $3,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 50 | $3,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 390 | $3,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 30 | $3,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 68 | $3,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 112 | $3,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 587 | $3,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 85 | $3,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 123 | $3,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 39 | $3,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 57 | $3,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 46 | $3,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 108 | $3,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 180 | $3,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 239 | $3,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 103 | $3,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 15 | $3,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 40 | $3,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 17 | $3,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 53 | $3,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 61 | $3,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 100 | $3,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 56 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 25 | $3,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 100 | $3,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 200 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 67 | $3,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 73 | $3,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 26 | $3,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 108 | $3,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 171 | $3,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 50 | $3,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 43 | $3,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 50 | $3,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 309 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 68 | $3,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 64 | $3,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 220 | $3,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 108 | $3,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 101 | $3,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 36 | $3,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 250 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 170 | $3,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 55 | $3,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 251 | $3,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 1,000 | $3,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 90 | $2,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 16 | $2,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 91 | $2,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 100 | $2,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 37 | $2,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 50 | $2,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 58 | $2,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 56 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 157 | $2,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 28 | $2,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 46 | $2,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 24 | $2,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 17 | $2,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 21 | $2,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 271 | $2,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 25 | $2,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 147 | $2,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 137 | $2,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 16 | $2,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 52 | $2,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 27 | $2,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 46 | $2,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 90 | $2,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 40 | $2,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 70 | $2,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 27 | $2,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 89 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 68 | $2,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 99 | $2,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 32 | $2,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 14 | $2,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 190 | $2,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 400 | $2,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 31 | $2,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 28 | $2,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 89 | $2,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 13 | $2,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 30 | $2,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 85 | $2,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 44 | $2,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 18 | $2,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 33 | $2,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 44 | $2,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 37 | $2,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 40 | $2,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 12 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 44 | $2,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 46 | $2,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 112 | $2,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 192 | $2,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 300 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 31 | $2,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 188 | $2,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 22 | $2,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 42 | $2,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 129 | $2,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 60 | $2,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 68 | $2,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 50 | $2,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 300 | $2,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 77 | $2,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 34 | $2,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 282 | $2,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 65 | $2,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 80 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 39 | $2,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 3,000 | $2,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 110 | $2,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 75 | $2,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 108 | $2,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 250 | $2,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 15 | $1,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 9 | $1,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 15 | $1,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 5 | $1,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 15 | $1,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 26 | $1,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 11 | $1,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 18 | $1,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 8 | $1,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 20 | $1,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 7 | $1,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 15 | $1,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 23 | $1,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 62 | $1,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 52 | $1,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 31 | $1,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 5 | $1,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 65 | $1,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 27 | $1,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 11 | $1,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 408 | $1,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 69 | $1,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 45 | $1,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 20 | $1,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 85 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 6 | $1,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 16 | $1,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 22 | $1,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 39 | $1,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 15 | $1,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 29 | $1,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 10 | $1,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 22 | $1,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 19 | $1,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 39 | $1,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 49 | $1,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 10 | $1,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 44 | $1,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 57 | $1,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 14 | $1,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 20 | $1,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 199 | $1,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 25 | $1,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 14 | $1,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 34 | $1,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 51 | $1,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 37 | $1,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 100 | $1,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 31 | $1,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 17 | $1,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 7 | $1,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 26 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 47 | $1,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 11 | $1,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 19 | $1,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 69 | $1,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 46 | $1,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 23 | $1,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 14 | $1,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 14 | $1,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 10 | $1,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 46 | $1,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 571 | $1,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 54 | $1,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 65 | $1,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 209 | $1,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 150 | $1,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 20 | $1,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 800 | $1,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 45 | $1,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 226 | $1,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 80 | $1,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 124 | $1,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,000 | $1,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 50 | $1,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 57 | $1,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 34 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 46 | $1,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 43 | $1,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 34 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001537720-16-000016 | this filing | 2016-11-10 | acceptance time not in the bulk data set |