Skip to content

13F-HR filed by NuWave Investment Management, LLC

NuWave Investment Management, LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-16, with 294 holding rows worth $112,987,000.

Accession
0001536141-14-000002
Filed
2014-01-16
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2013

A holdings report, 388 entries on the cover page, a total value of $112,987,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,987,000 with VALUE read as thousands by filing date, 13F file number 028-15378. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
TWENTY FIRST CENTY FOX INC90130A101CL A52,916$1,861,000thousands by filing date
Schlumberger Limited806857108COM20,147$1,815,000thousands by filing date
TIME WARNER INC887317303COM NEW25,837$1,801,000thousands by filing date
DOLLAR TREE INC COM256746108Stock31,117$1,756,000thousands by filing date
EXELON CORP COM30161N101Stock60,374$1,654,000thousands by filing date
Amazon.com, Inc023135106COM3,980$1,587,000thousands by filing date
Lowes Companies,Inc.548661107COM31,859$1,578,000thousands by filing date
MARVELL TECHNOLOGY GROUP LTDG5876H105ORD109,657$1,577,000thousands by filing date
JOHNSON CONTROLS INT F478366107COM30,373$1,558,000thousands by filing date
MEAD JOHNSON NUTRITION CO582839106COM18,215$1,526,000thousands by filing date
APACHE CORP037411105COM17,598$1,513,000thousands by filing date
BEST BUY INC COM086516101Stock37,158$1,482,000thousands by filing date
ConocoPhillips20825C104COM20,472$1,446,000thousands by filing date
GAP INC COM364760108Stock35,732$1,397,000thousands by filing date
Boeing Company097023105COM10,027$1,369,000thousands by filing date
HALLIBURTON CO COM406216101Stock26,324$1,336,000thousands by filing date
Starbucks Corporation855244109COM16,504$1,293,000thousands by filing date
BED BATH & BEYOND INC075896100COM16,032$1,287,000thousands by filing date
Berkshire Hathaway Inc084670702COM10,703$1,269,000thousands by filing date
PEABODY ENERGY CORP704549104COM63,466$1,239,000thousands by filing date
Applied Materials,Inc.038222105COM69,654$1,231,000thousands by filing date
Amgen Inc.031162100COM10,476$1,195,000thousands by filing date
LAM RESEARCH CORP512807108COM21,806$1,187,000thousands by filing date
Apple Inc037833100COM2,019$1,133,000thousands by filing date
NOBLE ENERGY INC655044105COM16,268$1,108,000thousands by filing date
CHIPOTLEMEXICANGRILLI169656105STOK2,010$1,071,000thousands by filing date
PIONEER NATURAL RESOURCES CO723787107COM5,740$1,056,000thousands by filing date
RED HAT INC756577102COM18,830$1,055,000thousands by filing date
T-Mobile US,Inc.872590104COM30,753$1,034,000thousands by filing date
Adobe Inc00724F101COM17,119$1,025,000thousands by filing date
BIOGEN INC COM09062X103Stock3,634$1,016,000thousands by filing date
ANADARKO PETROLEUM CORP032511107COM12,800$1,015,000thousands by filing date
KROGER CO COM501044101Stock25,480$1,007,000thousands by filing date
OCCIDENTAL PETE CORP674599105COM10,405$989,000thousands by filing date
DEVON ENERGY CORP NEW COM25179M103Stock15,896$984,000thousands by filing date
Philip Morris International Inc.718172109COM11,166$973,000thousands by filing date
NEWMONT CORP651639106COM41,865$964,000thousands by filing date
HESS CORP42809H107COM11,615$964,000thousands by filing date
NATIONAL OILWELL VARCO INC637071101COM12,099$963,000thousands by filing date
TARGET CORP COM87612E106Stock15,110$956,000thousands by filing date
TYSON FOODS INC CL A902494103Stock27,947$935,000thousands by filing date
PRICELINE GRP INC741503403COM NEW796$925,000thousands by filing date
Southern Company842587107COM22,254$915,000thousands by filing date
SIMON PPTY GROUP INC NEW COM828806109REIT5,980$910,000thousands by filing date
CERNER CORP156782104COM15,263$851,000thousands by filing date
CUMMINS INC COM231021106Stock5,997$846,000thousands by filing date
WW GRAINGER INC COM384802104Stock3,287$840,000thousands by filing date
LORILLARD INC544147101COM16,509$837,000thousands by filing date
Bank of America Corp060505104COM53,622$835,000thousands by filing date
AVON PRODS INC054303102COM48,474$834,000thousands by filing date
NETAPP INC COM64110D104Stock20,253$833,000thousands by filing date
Costco Wholesale Corporation22160K105COM6,903$822,000thousands by filing date
Microsoft Corp594918104COM21,768$814,000thousands by filing date
WELLTOWER INC42217K106COM14,378$770,000thousands by filing date
PENNEY J C INC708160106COM83,306$763,000thousands by filing date
DENBURY RES INC247916208COM NEW46,320$761,000thousands by filing date
AMERICAN INTL GROUP INC COM NEW026874784Stock14,761$754,000thousands by filing date
WELLPOINT INC94973V107COM8,081$747,000thousands by filing date
L BRANDS INC501797104COM11,945$739,000thousands by filing date
ACTVISION BLIZZARD INC00507V109COM41,273$736,000thousands by filing date
ABERCROMBIE & FITCH CO CL A002896207Stock22,299$734,000thousands by filing date
Morgan Stanley617446448COM23,299$730,000thousands by filing date
PNC FINL SVCS GROUP INC COM693475105Stock9,409$730,000thousands by filing date
HCP INC40414L109COM19,250$699,000thousands by filing date
Citigroup Inc.172967424COM13,184$687,000thousands by filing date
CONSOL ENERGY INC20854P109COM18,049$687,000thousands by filing date
MCKESSON CORP COM58155Q103Stock3,976$642,000thousands by filing date
BAKER HUGHES INC057224107COM11,568$639,000thousands by filing date
BAIDU INC SPON ADR REP A056752108ADR3,583$637,000thousands by filing date
MEDTRONIC INC585055106COM10,919$626,000thousands by filing date
CME Group Inc. Class A12572Q105COM7,876$618,000thousands by filing date
AIR PRODS & CHEMS INC009158106COM5,365$600,000thousands by filing date
Pfizer Inc.717081103COM19,457$596,000thousands by filing date
NRG ENERGY INC COM NEW629377508Stock20,196$580,000thousands by filing date
Procter & Gamble Co742718109COM7,072$575,000thousands by filing date
MARATHON OIL CORP565849106COM16,152$570,000thousands by filing date
PRUDENTIAL FINL INC COM744320102Stock6,026$556,000thousands by filing date
NVIDIA Corp67066G104COM34,353$550,000thousands by filing date
UnitedHealth Group Inc91324P102COM7,179$540,000thousands by filing date
Johnson & Johnson478160104COM5,859$537,000thousands by filing date
TIFFANY & CO NEW886547108COM5,558$516,000thousands by filing date
COEUR MNG INC COM NEW192108504Stock47,458$515,000thousands by filing date
TRAVELERS COMPANIES INC COM89417E109Stock5,625$509,000thousands by filing date
FAMILY DLR STORES INC307000109COM7,828$509,000thousands by filing date
PACCAR INC COM693718108Stock8,517$504,000thousands by filing date
ARUBA NETWORKS INC043176106COM28,169$504,000thousands by filing date
FREEPORT MCMORAN INC CL B35671D857Stock13,273$501,000thousands by filing date
CENTURYLINK INC156700106COM15,419$491,000thousands by filing date
TEXTRON INC COM883203101Stock13,331$490,000thousands by filing date
Intercontinental Exchange,Inc.45866F104COM2,145$482,000thousands by filing date
COTERRA ENERGY INC COM127097103Stock12,345$478,000thousands by filing date
CIGNA CORPORATION125509109COM5,352$469,000thousands by filing date
HUMANA INC COM444859102Stock4,525$467,000thousands by filing date
BLOCK H & R INC COM093671105Stock15,899$462,000thousands by filing date
STATE STR CORP COM857477103Stock6,195$455,000thousands by filing date
Duke Energy Corporation26441C204COM6,542$452,000thousands by filing date
AVALONBAY CMNTYS INC COM053484101REIT3,748$443,000thousands by filing date
GOODYEAR TIRE & RUBBER CO382550101COM18,431$440,000thousands by filing date
M & T BK CORP COM55261F104Stock3,690$430,000thousands by filing date
TE CONNECTIVITY LTDH84989104SHS7,745$427,000thousands by filing date
HEWLETT PACKARD CO428236103COM15,133$423,000thousands by filing date
DOVER CORP COM260003108Stock4,257$411,000thousands by filing date
Waste Management, Inc.94106L109COM9,055$406,000thousands by filing date
DEVRY INC DEL251893103COM11,396$405,000thousands by filing date
MURPHY OIL CORP COM626717102Stock6,072$394,000thousands by filing date
INTERNATIONAL GAME TECHNOLOG459902102COM21,593$392,000thousands by filing date
LINCOLN NATL CORP IND COM534187109Stock7,507$388,000thousands by filing date
EQT CORP COM26884L109Stock4,263$383,000thousands by filing date
NOBLE CORP PLCG65431101SHS USD10,218$383,000thousands by filing date
CHESEPEAKE ENERGY CORP165167107COM14,089$382,000thousands by filing date
CENCORA INC COM03073E105Stock5,417$381,000thousands by filing date
KLA CORP482480100COM5,835$376,000thousands by filing date
SOUTHWESTAIRLSCO844741108STOK19,642$370,000thousands by filing date
Vertex Pharmaceuticals Incorporated92532F100COM4,932$367,000thousands by filing date
Walmart Inc.931142103COM4,579$360,000thousands by filing date
EXPEDITORS INTL WASH INC COM302130109Stock8,043$356,000thousands by filing date
MOODYS CORP COM615369105Stock4,480$352,000thousands by filing date
COCA COLA ENTERPRISES INC NE19122T109COM7,714$340,000thousands by filing date
Progressive Corporation743315103COM12,343$337,000thousands by filing date
Intuitive Surgical,Inc.46120E602COM872$335,000thousands by filing date
VENTAS INC COM92276F100REIT5,689$326,000thousands by filing date
KOHLS CORP500255104COM5,702$324,000thousands by filing date
STAPLES INC855030102COM19,595$311,000thousands by filing date
AON PLCG0408V102SHS CL A3,656$307,000thousands by filing date
C H ROBINSON WORLDWIDE IN COM NEW12541W209Stock5,174$302,000thousands by filing date
ALLSTATE CORP COM020002101Stock5,272$288,000thousands by filing date
ROSETTA RESOURCES INC777779307COM5,992$288,000thousands by filing date
Lockheed Martin Corporation539830109COM1,896$282,000thousands by filing date
PUBLIC STORAGE COM74460D109REIT1,873$282,000thousands by filing date
PepsiCo,Inc.713448108COM3,387$281,000thousands by filing date
CENTERPOINT ENERGY INC15189T107COM12,117$281,000thousands by filing date
APARTMENT INVT & MGMT CO03748R101CL A10,469$271,000thousands by filing date
Gilead Sciences,Inc.375558103COM3,551$267,000thousands by filing date
KIMBERLY-CLARK CORP COM494368103Stock2,551$266,000thousands by filing date
COMPUTER SCIENCES CORP205363104COM4,732$264,000thousands by filing date
LEXMARK INTL NEW529771107CL A7,359$261,000thousands by filing date
WALGREEN CO931422109COM4,404$253,000thousands by filing date
UNITED TECHNOLOGIES CORP913017109COM2,210$252,000thousands by filing date
EOG RES INC COM26875P101Stock1,493$251,000thousands by filing date
AETNA INC NEW00817Y108COM3,621$248,000thousands by filing date
WESTERN UN CO COM959802109Stock14,000$242,000thousands by filing date
SOUTHWESTERN ENERGY CO845467109COM6,139$241,000thousands by filing date
BARD C R INC067383109COM1,797$241,000thousands by filing date
FIRSTENERGY CORP337932107COM7,124$235,000thousands by filing date
Google38259p508COM210$235,000thousands by filing date
Stryker Corporation863667101COM3,105$233,000thousands by filing date
PRINCIPAL FINANCIAL GROUP INC COM74251V102Stock4,639$229,000thousands by filing date
ZIONS BANCORPORATION989701107COM7,560$226,000thousands by filing date
EXXON MOBIL CORP30231G102COM2,218$225,000thousands by filing date
CARNIVAL CORP COMMON STOCK143658300Stock5,507$221,000thousands by filing date
CELGENE CORP151020104COM1,299$219,000thousands by filing date
OREILLY AUTOMOTIVE INC COM67103H107Stock1,697$218,000thousands by filing date
INTERPUBLIC GROUP COS460690100COM11,752$208,000thousands by filing date
CONSOLIDATED EDISON INC209115104COM3,682$204,000thousands by filing date
PG&E CORP COM69331C108Stock4,970$200,000thousands by filing date
BB & T CORP054937107COM5,302$198,000thousands by filing date
HILLSHIRE BRANDS CO432589109COM5,919$198,000thousands by filing date
NORDSTROM INC655664100COM3,177$196,000thousands by filing date
Honeywell Technologies438516106COM2,131$195,000thousands by filing date
SOTHEBYS835898107COM3,433$183,000thousands by filing date
WHIRLPOOL CORP COM963320106Stock1,140$179,000thousands by filing date
PEOPLE'S UNITED FINANCIAL INC712704105COM11,456$173,000thousands by filing date
Thermo Fisher Scientific Inc.883556102COM1,535$171,000thousands by filing date
Marsh & McLennan Companies,Inc.571748102COM3,516$170,000thousands by filing date
Chubb Corporation171232101Equity1,713$166,000thousands by filing date
XL GROUP PLCG98290102SHS5,198$166,000thousands by filing date
TESORO CORP881609101COM2,841$166,000thousands by filing date
GANNETT INC364730101COM5,560$164,000thousands by filing date
ROWAN COMPANIES PLCG7665A101SHS CL A4,569$162,000thousands by filing date
FMC CORP COM NEW302491303Stock2,130$161,000thousands by filing date
3M CO COM88579Y101Stock1,103$155,000thousands by filing date
CARDINAL HEALTH INC14149Y108COM2,120$142,000thousands by filing date
SCRIPPS NETWORKS INTERACT IN811065101CL A COM1,577$136,000thousands by filing date
JACOBS ENGINEERING GROUP INC469814107COM2,142$135,000thousands by filing date
CLOROX CO DEL189054109COM1,445$134,000thousands by filing date
MAXIM INTEGRATED PRODS INC57772K101COM4,768$133,000thousands by filing date
URBAN OUTFITTERS INC917047102COM3,521$131,000thousands by filing date
DISCOVERY INC25470F104COM SER A1,426$129,000thousands by filing date
ROBERT HALF INC. COM770323103Stock3,018$127,000thousands by filing date
PUBLIC SVC ENTERPRISE GROUP COM744573106Stock3,927$126,000thousands by filing date
SYSCOCORP871829107COM3,240$117,000thousands by filing date
METLIFE INC COM59156R108Stock2,117$114,000thousands by filing date
XILINX INC983919101COM2,472$114,000thousands by filing date
CARMAX INC COM143130102Stock2,374$112,000thousands by filing date
Analog Devices,Inc.032654105COM2,150$109,000thousands by filing date
LOEWS CORP COM540424108Stock2,170$105,000thousands by filing date
Eli Lilly and Company532457108COM1,959$100,000thousands by filing date
QUEST DIAGNOSTICS INC COM74834L100Stock1,860$100,000thousands by filing date
VARIAN MED SYS INC92220P105COM1,287$100,000thousands by filing date
SPECTRA ENERGY CORP847560109COM2,597$93,000thousands by filing date
DISCOVER FINL SVCS254709108COM1,646$92,000thousands by filing date
NextEra Energy,Inc.65339F101COM1,056$90,000thousands by filing date
KELLANOVA487836108COM1,451$89,000thousands by filing date
HOST HOTELS & RESORTS INC COM44107P104REIT3,821$75,000thousands by filing date
INVESCO LTD SHSG491BT108Stock1,889$69,000thousands by filing date
ACTAVIS INC00507K103COM405$68,000thousands by filing date
Dow Chemical Company260543103COM1,404$63,000thousands by filing date
CF INDUSTRIES HOLD COM125269100Stock206$48,000thousands by filing date
PARKER-HANNIFIN CORP COM701094104Stock339$43,000thousands by filing date
NIKE,Inc. Class B654106103COM524$41,000thousands by filing date
Home Depot, Inc437076102COM383$32,000thousands by filing date
COLGATE PALMOLIVE CO COM194162103Stock488$32,000thousands by filing date
MACYS INC COM55616P104Stock586$31,000thousands by filing date
Bristol-Myers Squibb Company110122108COM524$28,000thousands by filing date
SUNTRUST BANKS INC867914103COM765$28,000thousands by filing date
TJX Companies Inc872540109COM428$27,000thousands by filing date
LAUDER ESTEE COS INC CL A518439104Stock340$26,000thousands by filing date
COACH INC189754104COM440$25,000thousands by filing date
HOSPIRA INC441060100COM608$25,000thousands by filing date
TRANSOCEAN LTD REGISTERED SHSH8817H100Stock483$24,000thousands by filing date
CORNING INC219350105COM1,109$20,000thousands by filing date
FEDEX CORP COM31428X106Stock136$20,000thousands by filing date
SHERWIN WILLIAMS CO824348106COM104$19,000thousands by filing date
NORTHROP GRUMMAN CORP COM666807102Stock154$18,000thousands by filing date
ECOLAB INC COM278865100Stock162$17,000thousands by filing date
JPMorgan Chase & Co46625H100COM267$16,000thousands by filing date
United Parcel Service,Inc. Class B911312106COM149$16,000thousands by filing date
Qualcomm Incorporated747525103COM201$15,000thousands by filing date
YUM BRANDS INC COM988498101Stock202$15,000thousands by filing date
Abbott Laboratories002824100COM378$14,000thousands by filing date
Altria Group Inc02209S103COM374$14,000thousands by filing date
Merck & Co.,Inc.58933Y105COM270$14,000thousands by filing date
SPY78462F103SHS76$14,000thousands by filing date
BANK OF NY MELLON CORP COM064058100Stock399$14,000thousands by filing date
CSX Corporation126408103COM468$13,000thousands by filing date
Wells Fargo & Company949746101COM287$13,000thousands by filing date
WESTERN DIGITAL CORP958102105COM151$13,000thousands by filing date
SYMANTEC CORP871503108COM527$12,000thousands by filing date
MONSANTO CO NEW61166W101COM101$12,000thousands by filing date
SanDisk Corporation80004C101COM158$11,000thousands by filing date
Salesforce.com, Inc79466L302COM184$10,000thousands by filing date
FIFTH THIRD BANCORP COM316773100Stock453$10,000thousands by filing date
JUNIPER NETWORKS INC48203R104COM462$10,000thousands by filing date
ALCOA INC013817101COM899$10,000thousands by filing date
FORD MTR CO COM345370860Stock575$9,000thousands by filing date
VALERO ENERGY CORP COM91913Y100Stock169$9,000thousands by filing date
INTERNATIONAL PAPER CO COM460146103Stock185$9,000thousands by filing date
BLACKROCK INC CL A COM09247X101COM28$9,000thousands by filing date
YAHOO INC984332106COM228$9,000thousands by filing date
SEAGATE TECHNOLOGY PLCG7945M107SHS149$8,000thousands by filing date
American Tower Corporation03027X100COM87$7,000thousands by filing date
Coca-Cola Company191216100COM170$7,000thousands by filing date
Comcast Corp20030N101COM130$7,000thousands by filing date
CVS Health Corporation126650100COM94$7,000thousands by filing date
Goldman Sachs Group,Inc.38141G104COM40$7,000thousands by filing date
ILLINOIS TOOL WKS INC452308109COM83$7,000thousands by filing date
Mondelez International,Inc. Class A609207105COM186$7,000thousands by filing date
Texas Instruments Incorporated882508104COM166$7,000thousands by filing date
USBANCORPDEL902973304COM NEW161$7,000thousands by filing date
NORFOLK SOUTHN CORP COM655844108Stock79$7,000thousands by filing date
AFLAC INC COM001055102Stock102$7,000thousands by filing date
EBAY INC. COM278642103Stock131$7,000thousands by filing date
CHECK POINT SOFTWARE TECH LTD ORDM22465104Stock113$7,000thousands by filing date
Oracle Corporation68389X105COM157$6,000thousands by filing date
Visa Inc92826C839COM28$6,000thousands by filing date
GENERAL ELEC CO369604103COM204$6,000thousands by filing date
EDWARDS LIFESCIENCES CORP COM28176E108Stock95$6,000thousands by filing date
EXPEDIA GROUP INC COM NEW30212P303Stock92$6,000thousands by filing date
CBS CORP NEW124857202CL B91$6,000thousands by filing date
CLIFFS NATURAL RESOURCES18683K101COMMON STOCK216$6,000thousands by filing date
CAPITAL ONE FINL CORP14040H105COM63$5,000thousands by filing date
Intel Corp458140100COM210$5,000thousands by filing date
EMERSON ELEC CO COM291011104Stock65$5,000thousands by filing date
COGNIZANT TECHNOLOGY SOLUTIONS CL A192446102Stock45$5,000thousands by filing date
WILLIAMS COS INC COM969457100Stock127$5,000thousands by filing date
EXPRESS SCRIPTS HLDG CO30219G108COM76$5,000thousands by filing date
American Express Company025816109COM45$4,000thousands by filing date
Walt Disney Co254687106COM52$4,000thousands by filing date
ARCHER DANIELS MIDLAND CO COM039483102Stock92$4,000thousands by filing date
VODAFONE GP PLC92857W209ADR98$4,000thousands by filing date
CAREFUSION CORP14170T101COM90$4,000thousands by filing date
ST JUDE MED INC790849103COM65$4,000thousands by filing date
ALLERGAN INC018490102COM40$4,000thousands by filing date
JOY GLOBAL INC481165108COM63$4,000thousands by filing date
AT&T Inc00206R102COM80$3,000thousands by filing date
McDonalds Corporation580135101COM31$3,000thousands by filing date
WEYERHAEUSER CO COM NEW962166104REIT104$3,000thousands by filing date
BAXTER INTL INC071813109COM42$3,000thousands by filing date
WYNN RESORTS LTD983134107COM18$3,000thousands by filing date
ALEXION PHARMACEUTICALS INC015351109COM26$3,000thousands by filing date
DU PONT E I DE NEMOURS & CO263534109COM42$3,000thousands by filing date
Caterpillar Inc.149123101COM26$2,000thousands by filing date
Charles Schwab Corp808513105COM63$2,000thousands by filing date
Danaher Corporation235851102COM28$2,000thousands by filing date
Deere & Company244199105COM26$2,000thousands by filing date
Eaton Corp. PlcG29183103COM27$2,000thousands by filing date
VERISIGN INC COM92343E102Stock41$2,000thousands by filing date
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS881624209ADR59$2,000thousands by filing date
REYNOLDS AMERICAN INC761713106COMMON STOCK45$2,000thousands by filing date
TYCO INTERNATIONAL LTDH89128104SHS53$2,000thousands by filing date
ALTERA CORP021441100COM62$2,000thousands by filing date
CAMERON INTERNATIONAL CORP13342B105COM39$2,000thousands by filing date
ALPHA NATURAL RESOURCES INC02076X102COM245$2,000thousands by filing date
RANGE RES CORP COM75281A109Stock13$1,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001536141-14-000002this filing2014-01-16acceptance time not in the bulk data set