13F-HR filed by Telemetry Investments, L.L.C.
Telemetry Investments, L.L.C. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 120 holding rows worth $220,491,000.
- Accession
- 0001537055-18-000009
- Filer
- CIK 1537055
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 120 entries on the cover page, a total value of $220,491,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $220,491,000 with VALUE read as thousands by filing date, 13F file number 028-16856. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 330,000 | $28,525,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 267,000 | $25,597,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 115,000 | $19,383,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 65,000 | $18,897,000 | thousands by filing date | put |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 155,000 | $14,748,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 150,000 | $8,008,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 25,000 | $7,268,000 | thousands by filing date | call |
| KADMON HLDGS INC | 48283N106 | COM | 1,458,172 | $4,870,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 130,000 | $4,377,000 | thousands by filing date | call |
| PERNIX THERAPEUTICS HLDGS IN | 71426VAK4 | DBCV 4.250 4/0 | 10,000,000 | $4,131,000 | thousands by filing date | principal |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 6,750,000 | $4,101,000 | thousands by filing date | principal |
| MYLAN NV | N59465109 | SHS EURO | 105,000 | $3,843,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 4,000,000 | $3,376,000 | thousands by filing date | principal |
| AETNA INC NEW | 00817Y108 | COM | 16,600 | $3,367,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 13,600 | $3,050,000 | thousands by filing date | |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 3,550,000 | $2,946,000 | thousands by filing date | principal |
| ANDEAVOR | 03349M105 | COM | 19,100 | $2,932,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 733,747 | $2,825,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 25,000 | $2,661,000 | thousands by filing date | put |
| SENSEONICS HLDGS INC | 81727UAA3 | NOTE 5.250% 2/0 | 1,500,000 | $2,435,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 2,000,000 | $2,049,000 | thousands by filing date | principal |
| Netflix, Inc | 64110L106 | COM | 5,000 | $1,871,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 18,900 | $1,616,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 13,000 | $1,466,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 30,000 | $1,357,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 70,100 | $1,298,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 8,600 | $1,208,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 128,000 | $1,198,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,000 | $1,193,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,000 | $1,193,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5,000 | $1,121,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5,000 | $1,121,000 | thousands by filing date | call |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 11,400 | $1,083,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 1,000,000 | $1,050,000 | thousands by filing date | principal |
| Medtronic Plc | G5960L103 | COM | 10,000 | $984,000 | thousands by filing date | put |
| KLX INC | 482539103 | COM | 14,100 | $885,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,500 | $877,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 7,500 | $877,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 10,000 | $875,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 20,000 | $858,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 20,000 | $858,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 10,000 | $850,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 10,000 | $850,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 18,600 | $820,000 | thousands by filing date | put |
| AVISTA CORP COM | 05379B107 | Stock | 16,097 | $814,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 186,679 | $812,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 381,409 | $782,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 12,800 | $761,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 7,500 | $709,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 5,000 | $691,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 5,000 | $691,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 16,000 | $687,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 10,500 | $681,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 20,000 | $673,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 45,205 | $652,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 158,971 | $650,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,251,396 | $636,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 42,000 | $610,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 25,000 | $598,000 | thousands by filing date | call |
| TRIBUNE COMPANY | 896047503 | COMMON | 14,000 | $538,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 100,000 | $500,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 50,000 | $474,000 | thousands by filing date | call |
| Viewra, Inc | 92672L107 | COM | 50,000 | $468,000 | thousands by filing date | call |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 6,740 | $468,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 38,000 | $456,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 50,000 | $448,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973AD3 | NOTE 8.000% 4/0 | 496,766 | $423,000 | thousands by filing date | principal |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6,000 | $422,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 8,633 | $406,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 118,539 | $399,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 121,000 | $388,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 27,842 | $375,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 325,000 | $370,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 16,000 | $354,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 16,978 | $330,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 170,000 | $320,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 9,500 | $319,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,000 | $301,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 26,115 | $295,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 15,000 | $295,000 | thousands by filing date | put |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 2,000 | $286,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 10,128 | $282,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,500 | $278,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 79,555 | $274,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 48,968 | $262,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 18,000 | $259,000 | thousands by filing date | |
| OCEAN RIG UDW INC | G66964118 | SHS NEW | 7,400 | $256,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 18,399 | $250,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 5,500 | $230,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,000 | $227,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 6,500 | $225,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 8,000 | $223,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 15,000 | $218,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 5,000 | $217,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 5,000 | $216,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,210 | $215,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 6,000 | $214,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,201 | $210,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 7,497 | $205,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 8,116 | $204,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 23,053 | $186,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 15,000 | $166,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 25,000 | $152,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 20,000 | $148,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 12,760 | $144,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 80,000 | $136,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 45,470 | $133,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 10,126 | $130,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,000 | $113,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 10,000 | $113,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 50,759 | $102,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 11,654 | $85,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 186,200 | $84,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 67,660 | $73,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 14,825 | $68,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 32,212 | $57,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 40,000 | $51,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 11,100 | $46,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 93,791 | $44,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 10,000 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001537055-18-000009 | this filing | 2018-11-14 | acceptance time not in the bulk data set |