13F-HR filed by AWM Investment Company, Inc.
AWM Investment Company, Inc. filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 92 holding rows worth $565,537,000.
- Accession
- 0001535264-17-000060
- Filer
- CIK 1535264
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 92 entries on the cover page, a total value of $565,537,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $565,534,000 with VALUE read as thousands by filing date, 13F file number 028-16479. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CEVA INC | 157210105 | COMMON STOCK | 876,931 | $39,857,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 7,727,240 | $25,577,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 6,675,282 | $24,765,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 487,024 | $23,694,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 2,013,578 | $22,149,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 664,428 | $20,743,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 1,460,637 | $18,331,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 2,265,838 | $17,492,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 2,276,700 | $16,984,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 870,000 | $16,312,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 550,000 | $15,719,000 | thousands by filing date | |
| Everspin Technology, Inc. | 30041T101 | common | 755,954 | $15,104,000 | thousands by filing date | |
| MVIS | 594960106 | Stock | 6,602,231 | $13,997,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 1,560,394 | $12,889,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 160,000 | $12,830,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 483,857 | $12,784,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 333,272 | $12,731,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 1,587,620 | $11,478,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 1,343,950 | $10,752,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 430,000 | $9,125,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 743,639 | $8,626,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 423,232 | $8,274,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 1,800,000 | $8,190,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 3,261,000 | $7,989,000 | thousands by filing date | |
| Broadwind Energy Inc. | 11161T108 | common | 1,442,434 | $7,270,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 260,000 | $7,251,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,519,124 | $7,018,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 350,098 | $6,774,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 3,989,757 | $6,743,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 1,628,341 | $6,318,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 924,941 | $6,095,000 | thousands by filing date | |
| ASV Holdings Inc. | BBG00GLTQ | common | 725,000 | $5,909,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 5,560,089 | $5,671,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 337,006 | $5,645,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 354,591 | $5,305,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 1,332,890 | $4,998,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 120,000 | $4,973,000 | thousands by filing date | |
| Trillium Therapeutics @6.30Cd | 89620X100 | preferred | 1,003,522 | $4,415,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 1,455,220 | $3,871,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 852,985 | $3,676,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 401,433 | $3,657,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 197,000 | $3,629,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 487,682 | $3,404,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 3,126,315 | $3,376,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 535,369 | $3,330,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 99,189 | $3,318,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 627,271 | $3,293,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 288,700 | $3,196,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 644,230 | $3,189,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 100,000 | $3,011,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 130,200 | $2,829,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 1,346,635 | $2,828,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 177,624 | $2,595,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 108,347 | $2,546,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 1,413,201 | $2,544,000 | thousands by filing date | |
| SMTP INC | 784589202 | COM NEW | 530,734 | $2,404,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 350,000 | $2,303,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 563,255 | $2,259,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 324,191 | $2,204,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 54,023 | $2,169,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 352,500 | $2,161,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 100,000 | $2,121,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 300,000 | $2,115,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 491,938 | $1,978,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 121,624 | $1,957,000 | thousands by filing date | |
| Izea Inc (IZEA) | 46603N202 | COM | 1,018,216 | $1,945,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 274,399 | $1,943,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 34,156 | $1,452,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 430,002 | $1,312,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 650,000 | $1,235,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 3,839,415 | $1,202,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 749,960 | $982,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H104 | COM | 1,440,269 | $792,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 15,000 | $769,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 46,928 | $734,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 144,096 | $728,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 600,000 | $630,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 31,500 | $610,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 500,000 | $585,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 1,150,000 | $516,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 100,000 | $510,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 100,000 | $505,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 200,000 | $500,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 32,807 | $389,000 | thousands by filing date | |
| Roka Bioscience Inc. | BBG000P8K | common | 132,297 | $352,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 154,521 | $301,000 | thousands by filing date | |
| Sensus Healthcare, Inc @6.75 6 | 81728J117 | warrants | 494,939 | $297,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 150,000 | $234,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 328,835 | $128,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 50,000 | $109,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F203 | COM NEW | 106,600 | $23,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M115 | *W EXP 08/05/202 | 137,092 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001535264-17-000060 | this filing | 2017-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001535264-17-000066 | base | 2017-08-30 | acceptance time not in the bulk data set |