13F-HR filed by AWM Investment Company, Inc.
AWM Investment Company, Inc. filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 122 holding rows worth $657,675,000.
- Accession
- 0001535264-22-000039
- Filer
- CIK 1535264
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 133 entries on the cover page, a total value of $657,675,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $657,671,000 with VALUE read as thousands by filing date, 13F file number 028-16479. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DESTINATION XL GROUP INC | 25065K104 | COM | 9,870,434 | $53,498,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 495,787 | $39,678,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 705,307 | $38,037,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 1,648,319 | $23,241,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 1,178,826 | $22,539,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 2,054,155 | $19,145,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 100,000 | $18,711,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 50,000 | $17,652,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 1,409,948 | $17,342,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 345,475 | $15,940,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 2,000,000 | $13,980,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 3,849,940 | $13,744,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 5,015,000 | $12,186,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 4,349,544 | $12,048,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 230,000 | $11,656,000 | thousands by filing date | |
| NONE | 999999999 | NONE | 9,147,376 | $11,414,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 989,635 | $11,401,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 1,958,741 | $11,341,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 424,192 | $11,127,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 1,644,037 | $10,785,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 945,158 | $10,680,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 1,031,724 | $9,719,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 5,609,689 | $9,144,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 855,164 | $8,235,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 392,096 | $7,991,000 | thousands by filing date | |
| Gambling.com Group Ltd. | 63R239101 | common | 1,036,011 | $7,874,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,784,192 | $7,815,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 769,233 | $7,723,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 578,312 | $6,587,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 1,125,888 | $6,125,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 400,143 | $5,930,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 962,089 | $5,778,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 7,746,557 | $5,655,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 92,731 | $5,484,000 | thousands by filing date | |
| voxeljet AG, ADR (Germany) | 92912L106 | common | 1,707,413 | $5,378,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 201,919 | $5,199,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 533,136 | $5,038,000 | thousands by filing date | |
| KARAT PACKAGING INC | 48563L101 | COM | 305,986 | $4,893,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 1,579,956 | $4,866,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 2,781,094 | $4,644,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 2,300,400 | $4,601,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 830,097 | $4,574,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 666,661 | $4,467,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 633,455 | $4,320,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 380,000 | $4,013,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 671,950 | $3,817,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 760,533 | $3,658,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 40,208 | $3,352,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 3,832,047 | $3,340,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 131,912 | $3,205,000 | thousands by filing date | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 639,902 | $3,180,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 581,000 | $3,126,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 107,438 | $3,090,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 652,803 | $3,068,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 99,567 | $2,998,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 226,500 | $2,922,000 | thousands by filing date | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 587,732 | $2,868,000 | thousands by filing date | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 432,762 | $2,783,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 415,230 | $2,687,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 167,028 | $2,591,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 930,735 | $2,587,000 | thousands by filing date | |
| Movano, Inc. | 62459M107 | common | 900,000 | $2,475,000 | thousands by filing date | |
| THE REAL GOOD FOOD COMPANY I | 75601G109 | COM CL A | 360,267 | $2,327,000 | thousands by filing date | |
| NeuroOne Medical Technologies | 64130M100 | common | 1,363,331 | $2,304,000 | thousands by filing date | |
| TWIN VEE POWERCATS CO | 90177C101 | COM | 930,062 | $2,269,000 | thousands by filing date | |
| URBAN-GRO INC | 91704K202 | COM NEW | 809,265 | $2,258,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 5,493,876 | $2,231,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 210,981 | $2,184,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 864,375 | $2,100,000 | thousands by filing date | |
| VIQ SOLUTIONS INC | 91825V400 | COM NEW | 3,343,326 | $2,073,000 | thousands by filing date | |
| MaxCyte, Inc. | 5777K1061 | COM | 300,000 | $1,950,000 | thousands by filing date | |
| PURETECH HEALTH PLC | 746237106 | ADS | 70,000 | $1,890,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 177,034 | $1,793,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,514,794 | $1,727,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 2,007,245 | $1,707,000 | thousands by filing date | |
| Medicenna Therapeutics, Corp.@ | 192775965 | warrants | 2,660,000 | $1,555,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,446,746 | $1,519,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 800,000 | $1,512,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 2,285,192 | $1,442,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 563,126 | $1,346,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 583,228 | $1,295,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 949,142 | $1,234,000 | thousands by filing date | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 294,600 | $1,228,000 | thousands by filing date | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 254,500 | $1,186,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 68,588 | $1,176,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 50,000 | $1,137,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 30,000 | $1,112,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 40,000 | $1,104,000 | thousands by filing date | |
| MINERVA SURGICAL INC | 60343F106 | COM | 1,388,515 | $1,104,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC | 81947T102 | COMMON STOCK | 1,641,308 | $1,024,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 463,320 | $973,000 | thousands by filing date | |
| Orbital Energy Group, Inc. | 68559A110 | common | 2,006,380 | $953,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 2,430,141 | $926,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 830,994 | $897,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 849,396 | $888,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 50,000 | $851,000 | thousands by filing date | |
| SONENDO INC | 835431107 | Common Stocks | 754,576 | $807,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 355,000 | $795,000 | thousands by filing date | |
| Assure Holdings Corp(CND need | 04265J204 | common | 1,219,069 | $780,000 | thousands by filing date | |
| MOBILICOM ORD | 60742B102 | COM | 426,656 | $768,000 | thousands by filing date | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 897,100 | $765,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 491,100 | $746,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 30,000 | $731,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 1,119,887 | $662,000 | thousands by filing date | |
| INVO Bioscience, Inc. | 44984F302 | common | 623,860 | $661,000 | thousands by filing date | |
| Sigma Additive Solutions, Inc. | 826598500 | common | 697,785 | $569,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 153,200 | $536,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 799,766 | $512,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 50,070 | $458,000 | thousands by filing date | |
| ECO WAVE POWER GLOBAL AB | 27900N103 | SPONSORED ADS | 119,000 | $458,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 113,100 | $456,000 | thousands by filing date | |
| DOUBLEDOWN INTERACTIVE CO LT | 25862B109 | ADS | 50,153 | $452,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 400,000 | $452,000 | thousands by filing date | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 120,000 | $401,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 300,000 | $393,000 | thousands by filing date | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 240,646 | $385,000 | thousands by filing date | |
| POLISHED COM INC | 28252C117 | *W EXP 06/02/202 | 2,000,000 | $250,000 | thousands by filing date | |
| GREENBROOK TMS INC | 393704309 | Common Stock | 71,768 | $193,000 | thousands by filing date | |
| MOBILICOM LTD | 60742B110 | *W EXP 08/31/202 | 363,100 | $138,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 55,474 | $42,000 | thousands by filing date | |
| Ocean Power Technologies @3.85 | 674870118 | warrants | 464,280 | $28,000 | thousands by filing date | |
| QUALTEK SERVICES INC | 74760R113 | *W EXP 02/14/202 | 50,000 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001535264-22-000039 | this filing | 2022-11-14 | acceptance time not in the bulk data set |