13F-HR filed by Telemetry Investments, L.L.C.
Telemetry Investments, L.L.C. filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 136 holding rows worth $156,876,000.
- Accession
- 0001537055-19-000002
- Filer
- CIK 1537055
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 136 entries on the cover page, a total value of $156,876,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $156,876,000 with VALUE read as thousands by filing date, 13F file number 028-16856. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 60,000 | $14,995,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 150,000 | $10,762,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 27,500 | $6,873,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 80,000 | $6,488,000 | thousands by filing date | put |
| KADMON HLDGS INC | 48283N106 | COM | 2,954,478 | $6,145,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 99,600 | $5,681,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 175,000 | $4,168,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 120,000 | $4,014,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 120,000 | $3,808,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 13,500 | $3,613,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 70,000 | $3,056,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 71,000 | $2,773,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 4,500,000 | $2,711,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 20,000 | $2,678,000 | thousands by filing date | put |
| RED HAT INC | 756577102 | COM | 14,195 | $2,493,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 2,500,000 | $2,240,000 | thousands by filing date | principal |
| MYLAN NV | N59465109 | SHS EURO | 80,000 | $2,192,000 | thousands by filing date | call |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 2,500,000 | $1,929,000 | thousands by filing date | principal |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 10,500 | $1,754,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 20,000 | $1,730,000 | thousands by filing date | put |
| SCANA CORP NEW | 80589M102 | COM | 35,100 | $1,677,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 2,000,000 | $1,655,000 | thousands by filing date | principal |
| Verastem Inc 5.00 per cent 11-2048 | 92337CAA2 | NOTE 5.000%11/0 | 2,000,000 | $1,560,000 | thousands by filing date | principal |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 152,406 | $1,548,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 15,800 | $1,542,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 12,500 | $1,516,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 78,954 | $1,436,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,300 | $1,346,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 425,398 | $1,323,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 40,000 | $1,301,000 | thousands by filing date | call |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 796,826 | $1,283,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 15,000 | $1,261,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 17,110 | $1,254,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 1,500,000 | $1,252,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 1,750,000 | $1,246,000 | thousands by filing date | principal |
| Bank of America Corp | 060505104 | COM | 50,000 | $1,232,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 70,000 | $1,182,000 | thousands by filing date | call |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 22,633 | $1,096,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 14,500 | $1,077,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 23,500 | $1,066,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 175,000 | $1,062,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,000 | $1,036,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,000 | $1,036,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 6,370 | $1,028,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426VAK4 | DBCV 4.250 4/0 | 10,000,000 | $1,000,000 | thousands by filing date | principal |
| iShares MSCI Mexico ETF | 464286822 | SHS | 24,000 | $988,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,845 | $883,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5,000 | $835,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5,000 | $835,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 7,500 | $822,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,500 | $822,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 7,500 | $822,000 | thousands by filing date | call |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 19,500 | $822,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 20,000 | $781,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 20,000 | $781,000 | thousands by filing date | call |
| ORBOTECH LTD | M75253100 | ORD | 13,590 | $768,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,755 | $733,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 98,500 | $728,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,000 | $682,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 10,000 | $682,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 5,000 | $645,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 5,000 | $645,000 | thousands by filing date | call |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 966,975 | $609,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 18,000 | $602,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 260,000 | $598,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 40,500 | $594,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 921,521 | $589,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 249,033 | $555,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 44,004 | $554,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 13,000 | $552,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973AD3 | NOTE 8.000% 4/0 | 502,354 | $544,000 | thousands by filing date | principal |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 4,000 | $528,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 11,900 | $500,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 16,500 | $499,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 135,123 | $496,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 24,883 | $491,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 33,000 | $489,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 15,000 | $488,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 219,040 | $464,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 12,000 | $458,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 500,000 | $457,000 | thousands by filing date | principal |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 100,813 | $452,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 2,281 | $433,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 3,000 | $428,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 6,137 | $410,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 41,588 | $395,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 8,854 | $378,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 3,000 | $364,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 61,397 | $357,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 26,000 | $354,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354107 | COM | 42,500 | $344,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 15,500 | $326,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 50,000 | $304,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 4,620 | $303,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 15,000 | $277,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 1,000 | $268,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,472 | $264,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,000 | $262,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,700 | $262,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 8,152 | $253,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 8,710 | $249,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,300 | $249,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,500 | $247,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 15,000 | $234,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,175 | $232,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 16,980 | $230,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,000 | $229,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,200 | $223,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 50,000 | $222,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,403 | $220,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 17,478 | $214,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 24,300 | $209,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 3,000 | $208,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 26,500 | $182,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 50,000 | $168,000 | thousands by filing date | call |
| SENSEONICS HLDGS INC | 81727U105 | COM | 58,463 | $151,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 39,569 | $150,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 20,000 | $148,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 25,000 | $120,000 | thousands by filing date | call |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 325,000 | $117,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 22,000 | $113,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 25,000 | $110,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 43,568 | $87,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 110,000 | $79,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,100 | $76,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,000 | $76,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 10,000 | $76,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 348,501 | $69,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 32,600 | $60,000 | thousands by filing date | call |
| VACCINEX INC | 918640103 | CMN | 14,720 | $54,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 14,825 | $53,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 13,000 | $48,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 43,128 | $47,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 26,212 | $18,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 23,706 | $10,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 13,969 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001537055-19-000002 | this filing | 2019-02-14 | acceptance time not in the bulk data set |