13F-HR filed by Strategic Capital Alternatives LLC
Strategic Capital Alternatives LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 411 holding rows worth $283,063,000.
- Accession
- 0001536037-14-000012
- Filer
- CIK 1625243
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 411 entries on the cover page, a total value of $283,063,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $283,063,000 with VALUE read as thousands by filing date, 13F file number 028-16308. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares S&P 500 Growth ETF | 464287309 | SHS | 95,706 | $10,223,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 92,792 | $9,349,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 122,453 | $9,044,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 41,532 | $8,234,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 98,036 | $7,749,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 92,460 | $7,575,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 95,354 | $5,417,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 112,350 | $5,209,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 227,737 | $4,899,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 188,985 | $4,842,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 44,906 | $4,786,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 58,956 | $4,709,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 37,825 | $4,513,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 37,560 | $4,406,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 17,035 | $4,247,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 142,062 | $4,201,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 149,649 | $4,063,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 132,773 | $3,779,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 43,463 | $3,648,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 74,490 | $3,638,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 62,357 | $3,598,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 192,568 | $3,565,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 85,725 | $3,403,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 52,077 | $3,394,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 79,178 | $3,378,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 33,999 | $3,223,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 109,642 | $3,222,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 28,320 | $3,188,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 30,457 | $3,177,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 54,537 | $3,107,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 43,708 | $3,055,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 57,734 | $2,978,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 116,581 | $2,934,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 22,210 | $2,931,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 46,254 | $2,899,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 23,996 | $2,892,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 41,021 | $2,836,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 32,018 | $2,829,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 31,524 | $2,759,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 37,302 | $2,677,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 4,415 | $2,549,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 25,754 | $2,526,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 69,240 | $2,411,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 29,856 | $2,400,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 70,069 | $2,391,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 36,868 | $2,376,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 11,731 | $2,284,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 31,469 | $2,219,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 10,854 | $2,135,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 48,108 | $2,124,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 6,519 | $2,102,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 33,223 | $2,055,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 21,903 | $2,002,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 34,565 | $1,988,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 25,817 | $1,987,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 55,531 | $1,970,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 33,658 | $1,914,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 25,450 | $1,914,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 36,750 | $1,806,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 30,112 | $1,790,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 18,050 | $1,548,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 19,100 | $1,481,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 36,743 | $1,468,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 10,906 | $1,464,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 22,779 | $1,393,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 12,731 | $1,376,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 43,373 | $1,367,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 18,748 | $1,344,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 45,014 | $1,336,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 35,538 | $1,261,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 39,395 | $1,168,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 16,559 | $1,143,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 14,249 | $1,141,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 38,010 | $1,135,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 21,573 | $1,065,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 30,308 | $1,055,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 35,320 | $1,042,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 112,885 | $1,034,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 28,527 | $1,010,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 20,792 | $931,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 15,842 | $929,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 29,807 | $914,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 19,917 | $883,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 15,286 | $879,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 36,208 | $866,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 70,249 | $847,000 | thousands by filing date | |
| 38259p508 | COM | 1,422 | $837,000 | thousands by filing date | ||
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 91,267 | $826,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,162 | $820,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 19,249 | $817,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 72,329 | $803,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 30,149 | $770,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 18,652 | $752,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 11,633 | $742,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 6,453 | $711,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 61,548 | $689,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 14,008 | $680,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 11,024 | $594,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 10,970 | $577,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 20,704 | $519,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 8,754 | $439,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 6,332 | $433,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 6,840 | $432,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 9,967 | $416,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,508 | $408,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 4,889 | $366,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 3,467 | $351,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 9,189 | $342,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 11,805 | $335,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 47,974 | $331,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 20,177 | $330,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,987 | $301,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 20,522 | $300,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 27,050 | $297,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 18,000 | $285,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 8,065 | $284,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 4,997 | $277,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,276 | $272,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 1,110 | $268,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,648 | $254,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,790 | $249,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,470 | $245,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,814 | $235,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,092 | $235,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 5,122 | $232,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,130 | $224,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 2,576 | $213,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,755 | $211,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 6,791 | $208,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,618 | $206,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,126 | $200,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 6,240 | $192,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,340 | $185,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 5,590 | $183,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 1,304 | $181,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 3,026 | $178,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 3,424 | $171,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,551 | $170,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,254 | $169,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,545 | $163,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 6,775 | $162,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 3,140 | $160,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,598 | $159,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 2,570 | $159,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,849 | $155,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,222 | $153,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 627 | $152,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 3,615 | $152,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 1,163 | $151,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 14,385 | $139,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 19,055 | $135,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 1,979 | $134,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,030 | $126,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,553 | $126,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,013 | $121,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 668 | $121,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 4,872 | $121,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 4,537 | $119,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,266 | $118,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 2,679 | $117,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,960 | $116,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2,441 | $113,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,263 | $112,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 3,047 | $109,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,837 | $108,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 2,142 | $106,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,965 | $102,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,711 | $101,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 2,513 | $101,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 1,502 | $100,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 962 | $98,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 915 | $97,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 1,042 | $97,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 4,690 | $96,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,017 | $95,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1,405 | $93,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 515 | $92,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 647 | $91,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,122 | $90,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,700 | $90,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 471 | $89,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 853 | $88,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 1,232 | $88,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 918 | $87,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 778 | $84,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,488 | $82,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 751 | $81,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 1,075 | $81,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 362 | $79,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 2,382 | $78,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 2,026 | $77,000 | thousands by filing date | |
| VTI | 922908769 | COM | 754 | $76,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 3,830 | $74,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 757 | $73,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,525 | $73,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 440 | $73,000 | thousands by filing date | |
| IJH | 464287507 | COM | 528 | $72,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 882 | $72,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 1,734 | $72,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 303 | $72,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1,204 | $71,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,696 | $71,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 630 | $71,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 7,084 | $71,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,479 | $70,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 428 | $69,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 401 | $69,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 701 | $69,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 904 | $68,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 580 | $68,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 648 | $68,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 712 | $67,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 4,750 | $67,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,056 | $65,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,163 | $60,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 788 | $60,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 488 | $59,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 400 | $59,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 1,532 | $58,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,373 | $57,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 49 | $57,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,862 | $55,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 1,300 | $54,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,332 | $54,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 711 | $53,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 583 | $53,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,533 | $53,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 1,535 | $53,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 735 | $53,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 2,200 | $53,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 371 | $52,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 2,483 | $51,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 4,316 | $51,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 691 | $50,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 821 | $49,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 348 | $49,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 1,400 | $49,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 921 | $48,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 526 | $48,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,178 | $48,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 5,290 | $47,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 2,000 | $45,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 125 | $45,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 717 | $45,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 4,500 | $45,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 398 | $43,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 765 | $43,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 461 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,558 | $43,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 726 | $42,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 934 | $42,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 374 | $41,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 394 | $40,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 302 | $40,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 630 | $40,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 262 | $39,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 1,692 | $39,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 436 | $38,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 2,129 | $38,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 376 | $37,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 1,251 | $37,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,660 | $36,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 433 | $36,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 109 | $36,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 200 | $36,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 2,500 | $36,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 784 | $36,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 491 | $35,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 322 | $35,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 720 | $35,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 860 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 652 | $35,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,003 | $34,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 330 | $34,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 345 | $34,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 1,100 | $34,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 600 | $34,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 450 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 119 | $33,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 430 | $33,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,666 | $32,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 555 | $31,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 529 | $31,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 1,000 | $30,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 666 | $30,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 822 | $30,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 88 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 373 | $29,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 533 | $29,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 111 | $28,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 569 | $28,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 1,190 | $28,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 333 | $28,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 136 | $28,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 301 | $27,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1,544 | $27,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 277 | $27,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 1,212 | $27,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 763 | $26,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 609 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 402 | $26,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 582 | $26,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 204 | $25,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,050 | $25,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 2,015 | $25,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 2,600 | $25,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 214 | $24,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 550 | $23,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 222 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 702 | $23,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 236 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 285 | $22,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 188 | $22,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 500 | $22,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 389 | $21,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 800 | $21,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 381 | $21,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 700 | $21,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 491 | $21,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 550 | $21,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 869 | $20,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 195 | $20,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 273 | $20,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 338 | $20,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 508 | $20,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 247 | $19,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 570 | $19,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 300 | $19,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 400 | $19,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 84 | $18,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 200 | $18,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 306 | $18,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 591 | $18,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 505 | $18,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 410 | $18,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 530 | $18,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 266 | $18,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 149 | $18,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 540 | $17,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 735 | $17,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 263 | $17,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 197 | $16,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 303 | $16,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 203 | $16,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,035 | $16,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 363 | $16,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 115 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 382 | $15,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 399 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 159 | $15,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 214 | $15,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 160 | $15,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 552 | $15,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 173 | $14,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 143 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 357 | $14,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 224 | $14,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 297 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 117 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 175 | $14,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 214 | $14,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 278 | $14,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 155 | $13,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 247 | $13,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 129 | $13,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 153 | $13,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 185 | $13,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 529 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 576 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 237 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 393 | $13,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 165 | $13,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 150 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 386 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 327 | $13,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 750 | $13,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 623 | $13,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 231 | $13,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 600 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 542 | $13,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 1,609 | $13,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 500 | $13,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 184 | $12,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 104 | $12,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 220 | $12,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 240 | $12,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 225 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 424 | $12,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 366 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 459 | $12,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 214 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 382 | $12,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 371 | $12,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 121 | $12,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 124 | $11,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 168 | $11,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,500 | $11,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 90 | $11,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 553 | $11,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 156 | $11,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 120 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 484 | $11,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 153 | $11,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 211 | $11,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 300 | $11,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 362 | $11,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 107 | $10,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 96 | $10,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 168 | $10,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 77 | $10,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 180 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001536037-14-000012 | this filing | 2014-11-14 | acceptance time not in the bulk data set |