13F-HR filed by New England Investment & Retirement Group, Inc.
New England Investment & Retirement Group, Inc. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-05, with 219 holding rows worth $235,050,000 by the sum of the rows.
- Accession
- 0001535679-20-000003
- Filer
- CIK 1535679
- Filed
- 2020-05-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 52 entries on the cover page, a total value of $229,947,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $235,050,000 with VALUE read as thousands by filing date, 13F file number 028-14778. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $229,947,000, 2% less than the sum of the rows, $235,050,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Proshares Short S&P | 74347B425 | COM | 1,161,398 | $32,124,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 163,314 | $24,179,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 412,452 | $22,277,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 100,357 | $16,668,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 67,619 | $12,875,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 55,447 | $11,749,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 200,415 | $11,640,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 69,123 | $7,975,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 86,816 | $7,955,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 206,657 | $7,847,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 142,744 | $7,775,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 148,260 | $7,477,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 101,408 | $5,238,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 36,622 | $5,047,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 148,385 | $4,489,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 135,184 | $4,406,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 57,136 | $4,271,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 14,980 | $3,809,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,885 | $3,675,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 37,205 | $3,439,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 94,079 | $3,362,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 25,330 | $2,280,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 72,210 | $1,729,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 53,185 | $1,649,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 4,076 | $1,297,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,143 | $1,127,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,462 | $1,041,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 14,217 | $1,019,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 10,126 | $937,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 18,366 | $902,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 10,484 | $858,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 3,740 | $793,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 4,885 | $764,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,877 | $758,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,539 | $743,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 4,184 | $724,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 9,060 | $715,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 12,925 | $627,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 8,933 | $480,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,921 | $347,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 2,372 | $347,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 11,978 | $341,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 2,930 | $312,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,250 | $302,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 959 | $252,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,275 | $237,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,599 | $222,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 8,673 | $218,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 7,027 | $216,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,796 | $213,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,245 | $206,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 660 | $189,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,936 | $185,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,284 | $184,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 751 | $178,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 5,706 | $166,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 1,066 | $146,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 827 | $136,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 725 | $133,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 4,238 | $125,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,097 | $118,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 7,036 | $111,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 3,217 | $107,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 808 | $106,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 4,127 | $102,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 3,105 | $94,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 619 | $89,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 1,560 | $88,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 400 | $87,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 2,970 | $86,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 611 | $84,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 1,777 | $84,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 772 | $75,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 550 | $72,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,010 | $69,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 366 | $68,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 451 | $65,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 777 | $65,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 236 | $61,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1,206 | $60,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 375 | $59,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 472 | $54,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 2,437 | $54,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 727 | $53,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 667 | $53,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 9,491 | $46,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 500 | $46,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 347 | $46,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,166 | $45,000 | thousands by filing date | |
| IJH | 464287507 | COM | 311 | $45,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,325 | $45,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 38 | $44,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 325 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 357 | $44,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 438 | $42,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 345 | $41,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 400 | $40,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 1,773 | $39,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 460 | $37,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 1,212 | $37,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 300 | $35,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 1,267 | $34,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 2,000 | $30,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 251 | $30,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 250 | $28,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 792 | $27,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 3,006 | $27,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 800 | $26,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 425 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 1,426 | $25,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 731 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 999 | $25,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 315 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 538 | $24,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 400 | $22,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 150 | $21,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 2,697 | $21,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 700 | $20,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 200 | $20,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 275 | $19,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 500 | $18,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,593 | $18,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 230 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 515 | $17,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 100 | $16,000 | thousands by filing date | call |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 168 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 645 | $16,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 200 | $15,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 479 | $15,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 186 | $15,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 150 | $14,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 45 | $12,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 33 | $12,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 233 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 496 | $12,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 100 | $11,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 100 | $11,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 20 | $10,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 75 | $10,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 125 | $10,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 100 | $10,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 323 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 213 | $10,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 818 | $10,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 75 | $9,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 200 | $9,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 60 | $9,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 110 | $9,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 197 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 161 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 84 | $9,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 487 | $9,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 50 | $8,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 110 | $8,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 200 | $6,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 90 | $6,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 79 | $6,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 20 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 66 | $6,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 410 | $6,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4 | $5,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 135 | $5,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 37 | $5,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 18 | $5,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 100 | $5,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 76 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 175 | $5,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 20 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 596 | $4,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 63 | $4,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 77 | $3,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 110 | $3,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $3,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 75 | $3,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 59 | $3,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 200 | $3,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 90 | $3,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 2,500 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 91 | $3,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 208 | $3,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 64 | $3,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 31 | $2,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10 | $2,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 4 | $2,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 27 | $2,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 26 | $2,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 53 | $2,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 59 | $2,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 34 | $2,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 264 | $2,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 25 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 66 | $2,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 88 | $2,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 48 | $2,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 300 | $2,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 300 | $2,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 25 | $1,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 23 | $1,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 12 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 13 | $1,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 10 | $1,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 126 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 39 | $1,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 93 | $1,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 37 | $1,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 79 | $1,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 200 | $1,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSTATE CORP COM | 020002101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERSHEY CO COM | 427866108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLAR LNG LTD | G9456A100 | SHS | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHOCKWAVE MED INC | 82489T104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE CORP PLC | G65431101 | SHS USD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001535679-20-000003 | this filing | 2020-05-05 | acceptance time not in the bulk data set |