13F-HR filed by AWM Investment Company, Inc.
AWM Investment Company, Inc. filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-11, with 112 holding rows worth $736,931,467.
- Accession
- 0001535264-23-000071
- Filer
- CIK 1535264
- Filed
- 2023-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 127 entries on the cover page, a total value of $736,931,467 stated on the cover page (in dollars after the unit check, H1), rows summing to $736,931,467 with VALUE read as dollars as filed, 13F file number 028-16479. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 1,286,628 | $53,073,405 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 9,399,297 | $46,056,555 | dollars as filed | |
| NONE | 999999999 | NONE | 28,415,026 | $34,191,309 | dollars as filed | |
| IMPINJ INC | 453204109 | COM | 333,872 | $29,931,625 | dollars as filed | |
| ARBE ROBOTICS LTD ORDINARY SHARES | M1R95N100 | Stock | 7,713,175 | $22,291,076 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 6,017,572 | $22,204,841 | dollars as filed | |
| OOMA INC | 683416101 | COM | 1,409,948 | $21,106,922 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 2,000,000 | $19,260,000 | dollars as filed | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 2,006,241 | $18,477,480 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 8,546,746 | $18,375,504 | dollars as filed | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 413,730 | $18,142,060 | dollars as filed | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 45,000 | $17,537,850 | dollars as filed | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 230,000 | $15,474,400 | dollars as filed | |
| LEONARDO DRS INC COM | 52661A108 | Stock | 856,088 | $14,844,566 | dollars as filed | |
| REPLIGEN CORP COM | 759916109 | Stock | 100,000 | $14,146,000 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 2,228,301 | $13,949,164 | dollars as filed | |
| LOVESAC COMPANY | 54738L109 | COM | 516,696 | $13,924,957 | dollars as filed | |
| AVID BIOSERVICES INC | 05368M106 | COM | 982,826 | $13,730,079 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 1,661,580 | $13,109,866 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 1,644,037 | $11,672,663 | dollars as filed | |
| CEVA INC | 157210105 | COMMON STOCK | 447,342 | $11,429,588 | dollars as filed | |
| GENASYS INC | 36872P103 | CMN | 4,349,544 | $11,308,814 | dollars as filed | |
| SOCIETAL CDMO INC | 75629F109 | COM | 10,126,144 | $11,138,758 | dollars as filed | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 1,095,719 | $10,725,446 | dollars as filed | |
| Gambling.com Group Ltd. | 63R239101 | common | 1,038,354 | $10,632,745 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 2,084,476 | $9,421,832 | dollars as filed | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 361,489 | $9,011,921 | dollars as filed | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 2,827,538 | $8,482,614 | dollars as filed | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 1,123,053 | $7,760,296 | dollars as filed | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 769,233 | $7,615,407 | dollars as filed | |
| NLIGHT INC | 65487K100 | COM | 490,882 | $7,569,400 | dollars as filed | |
| VICOR CORP | 925815102 | COM | 132,434 | $7,151,436 | dollars as filed | |
| PFSWEB INC | 717098206 | COM | 1,525,000 | $6,893,000 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 577,386 | $6,726,547 | dollars as filed | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 65,208 | $6,669,474 | dollars as filed | |
| Radcom Ltd | M81865111 | COM | 690,307 | $6,530,304 | dollars as filed | |
| QNITY ELECTRONICS INC | 817323207 | COM | 2,927,420 | $6,528,147 | dollars as filed | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 445,268 | $6,362,880 | dollars as filed | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 175,000 | $6,342,000 | dollars as filed | |
| NEOGAMES S A | L6673X107 | COM | 239,533 | $6,256,602 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 2,785,671 | $6,184,190 | dollars as filed | |
| ORTHOFIX MED INC | 68752M108 | COM | 337,382 | $6,093,119 | dollars as filed | |
| GEN RESTAURENT GROUP | 36870C104 | CMN | 300,000 | $5,097,000 | dollars as filed | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 1,100,095 | $4,763,411 | dollars as filed | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 119,188 | $4,583,970 | dollars as filed | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 257,108 | $4,540,527 | dollars as filed | |
| CLENE INC | 185634102 | COM | 5,000,000 | $4,399,500 | dollars as filed | |
| BEAM GLOBAL | 07373B109 | COM | 425,000 | $4,398,750 | dollars as filed | |
| EMCORE CORP | 290846203 | COM | 5,262,296 | $3,960,404 | dollars as filed | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 415,230 | $3,815,964 | dollars as filed | |
| Tela Bio, Inc. | 208077520 | common | 375,000 | $3,798,750 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 609,894 | $3,671,562 | dollars as filed | |
| FRANCHISE GROUP INC | 35180X105 | COM | 117,595 | $3,367,921 | dollars as filed | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 3,549,180 | $3,297,543 | dollars as filed | |
| ONCOCYTE CORP | 68235C107 | COM | 14,185,664 | $3,262,703 | dollars as filed | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 761,933 | $3,207,738 | dollars as filed | |
| NOODLES & CO | 65540B105 | COM CL A | 900,444 | $3,043,501 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 383,202 | $2,950,655 | dollars as filed | |
| PROFIRE ENERGY INC | 74316X101 | COM | 2,240,158 | $2,755,394 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 1,425,000 | $2,565,000 | dollars as filed | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 1,825,000 | $2,463,750 | dollars as filed | |
| THE REAL GOOD FOOD COMPANY I | 75601G109 | COM CL A | 702,145 | $2,436,443 | dollars as filed | |
| voxeljet AG, ADR (Germany) | 92912L106 | common | 1,361,393 | $2,382,438 | dollars as filed | |
| USIO INC | 917313108 | CMN | 1,270,628 | $2,363,368 | dollars as filed | |
| DHI GROUP INC | 23331S100 | COM | 581,000 | $2,225,230 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 1,000,000 | $2,170,000 | dollars as filed | |
| PURETECH HEALTH PLC | 746237106 | ADS | 70,000 | $2,117,500 | dollars as filed | |
| TWIN VEE POWERCATS CO | 90177C101 | COM | 949,062 | $2,012,011 | dollars as filed | |
| PROGYNY INC COM | 74340E103 | Stock | 50,000 | $1,967,000 | dollars as filed | |
| IDEAL PWR INC | 451622203 | COM NEW | 163,281 | $1,926,716 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 663,126 | $1,916,434 | dollars as filed | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 81,846 | $1,898,009 | dollars as filed | |
| GAIA INC NEW | 36269P104 | CL A | 739,720 | $1,708,753 | dollars as filed | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 50,186 | $1,674,707 | dollars as filed | |
| ZYNEX INC | 98986M103 | COM | 170,882 | $1,638,758 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 294,600 | $1,573,164 | dollars as filed | |
| MEDIWOUND LTD | M68830112 | COMMON STOCK | 142,857 | $1,499,998 | dollars as filed | |
| TALKSPACE INC | 87427V103 | COM | 1,177,848 | $1,495,867 | dollars as filed | |
| Movano, Inc. | 62459M107 | common | 1,364,286 | $1,487,072 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 301,155 | $1,481,683 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 525,000 | $1,459,500 | dollars as filed | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 272,500 | $1,414,275 | dollars as filed | |
| EMAGIN CORP | 29076N206 | COM | 689,665 | $1,365,537 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 390,000 | $1,240,200 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 202,000 | $1,212,000 | dollars as filed | |
| ELECTROCORE INC | 28531P202 | COM NEW | 247,163 | $1,211,099 | dollars as filed | |
| GEE GROUP INC | 36165A102 | COM | 2,285,192 | $1,170,704 | dollars as filed | |
| SHAPEWAYS HOLDINGS INC | 81947T102 | COMMON STOCK | 310,037 | $1,165,739 | dollars as filed | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 50,000 | $1,105,000 | dollars as filed | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 809,805 | $1,044,648 | dollars as filed | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 250,000 | $810,000 | dollars as filed | |
| URBAN-GRO INC | 91704K202 | COM NEW | 674,080 | $795,414 | dollars as filed | |
| AMERICAN PUB ED INC | 02913V103 | COM | 149,370 | $708,014 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 200,000 | $680,000 | dollars as filed | |
| NeuroOne Medical Technologies | 64130M100 | common | 550,000 | $660,000 | dollars as filed | |
| MOBILICOM ORD | 60742B102 | COM | 426,656 | $652,784 | dollars as filed | |
| Medicenna Therapeutics, Corp.@ | 192775965 | warrants | 2,330,000 | $598,700 | dollars as filed | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 150,000 | $576,000 | dollars as filed | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 383,400 | $555,930 | dollars as filed | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 158,676 | $553,779 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 130,158 | $516,727 | dollars as filed | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 200,000 | $506,000 | dollars as filed | |
| FORZA X1 INC | 34988N104 | COM | 334,410 | $491,583 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 55,000 | $482,350 | dollars as filed | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 897,100 | $446,959 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 192,989 | $283,694 | dollars as filed | |
| DOUBLEDOWN INTERACTIVE CO LT | 25862B109 | ADS | 26,427 | $253,963 | dollars as filed | |
| Sigma Additive Solutions, Inc. | 826598500 | common | 697,785 | $243,527 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 100,000 | $194,000 | dollars as filed | |
| INVO Bioscience, Inc. | 44984F302 | common | 623,860 | $127,267 | dollars as filed | |
| POLISHED COM INC | 28252C117 | *W EXP 06/02/202 | 1,223,700 | $79,418 | dollars as filed | |
| MOBILICOM LTD | 60742B110 | *W EXP 08/31/202 | 363,100 | $72,620 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001535264-23-000071 | this filing | 2023-08-11 | acceptance time not in the bulk data set |