13F-HR filed by AWM Investment Company, Inc.
AWM Investment Company, Inc. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 86 holding rows worth $599,919,000.
- Accession
- 0001535264-20-000050
- Filer
- CIK 1535264
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 93 entries on the cover page, a total value of $599,919,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $610,468,000 with VALUE read as thousands by filing date, 13F file number 028-16479. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENASYS INC | 36872P103 | CMN | 4,699,959 | $28,905,000 | thousands by filing date | |
| NONE | 999999999 | NONE | 7,094,602 | $28,499,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 2,000,000 | $25,640,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 80,000 | $21,002,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 908,382 | $18,940,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 360,000 | $18,716,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,220,814 | $17,677,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 2,043,290 | $17,266,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 2,808,816 | $16,769,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 382,268 | $15,050,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 100,000 | $14,754,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 1,106,165 | $14,435,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 303,221 | $13,924,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 2,014,916 | $13,480,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 674,800 | $13,186,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 451,377 | $11,894,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 1,920,722 | $11,697,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 2,023,688 | $11,656,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 420,219 | $11,644,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 500,000 | $11,355,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 954,408 | $10,642,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 545,543 | $9,929,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 4,169,213 | $9,923,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 1,085,000 | $9,410,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 1,602,319 | $9,085,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 210,000 | $8,893,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 1,500,000 | $8,220,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 5,551,344 | $7,661,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 772,282 | $7,592,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 230,000 | $7,482,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 285,342 | $7,128,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 4,042,200 | $7,074,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 669,051 | $6,992,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 306,000 | $6,567,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 888,800 | $6,497,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 440,729 | $6,302,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 79,500 | $6,180,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 348,939 | $6,155,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 793,000 | $6,043,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 1,000,000 | $5,930,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 300,000 | $5,862,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 275,000 | $5,635,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 498,755 | $5,566,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 323,180 | $5,462,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 578,312 | $5,419,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 3,082,047 | $5,024,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 621,681 | $4,911,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 561,978 | $4,754,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 1,000,000 | $4,108,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 478,824 | $4,046,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 1,550,000 | $3,890,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 478,120 | $3,777,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 436,937 | $3,605,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 2,805,512 | $3,563,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 4,504,376 | $3,495,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 131,912 | $3,345,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 440,548 | $3,027,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 800,000 | $2,952,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 882,119 | $2,743,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 152,181 | $2,646,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 1,898,534 | $2,639,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 250,316 | $2,552,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 65,700 | $2,493,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 342,368 | $2,472,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 208,336 | $2,444,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 48,500 | $2,211,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 200,000 | $2,200,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 20,000 | $1,948,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 284,793 | $1,766,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 1,868,907 | $1,703,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 43,560 | $1,594,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 355,359 | $1,457,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 532,516 | $1,219,000 | thousands by filing date | |
| Verb Technology Company, Inc. | 923370U10 | common | 1,024,896 | $1,107,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 190,000 | $1,070,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 400,000 | $1,048,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 200,300 | $923,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 61,142 | $868,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 231,618 | $859,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 125,010 | $834,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 259,414 | $794,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 19,981 | $759,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 25,000 | $658,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 199,000 | $324,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 79,708 | $259,000 | thousands by filing date | |
| Ocean Power Technologies @3.85 | 674870118 | warrants | 714,280 | $243,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001535264-20-000050 | this filing | 2020-11-13 | acceptance time not in the bulk data set |