13F-HR filed by Telemetry Investments, L.L.C.
Telemetry Investments, L.L.C. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 139 holding rows worth $279,947,000.
- Accession
- 0001537055-17-000009
- Filer
- CIK 1537055
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 139 entries on the cover page, a total value of $279,947,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $279,947,000 with VALUE read as thousands by filing date, 13F file number 028-16856. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 300,000 | $44,454,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 155,000 | $38,941,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 300,000 | $25,971,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 190,000 | $16,864,000 | thousands by filing date | put |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 170,000 | $13,894,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 8,000,000 | $7,780,000 | thousands by filing date | principal |
| KADMON HLDGS INC | 48283N106 | COM | 1,931,129 | $6,469,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 150,000 | $5,878,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 500,000 | $5,215,000 | thousands by filing date | put |
| PERNIX THERAPEUTICS HLDGS IN | 71426VAK4 | DBCV 4.250 4/0 | 10,000,000 | $4,000,000 | thousands by filing date | principal |
| Walt Disney Co | 254687106 | COM | 40,000 | $3,943,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 4,500,000 | $3,614,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 4,000,000 | $3,610,000 | thousands by filing date | principal |
| AVISTA CORP COM | 05379B107 | Stock | 62,927 | $3,258,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 17,067 | $3,069,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 120,000 | $3,041,000 | thousands by filing date | call |
| PAREXEL INTL CORP | 699462107 | COM | 34,100 | $3,004,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 9,310 | $2,984,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 338,668 | $2,699,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 250,000 | $2,608,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 10,000 | $2,512,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 20,000 | $2,396,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 140,000 | $2,362,000 | thousands by filing date | call |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 42,493 | $2,279,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,382,596 | $2,254,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 21,900 | $2,244,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 114,137 | $1,839,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 4,000,000 | $1,800,000 | thousands by filing date | principal |
| FORD MTR CO COM | 345370860 | Stock | 150,000 | $1,796,000 | thousands by filing date | put |
| HORIZON PHARMA PLC | G4617B105 | SHS | 140,000 | $1,775,000 | thousands by filing date | call |
| WEST CORP | 952355204 | COM | 75,000 | $1,760,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164AC8 | NOTE 2.750%12/0 DELETED | 4,401,000 | $1,692,000 | thousands by filing date | principal |
| ALERE INC | 01449J105 | COM | 31,500 | $1,606,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 40,000 | $1,573,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 35,000 | $1,413,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973AD3 | NOTE 8.000% 4/0 | 485,776 | $1,385,000 | thousands by filing date | principal |
| DOMINION DIAMOND CORP | 257287102 | COM | 94,000 | $1,333,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 50,000 | $1,209,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,500,000 | $1,159,000 | thousands by filing date | principal |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 238,139 | $1,131,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7,070 | $1,090,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 12,309 | $1,036,000 | thousands by filing date | |
| Egalet Corporation | 28226BAB0 | Note 5.50% 4/1/20 | 2,000,000 | $1,029,000 | thousands by filing date | principal |
| RETROPHIN INC | 761299106 | COM | 41,000 | $1,020,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 30,000 | $1,016,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 1,000 | $961,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 25,610 | $956,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 40,606 | $935,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 4,500 | $922,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 120,000 | $918,000 | thousands by filing date | call |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 30,000 | $828,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,000 | $820,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 10,000 | $820,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 9,600 | $781,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 9,600 | $781,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 65,000 | $777,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 1,000,000 | $737,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 1,000,000 | $736,000 | thousands by filing date | principal |
| AFFIMED N V | N01045108 | COM | 312,900 | $704,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 110,000 | $682,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 6,000 | $679,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 160,000 | $634,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 4,800 | $627,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 26,800 | $622,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 15,001 | $613,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 15,000 | $606,000 | thousands by filing date | put |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 8,000 | $594,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 22,000 | $593,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 6,500 | $558,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 14,000 | $547,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 31,099 | $537,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 200,000 | $508,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 15,000 | $498,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 43,431 | $484,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 47,100 | $464,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 28,025 | $439,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 27,000 | $430,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 45,000 | $425,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 10,000 | $417,000 | thousands by filing date | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 10,000 | $417,000 | thousands by filing date | call |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 10,000 | $409,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 33,000 | $408,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,000 | $391,000 | thousands by filing date | put |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 18,100 | $389,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 2,000,000 | $380,000 | thousands by filing date | principal |
| STATE NATIONAL. | 85711T305 | Common Stock | 16,301 | $342,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 5,380 | $336,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 6,931 | $336,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,840 | $331,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 19,000 | $328,000 | thousands by filing date | put |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 19,000 | $328,000 | thousands by filing date | call |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,500 | $328,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 19,700 | $317,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 6,180 | $313,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 160,399 | $311,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 1,700 | $307,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 200,000 | $298,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,000 | $296,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 51,000 | $294,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,945 | $290,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,600 | $284,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,120 | $273,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,000 | $270,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 15,000 | $269,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 5,000 | $266,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5,000 | $259,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 5,000 | $259,000 | thousands by filing date | call |
| Stryker Corporation | 863667101 | COM | 1,800 | $256,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 9,080 | $253,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 1,000,000 | $250,000 | thousands by filing date | principal |
| Verizon Communications Inc | 92343V104 | COM | 5,000 | $247,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 5,000 | $247,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 3,000 | $247,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 22,000 | $246,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,000 | $243,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,675 | $241,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,515 | $241,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 655 | $238,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 515,000 | $237,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 200,000 | $228,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 1,660 | $227,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 7,589 | $226,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,200 | $224,000 | thousands by filing date | |
| STARWOOD WAYPOINT HOMES COM | 85572F105 | Stock | 6,000 | $218,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,145 | $206,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 2,900 | $205,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 18,500 | $205,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 12,275 | $180,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 20,710 | $170,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 12,150 | $157,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 15,000 | $155,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 15,000 | $155,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 15,000 | $155,000 | thousands by filing date | call |
| CALPINE CORP | 131347304 | COM | 10,000 | $148,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 12,466 | $139,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 20,000 | $138,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 14,900 | $109,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 22,700 | $60,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 15,000 | $29,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001537055-17-000009 | this filing | 2017-11-14 | acceptance time not in the bulk data set |