13F-HR filed by AWM Investment Company, Inc.
AWM Investment Company, Inc. filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 121 holding rows worth $1,013,226,000.
- Accession
- 0001535264-21-000038
- Filer
- CIK 1535264
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 130 entries on the cover page, a total value of $1,013,226,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,013,230,000 with VALUE read as thousands by filing date, 13F file number 028-16479. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NONE | 999999999 | NONE | 7,094,602 | $47,607,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 2,000,000 | $41,580,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 1,233,000 | $31,626,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 489,876 | $30,323,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 340,091 | $27,136,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 492,477 | $25,407,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 80,000 | $24,086,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 4,349,544 | $23,836,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 349,900 | $22,128,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 1,106,165 | $20,862,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 3,832,047 | $20,348,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 100,000 | $19,962,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 1,482,888 | $19,915,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 674,800 | $19,731,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 1,920,722 | $19,611,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 3,214,540 | $19,352,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 298,221 | $18,842,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 1,962,446 | $18,094,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 545,543 | $17,414,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 368,037 | $17,408,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 968,353 | $16,355,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 854,534 | $14,860,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 2,028,444 | $14,848,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 1,935,179 | $14,282,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 230,000 | $14,035,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 226,500 | $13,923,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 1,878,597 | $12,079,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,446,746 | $11,834,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 215,000 | $11,550,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 930,000 | $11,327,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 541,547 | $11,107,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 3,902,823 | $10,893,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 4,269,081 | $9,862,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 288,181 | $9,801,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 1,359,825 | $9,791,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 260,000 | $9,433,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 240,000 | $9,334,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 1,127,509 | $9,099,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 425,110 | $8,821,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 2,686,785 | $8,625,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 772,282 | $8,487,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 1,294,575 | $8,402,000 | thousands by filing date | |
| voxeljet AG, ADR (Germany) | 92912L106 | common | 654,978 | $8,377,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 79,000 | $8,353,000 | thousands by filing date | |
| KARAT PACKAGING INC | 48563L101 | COM | 400,000 | $8,148,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 1,085,000 | $7,772,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 471,870 | $7,758,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 87,208 | $7,587,000 | thousands by filing date | |
| GREENBROOK TMS INC | 393704309 | Common Stock | 612,147 | $7,412,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 253,840 | $7,194,000 | thousands by filing date | |
| ROTH CH ACQUISITION II CO | 778673103 | COM | 713,322 | $7,111,000 | thousands by filing date | |
| NeuroOne Medical Technologies | 64130M100 | common | 1,000,001 | $6,630,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 578,312 | $6,477,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 591,340 | $6,079,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 225,599 | $6,069,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 480,403 | $5,995,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 5,000,000 | $5,950,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 348,939 | $5,709,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 450,301 | $5,611,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 700,000 | $5,558,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 249,239 | $5,528,000 | thousands by filing date | |
| INVO Bioscience, Inc. | 44984F302 | common | 1,159,075 | $5,390,000 | thousands by filing date | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 897,100 | $5,326,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 1,898,534 | $5,240,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 57,000 | $5,217,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 372,755 | $5,204,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 131,912 | $4,653,000 | thousands by filing date | |
| Movano, Inc. | 62459M107 | common | 900,000 | $4,581,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 527,674 | $4,200,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 446,024 | $4,152,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 183,000 | $3,924,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 1,120,887 | $3,901,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 667,000 | $3,829,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 100,000 | $3,815,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 77,970 | $3,277,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 800,000 | $3,240,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 500,000 | $3,080,000 | thousands by filing date | |
| MOTORSPORT GAMES INC | 62011B102 | COM CL A | 219,341 | $3,071,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 1,000,000 | $3,017,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 415,230 | $3,002,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 235,271 | $2,990,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 50,000 | $2,950,000 | thousands by filing date | |
| POLISHED COM INC | 28252C117 | *W EXP 06/02/202 | 1,333,000 | $2,853,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 20,000 | $2,831,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 456,120 | $2,814,000 | thousands by filing date | |
| Sigma Additive Solutions, Inc. | 826598500 | common | 697,785 | $2,721,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 625,000 | $2,675,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 600,000 | $2,580,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 398,145 | $2,397,000 | thousands by filing date | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 100,000 | $2,373,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 355,359 | $2,363,000 | thousands by filing date | |
| URBAN-GRO INC | 91704K202 | COM NEW | 251,889 | $2,310,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 40,000 | $2,231,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 134,000 | $2,230,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 600,000 | $2,154,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 250,010 | $2,093,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 601,000 | $2,031,000 | thousands by filing date | |
| ROTH CH ACQUISITION III CO | 77867Q102 | COM | 200,000 | $1,974,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 25,000 | $1,902,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 30,000 | $1,893,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 460,000 | $1,808,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 4,500 | $1,783,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 462,550 | $1,781,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 554,604 | $1,747,000 | thousands by filing date | |
| ELUTIA INC | 05479K106 | CL A COM | 175,650 | $1,688,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 40,000 | $1,663,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 2,585,192 | $1,481,000 | thousands by filing date | |
| PURETECH HEALTH PLC | 746237106 | ADS | 30,000 | $1,470,000 | thousands by filing date | |
| Sema4 Holdings Corp. | 236985920 | common | 100,000 | $1,401,000 | thousands by filing date | |
| MIROMATRIX MED INC | 60471P108 | COM | 115,000 | $1,340,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 400,000 | $1,244,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 14,788 | $1,241,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 231,618 | $1,096,000 | thousands by filing date | |
| STRYVE FOODS INC | 863685103 | CLASS A COM | 100,000 | $1,031,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 116,850 | $805,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 19,981 | $590,000 | thousands by filing date | |
| Verb Technology Company, Inc. | 923370U10 | common | 285,050 | $584,000 | thousands by filing date | |
| Ocean Power Technologies @3.85 | 674870118 | warrants | 464,280 | $269,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 55,474 | $166,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 25,000 | $142,000 | thousands by filing date | |
| ROTH CH ACQUISITION III CO | 77867Q110 | *W EXP 02/26/202 | 50,000 | $82,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001535264-21-000038 | this filing | 2021-08-13 | acceptance time not in the bulk data set |