13F-HR filed by AWM Investment Company, Inc.
AWM Investment Company, Inc. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 88 holding rows worth $471,277,000.
- Accession
- 0001535264-19-000056
- Filer
- CIK 1535264
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 97 entries on the cover page, a total value of $471,277,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $471,277,000 with VALUE read as thousands by filing date, 13F file number 028-16479. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIVEPERSON, INC. | 538146101 | COM | 739,394 | $26,396,000 | thousands by filing date | |
| NONE | 999999999 | NONE | 12,270,185 | $19,941,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 2,173,290 | $17,169,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 4,850,706 | $16,250,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 1,853,651 | $15,867,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 499,077 | $15,387,000 | thousands by filing date | |
| OPTIMIZERX CORP COM | 68401U105 | Stock | 1,044,164 | $15,119,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 480,000 | $14,333,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 1,253,006 | $13,031,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 343,041 | $12,096,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 1,951,722 | $11,886,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 584,600 | $10,914,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 95,000 | $10,826,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 315,000 | $10,767,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 2,000,000 | $10,580,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 1,553,091 | $9,520,000 | thousands by filing date | |
| Bellus Health, Inc. (Canada) | 07987C105 | common | 1,461,988 | $9,394,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 3,669,200 | $9,283,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 121,000 | $9,279,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,114,328 | $8,736,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 5,121,986 | $8,707,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 9,559,338 | $8,298,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 565,000 | $8,269,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 1,050,836 | $8,123,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 998,543 | $7,180,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 1,040,200 | $7,178,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 355,808 | $6,511,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 598,315 | $6,342,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 1,659,450 | $6,256,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 535,543 | $6,250,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 2,000,000 | $6,060,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 75,000 | $6,022,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 501,381 | $5,565,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 130,714 | $5,532,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 235,000 | $5,313,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 2,785,927 | $5,265,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 791,835 | $5,175,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 7,282,997 | $4,940,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 1,832,185 | $4,635,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 499,298 | $4,569,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 227,794 | $4,524,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 833,162 | $4,416,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 6,927,200 | $4,108,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 609,205 | $3,984,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 488,638 | $3,821,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 1,898,524 | $3,398,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 236,538 | $3,332,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 317,020 | $3,075,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 883,520 | $3,070,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 483,466 | $3,056,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 347,140 | $2,853,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 136,554 | $2,679,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 60,000 | $2,444,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 2,278,345 | $2,204,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 373,859 | $2,148,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 1,221,874 | $2,065,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 945,000 | $1,975,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,500,000 | $1,950,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 5,419,435 | $1,905,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 676,139 | $1,839,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 4,492,624 | $1,744,000 | thousands by filing date | |
| Magal Security System, Ltd | 2544056US | common | 395,656 | $1,634,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 170,987 | $1,436,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 102,000 | $1,253,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 4,486,629 | $1,152,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 200,000 | $1,096,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 500,000 | $1,080,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 15,000 | $1,024,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 259,414 | $859,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 122,798 | $817,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 444,300 | $698,000 | thousands by filing date | |
| Verb Technology Company, Inc. | 923370U10 | common | 640,000 | $691,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 110,000 | $690,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 240,035 | $646,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 2,278,000 | $587,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 238,413 | $572,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 19,981 | $507,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 285,176 | $482,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 26,188 | $423,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 229,168 | $410,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 28,934 | $355,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 106,042 | $311,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 473,159 | $291,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 241,443 | $263,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U112 | *W EXP 04/09/202 | 640,000 | $218,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 23,074 | $192,000 | thousands by filing date | |
| Sensus Healthcare, Inc @6.75 6 | 81728J117 | warrants | 130,261 | $33,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M115 | *W EXP 08/05/202 | 137,092 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001535264-19-000056 | this filing | 2019-11-12 | acceptance time not in the bulk data set |