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Disclosery

13F-HR filed by AWM Investment Company, Inc.

AWM Investment Company, Inc. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 108 holding rows worth $677,527,753.

Accession
0001535264-23-000080
Filer
CIK 1535264
Filed
2023-11-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2023

A holdings report, 126 entries on the cover page, a total value of $677,527,753 stated on the cover page (in dollars after the unit check, H1), rows summing to $677,527,753 with VALUE read as dollars as filed, 13F file number 028-16479. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
AEHR TEST SYSTEMS00760J108COMMON STOCK1,197,883$54,743,253dollars as filed
DESTINATION XL GROUP INC25065K104COM9,399,297$42,108,851dollars as filed
NONE999999999NONE38,171,626$31,036,683dollars as filed
ADMA BIOLOGICS INC000899104COM5,999,872$21,479,542dollars as filed
IMPINJ INC453204109COM365,428$20,109,503dollars as filed
EVERSPIN TECHNOLOGIES INC30041T104COMMON STOCK2,006,241$19,721,349dollars as filed
INFUSYSTEM HOLDINGS INC45685K102COMMON STOCK2,000,000$19,280,000dollars as filed
OOMA INC683416101COM1,409,948$18,343,423dollars as filed
ARBE ROBOTICS LTD ORDINARY SHARESM1R95N100Stock7,713,175$17,971,698dollars as filed
REPLIGEN CORP COM759916109Stock100,000$15,901,000dollars as filed
ARGENX SE SPONSORED ADR04016X101ADR30,000$14,748,900dollars as filed
LEONARDO DRS INC COM52661A108Stock856,088$14,296,670dollars as filed
ASPEN AEROGELS INC04523Y105COMMON STOCK1,661,580$14,289,588dollars as filed
AMERICAN SUPERCONDUCTOR CORP030111207SHS NEW1,854,241$13,999,520dollars as filed
Gambling.com Group Ltd.63R239101common1,038,354$13,581,670dollars as filed
LEMAITRE VASCULAR INC525558201COM230,000$12,530,400dollars as filed
ORTHOPEDIATRICS CORP68752L100COMMON STOCK377,276$12,072,832dollars as filed
VICOR CORP925815102COM204,960$12,070,094dollars as filed
GENASYS INC36872P103CMN5,749,544$11,556,583dollars as filed
PFSWEB INC717098206COM1,545,203$11,496,310dollars as filed
NATURAL GAS SERVICES GROUP63886Q109COMMON STOCK769,233$11,200,032dollars as filed
KOPIN CORP500600101COMMON STOCK8,546,746$10,427,030dollars as filed
LOVESAC COMPANY54738L109COM516,696$10,292,584dollars as filed
AVID BIOSERVICES INC05368M106COM999,926$9,439,301dollars as filed
UNIVERSAL TECHNICAL INST INC913915104COM1,123,053$9,411,184dollars as filed
CEVA INC157210105COMMON STOCK457,342$8,867,861dollars as filed
CENTURY CASINOS INC156492100COM1,644,037$8,433,910dollars as filed
LIVEPERSON, INC.538146101COM2,084,476$8,108,612dollars as filed
VIEMED HEALTHCARE INC92663R105COM1,199,225$8,055,272dollars as filed
ORTHOFIX MED INC68752M108COM598,463$7,696,234dollars as filed
QNITY ELECTRONICS INC817323207COM2,591,075$7,332,742dollars as filed
AEROVIRONMENT INC COM008073108Stock65,208$7,272,648dollars as filed
PROFIRE ENERGY INC74316X101COM2,596,156$7,217,314dollars as filed
Radcom LtdM81865111COM753,929$6,551,643dollars as filed
NEOGAMES S AL6673X107COM239,533$6,467,391dollars as filed
POWERFLEET INC73931J109COMMON STOCK2,974,946$6,158,138dollars as filed
OPTIMIZERX CORP68401U204COM NEW782,571$6,088,402dollars as filed
CITI TRENDS INC17306X102COMMON STOCK265,768$5,905,365dollars as filed
BACKBLAZE INC A05637B105COMMON STOCK1,067,370$5,870,535dollars as filed
TURTLE BEACH CORP900450206COMMON STOCK577,386$5,239,778dollars as filed
NLIGHT INC65487K100COM490,882$5,105,173dollars as filed
SOCIETAL CDMO INC75629F109COM10,266,144$4,814,822dollars as filed
TALKSPACE INC87427V103COM2,287,724$4,461,062dollars as filed
GEN RESTAURENT GROUP36870C104CMN379,299$4,415,040dollars as filed
BEAM GLOBAL07373B109COM592,363$4,371,639dollars as filed
RESERVOIR MEDIA INC76119X105COMMON STOCK701,662$4,280,138dollars as filed
SYNCHRONOSS TECHNOLOGIES INC87157B103COM4,403,591$4,227,447dollars as filed
ULTRA CLEAN HLDGS INC COM90385V107Stock132,248$3,923,798dollars as filed
AVIAT NETWORKS INC05366Y201COMMON STOCK123,639$3,857,537dollars as filed
908 DEVICES INC COM65443P102Stock561,506$3,739,630dollars as filed
QUICKLOGIC CORP74837P405COMMON STOCK415,230$3,570,978dollars as filed
LANTRONIX INC516548203COMMON STOCK761,933$3,390,602dollars as filed
ELECTROCORE INC28531P202COM NEW550,364$3,340,709dollars as filed
Tela Bio, Inc.208077520common408,346$3,266,768dollars as filed
BLACKSKY TECHNOLOGY INC09263B108COM CL A2,785,671$3,259,235dollars as filed
GAIA INC NEW36269P104CL A1,097,865$2,986,193dollars as filed
THE REAL GOOD FOOD COMPANY I75601G109COM CL A877,353$2,939,133dollars as filed
LIGHTPATH TECHNOLOGIES INC532257805COM CL A1,825,000$2,646,250dollars as filed
EMCORE CORP290846203COM5,262,296$2,502,222dollars as filed
GROWGENERATION CORP39986L109COM850,692$2,484,021dollars as filed
CLENE INC185634102COM5,000,000$2,479,500dollars as filed
Bitcoin Depot Inc09174P105Common Stock937,002$2,464,315dollars as filed
TEADS HLDG CO69002R103COM503,436$2,451,733dollars as filed
ONCOCYTE CORP68235C107COM719,282$2,359,245dollars as filed
WESTPORT FUEL SYSTEMS INC960908309COM383,202$2,314,540dollars as filed
USIO INC917313108CMN1,270,628$2,223,599dollars as filed
TACTILE SYSTEMS TECHNOLOGY I87357P100COMMON STOCK145,000$2,037,250dollars as filed
IMMUNOVANT INC45258J102COM50,000$1,919,500dollars as filed
NUVATION BIO INC COM CL A67080N101Stock1,425,000$1,909,500dollars as filed
NANO DIMENSION LTD63008G203SPONSORD ADS NEW663,126$1,803,703dollars as filed
DHI GROUP INC23331S100COM581,000$1,777,860dollars as filed
PROGYNY INC COM74340E103Stock50,000$1,701,000dollars as filed
PURETECH HEALTH PLC746237106ADS70,000$1,610,000dollars as filed
LILIUM N VN52586109COM2,256,225$1,609,365dollars as filed
OPKO HEALTH INC68375N103COM1,000,000$1,600,000dollars as filed
IDEAL PWR INC451622203COM NEW163,281$1,598,521dollars as filed
URBAN-GRO INC91704K202COM NEW1,138,861$1,548,851dollars as filed
QUIPT HOME MEDICAL CORP74880P104COM294,600$1,499,514dollars as filed
Movano, Inc.62459M107common1,364,286$1,487,072dollars as filed
voxeljet AG, ADR (Germany)92912L106common1,361,393$1,429,463dollars as filed
NeuroOne Medical Technologies64130M100common1,550,000$1,380,120dollars as filed
EMAGIN CORP29076N206COM689,665$1,372,433dollars as filed
ZYNEX INC98986M103COM170,882$1,367,056dollars as filed
TWIN VEE POWERCATS CO90177C101COM939,176$1,333,630dollars as filed
ACHIEVE LIFE SCIENCES INC004468500COMMON STOCK272,500$1,171,750dollars as filed
ALTISOURCE PORTFOLIO SOLNS SL0175J104REG SHS280,800$1,120,392dollars as filed
AQUA METALS INC03837J101COM900,000$1,017,000dollars as filed
APPLIED DNA SCIENCES INC03815U300COMMON808,805$994,830dollars as filed
SHAPEWAYS HOLDINGS INC81947T102COMMON STOCK310,037$992,118dollars as filed
LIQTECH INTERNATIONAL53632a102COM250,000$967,500dollars as filed
GEE GROUP INC36165A102COM1,600,096$946,777dollars as filed
ROCKET LAB USA INC773122106COM202,000$884,760dollars as filed
AMERICAN PUB ED INC02913V103COM169,370$843,463dollars as filed
XTANT MED HLDGS INC98420P308COM NEW468,680$515,548dollars as filed
GOSSAMER BIO INC COM38341P102Stock613,028$510,530dollars as filed
CRINETICS PHARMACEUTICALS INC COM22663K107Stock15,000$446,100dollars as filed
MOBILICOM ORD60742B102COM326,656$424,653dollars as filed
SPERO THERAPEUTICS INC84833T103COM333,400$403,414dollars as filed
LULUS FASHION LOUNGE HOLDING55003A108COM200,000$402,000dollars as filed
PURPLE INNOVATION INC74640Y106CMN230,000$393,300dollars as filed
ENTHUSIAST GAMING HLDGS INC29385B109COM897,100$307,339dollars as filed
Akoustis Technologies Inc00973N102COM390,000$293,631dollars as filed
FORZA X1 INC34988N104COM334,410$267,695dollars as filed
Bitfarms Ltd/Canada09173B107Common Stock192,989$206,498dollars as filed
Sigma Additive Solutions, Inc.826598500common19,999$61,197dollars as filed
MOBILICOM LTD60742B110*W EXP 08/31/202363,100$58,060dollars as filed
Medicenna Therapeutics, Corp.@192775965warrants1,330,000$39,900dollars as filed
INVO Bioscience, Inc.44984F302common32,000$25,286dollars as filed

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001535264-23-000080this filing2023-11-14acceptance time not in the bulk data set