13F-HR filed by AWM Investment Company, Inc.
AWM Investment Company, Inc. filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-05-16, with 115 holding rows worth $763,579,402.
- Accession
- 0001535264-24-000041
- Filer
- CIK 1535264
- Filed
- 2024-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, 126 entries on the cover page, a total value of $763,579,402 stated on the cover page (in dollars after the unit check, H1), rows summing to $763,579,402 with VALUE read as dollars as filed, 13F file number 028-16479. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IMPINJ INC | 453204109 | COM | 319,252 | $40,995,149 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 5,714,882 | $37,718,221 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 2,661,319 | $35,954,420 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 1,977,839 | $34,809,966 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 9,399,297 | $33,837,469 | dollars as filed | |
| NONE | 999999999 | NONE | 25,197,987 | $33,637,027 | dollars as filed | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 3,417,223 | $18,247,971 | dollars as filed | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 107,826 | $16,527,569 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 1,900,000 | $16,283,000 | dollars as filed | |
| ARBE ROBOTICS LTD ORDINARY SHARES | M1R95N100 | Stock | 7,713,175 | $16,120,536 | dollars as filed | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 2,006,241 | $15,889,429 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 1,228,525 | $15,233,710 | dollars as filed | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 487,619 | $14,218,970 | dollars as filed | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 724,514 | $14,077,307 | dollars as filed | |
| REPLIGEN CORP COM | 759916109 | Stock | 75,000 | $13,794,000 | dollars as filed | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 207,000 | $13,736,520 | dollars as filed | |
| GENASYS INC | 36872P103 | CMN | 5,749,544 | $13,626,419 | dollars as filed | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 1,430,345 | $13,488,153 | dollars as filed | |
| LEONARDO DRS INC COM | 52661A108 | Stock | 575,141 | $12,704,865 | dollars as filed | |
| Gambling.com Group Ltd. | 63R239101 | common | 1,350,943 | $12,334,110 | dollars as filed | |
| OOMA INC | 683416101 | COM | 1,409,948 | $12,026,856 | dollars as filed | |
| LOVESAC COMPANY | 54738L109 | COM | 516,696 | $11,677,330 | dollars as filed | |
| CEVA INC | 157210105 | COMMON STOCK | 507,104 | $11,516,332 | dollars as filed | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 853,042 | $10,364,460 | dollars as filed | |
| TALKSPACE INC | 87427V103 | COM | 2,860,680 | $10,212,628 | dollars as filed | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 25,000 | $9,843,000 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 5,425,881 | $9,766,586 | dollars as filed | |
| NLIGHT INC | 65487K100 | COM | 741,405 | $9,638,265 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 547,402 | $9,437,210 | dollars as filed | |
| Radcom Ltd | M81865111 | COM | 840,795 | $9,383,272 | dollars as filed | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 580,000 | $9,245,200 | dollars as filed | |
| VICOR CORP | 925815102 | COM | 224,457 | $8,583,236 | dollars as filed | |
| SOCIETAL CDMO INC | 75629F109 | COM | 7,886,500 | $8,517,420 | dollars as filed | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 496,952 | $7,966,141 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 833,000 | $7,830,200 | dollars as filed | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 265,768 | $7,210,286 | dollars as filed | |
| ORTHOFIX MED INC | 68752M108 | COM | 474,456 | $6,889,101 | dollars as filed | |
| BEAM GLOBAL | 07373B109 | COM | 983,535 | $6,688,038 | dollars as filed | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 142,248 | $6,534,873 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 2,136,378 | $6,088,677 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 716,662 | $5,683,130 | dollars as filed | |
| GAIA INC NEW | 36269P104 | CL A | 1,738,257 | $5,353,832 | dollars as filed | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 584,664 | $5,320,442 | dollars as filed | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 1,703,228 | $5,314,071 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 1,644,037 | $5,195,157 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 668,526 | $5,047,371 | dollars as filed | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 130,808 | $5,015,179 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 1,350,000 | $4,914,000 | dollars as filed | |
| PROFIRE ENERGY INC | 74316X101 | COM | 2,619,956 | $4,846,919 | dollars as filed | |
| AVID BIOSERVICES INC | 05368M106 | COM | 693,679 | $4,647,649 | dollars as filed | |
| ALTO NEUROSCIENCE INC COM SHS | 02157Q109 | Stock | 299,147 | $4,591,906 | dollars as filed | |
| LONGBOARD PHARMACEUTICALS IN | 54300N103 | COM | 211,518 | $4,568,789 | dollars as filed | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 531,110 | $4,434,768 | dollars as filed | |
| Gilat Satellite Network | M51474118 | COM | 773,581 | $4,200,545 | dollars as filed | |
| RED CAT HLDGS INC | 75644T100 | COM | 5,000,000 | $3,825,000 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 2,785,671 | $3,788,513 | dollars as filed | |
| VITAL FARMS INC | 92847W103 | COM | 157,301 | $3,657,248 | dollars as filed | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 989,307 | $3,521,933 | dollars as filed | |
| ELECTROCORE INC | 28531P202 | COM NEW | 550,364 | $3,395,746 | dollars as filed | |
| Tela Bio, Inc. | 208077520 | common | 589,963 | $3,345,090 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 1,451,073 | $3,322,957 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 1,001,692 | $2,864,839 | dollars as filed | |
| Fathom Holdings, Inc. | 31198V109 | common | 1,417,341 | $2,820,509 | dollars as filed | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 55,000 | $2,574,550 | dollars as filed | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 1,825,000 | $2,518,500 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 369,090 | $2,487,667 | dollars as filed | |
| AMERICAN PUB ED INC | 02913V103 | COM | 169,370 | $2,405,054 | dollars as filed | |
| IMMUNOVANT INC | 45258J102 | COM | 70,000 | $2,261,700 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 2,245,544 | $2,239,706 | dollars as filed | |
| ONCOCYTE CORP | 68235C107 | COM | 754,286 | $2,210,058 | dollars as filed | |
| USIO INC | 917313108 | CMN | 1,269,866 | $2,158,772 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 476,099 | $1,861,547 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 1,938,845 | $1,861,291 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 663,126 | $1,846,806 | dollars as filed | |
| SILYNXCOM LTD | M8T145100 | COM SHS | 536,269 | $1,828,677 | dollars as filed | |
| Bitcoin Depot Inc | 09174P105 | Common Stock | 937,002 | $1,775,619 | dollars as filed | |
| NeuroOne Medical Technologies | 64130M100 | common | 1,450,000 | $1,740,000 | dollars as filed | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 40,000 | $1,585,600 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 1,300,000 | $1,560,000 | dollars as filed | |
| DHI GROUP INC | 23331S100 | COM | 581,000 | $1,481,550 | dollars as filed | |
| URBAN-GRO INC | 91704K202 | COM NEW | 1,075,037 | $1,472,801 | dollars as filed | |
| IDEAL PWR INC | 451622203 | COM NEW | 162,351 | $1,444,924 | dollars as filed | |
| MODULAR MED INC | 60785L207 | COM NEW | 750,000 | $1,387,500 | dollars as filed | |
| EMCORE Corp | 290846401 | COM | 4,000,000 | $1,380,000 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 294,600 | $1,287,402 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 301,155 | $1,189,562 | dollars as filed | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 650,000 | $1,183,000 | dollars as filed | |
| NEOGAMES S A | L6673X107 | COM | 40,382 | $1,169,463 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 100,000 | $1,022,000 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 1,800,000 | $968,400 | dollars as filed | |
| PROGYNY INC COM | 74340E103 | Stock | 25,000 | $953,750 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 2,250,000 | $930,375 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 1,537,008 | $908,525 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 131,431 | $893,731 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 202,000 | $830,220 | dollars as filed | |
| TWIN VEE POWERCATS CO | 90177C101 | COM | 939,176 | $807,785 | dollars as filed | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 250,000 | $772,500 | dollars as filed | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 55,000 | $717,750 | dollars as filed | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 43,625 | $699,309 | dollars as filed | |
| SIDUS SPACE INC CL A | 826165201 | COMMON STOCK | 200,000 | $678,000 | dollars as filed | |
| THE REAL GOOD FOOD COMPANY I | 75601G109 | COM CL A | 1,878,106 | $677,996 | dollars as filed | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 769,230 | $599,999 | dollars as filed | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 333,400 | $573,448 | dollars as filed | |
| Movano, Inc. | 62459M107 | common | 1,343,663 | $552,380 | dollars as filed | |
| Markforged Holding Corp. | 236759156 | common | 613,310 | $512,727 | dollars as filed | |
| MaxCyte, Inc. | 5777K1061 | COM | 121,724 | $510,024 | dollars as filed | |
| SHAPEWAYS HOLDINGS INC | 81947T102 | COMMON STOCK | 255,234 | $505,363 | dollars as filed | |
| SAVARA INC | 805111101 | COM | 100,000 | $498,000 | dollars as filed | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 378,206 | $442,501 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 192,989 | $430,365 | dollars as filed | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 200,000 | $280,000 | dollars as filed | |
| PURETECH HEALTH PLC | 746237106 | ADS | 6,900 | $196,650 | dollars as filed | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 200,000 | $157,180 | dollars as filed | |
| MOBILICOM LTD | 60742B110 | *W EXP 08/31/202 | 363,100 | $119,097 | dollars as filed | |
| FORZA X1 INC | 34988N104 | COM | 209,775 | $100,063 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001535264-24-000041 | this filing | 2024-05-16 | acceptance time not in the bulk data set |