13F-HR filed by New England Investment & Retirement Group, Inc.
New England Investment & Retirement Group, Inc. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-05, with 86 holding rows worth $189,547,000.
- Accession
- 0001535679-16-000008
- Filer
- CIK 1535679
- Filed
- 2016-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 87 entries on the cover page, a total value of $189,547,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $189,606,000 with VALUE read as thousands by filing date, 13F file number 028-14778. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 130,566 | $17,350,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 106,962 | $11,965,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 146,082 | $11,761,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 260,009 | $11,253,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 78,438 | $10,124,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 155,500 | $8,708,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 90,707 | $8,370,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 197,308 | $7,665,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 62,093 | $6,536,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 164,328 | $5,617,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 14,940 | $5,055,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 59,921 | $4,471,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 100,376 | $4,340,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 79,741 | $3,678,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 20,660 | $3,595,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 30,772 | $3,332,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 90,953 | $2,833,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 33,140 | $2,792,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 22,358 | $2,784,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 22,983 | $2,686,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 46,040 | $2,680,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 24,228 | $2,578,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 10,630 | $2,551,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 27,375 | $2,480,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 30,544 | $2,425,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 41,369 | $2,185,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 20,493 | $2,145,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 24,457 | $1,897,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 16,900 | $1,825,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 29,976 | $1,799,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 64,048 | $1,736,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 58,220 | $1,687,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 159,490 | $1,676,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 167,708 | $1,640,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 64,312 | $1,577,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 19,981 | $1,535,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 31,186 | $1,516,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 83,073 | $1,514,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,239 | $1,513,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 55,510 | $1,426,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 16,988 | $1,424,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 29,634 | $1,286,000 | thousands by filing date | |
| VTI | 922908769 | COM | 11,348 | $1,184,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,380 | $1,097,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 13,575 | $1,094,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 13,315 | $1,035,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 39,416 | $1,008,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,888 | $888,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 14,253 | $791,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 119,886 | $756,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 21,936 | $747,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 9,569 | $702,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 7,931 | $659,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 9,491 | $560,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,578 | $482,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,865 | $474,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 9,572 | $442,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,996 | $293,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,535 | $276,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 9,143 | $265,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 3,719 | $230,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 4,497 | $204,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 300 | $61,000 | thousands by filing date | call |
| UBS AG | 90270KAW9 | NOTE 2/1 | 19,000 | $20,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 16,000 | $19,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 14,000 | $18,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 15,000 | $18,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 19,000 | $18,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 18,000 | $18,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 16,000 | $17,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 18,000 | $17,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 17,000 | $17,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 17,000 | $17,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 16,000 | $16,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 15,000 | $15,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 17,000 | $15,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 17,000 | $15,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 15,000 | $14,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 18,000 | $14,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 16,000 | $13,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 13,000 | $13,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 10,000 | $13,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 14,000 | $12,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 19,000 | $11,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 11,000 | $9,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 10,000 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001535679-16-000008 | this filing | 2016-02-05 | acceptance time not in the bulk data set |