13F-HR filed by Peregrine Asset Advisers, Inc.
Peregrine Asset Advisers, Inc. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-13, with 121 holding rows worth $121,708,000.
- Accession
- 0001535227-14-000009
- Filer
- CIK 1535227
- Filed
- 2014-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 144 entries on the cover page, a total value of $121,708,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $121,708,000 with VALUE read as thousands by filing date, 13F file number 028-14608. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCobiz Capital Management 028-11324
- included managerSummit Capital Management 028-07018
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Gilead Sciences,Inc. | 375558103 | COM | 45,509 | $4,845,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 43,133 | $4,346,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 42,701 | $4,339,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 125,325 | $4,210,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 31,785 | $4,136,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 45,826 | $3,837,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 18,369 | $3,576,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 29,596 | $3,441,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 82,000 | $3,343,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 83,030 | $3,146,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 36,095 | $3,140,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 10,894 | $2,629,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 17,845 | $2,516,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 27,030 | $2,388,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 26,815 | $2,383,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 18,755 | $2,370,000 | thousands by filing date | |
| DIRECTV GROUP INC | 25459L106 | COMMON STOCK | 27,335 | $2,365,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 20,485 | $2,221,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 21,740 | $2,136,000 | thousands by filing date | |
| 38259p508 | COM | 3,446 | $2,028,000 | thousands by filing date | ||
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 36,125 | $1,936,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 36,918 | $1,927,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 42,740 | $1,893,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 3,219 | $1,859,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 20,021 | $1,786,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 31,050 | $1,677,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 49,250 | $1,653,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 20,485 | $1,548,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 34,171 | $1,458,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 32,825 | $1,426,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 14,914 | $1,402,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 39,275 | $1,399,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 48,490 | $1,382,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 11,533 | $1,359,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 71,880 | $1,357,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 32,271 | $1,350,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,264 | $1,052,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 3,100 | $1,026,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 20,760 | $962,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 50,425 | $910,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 29,765 | $910,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 147,800 | $884,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 19,799 | $879,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 22,625 | $786,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,500 | $773,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 6,031 | $756,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 7,553 | $748,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5,916 | $699,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 9,110 | $682,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 12,180 | $673,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 5,995 | $621,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 23,250 | $604,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 8,708 | $599,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 5,000 | $595,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 10,000 | $578,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 11,097 | $555,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,419 | $528,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 14,300 | $528,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,700 | $501,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 14,350 | $500,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 25,500 | $493,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 22,400 | $480,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 16,844 | $457,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,722 | $452,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,900 | $416,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,900 | $416,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,637 | $397,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,668 | $391,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 4,000 | $384,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 14,870 | $381,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 15,217 | $378,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 34,850 | $370,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,690 | $359,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,890 | $357,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 6,650 | $353,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 8,123 | $331,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,335 | $321,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,597 | $315,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,650 | $312,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 5,800 | $292,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 2,872 | $291,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,510 | $287,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 13,446 | $283,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 6,771 | $282,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 3,200 | $264,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,781 | $260,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,970 | $260,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,891 | $257,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 5,237 | $257,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 10,900 | $255,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,025 | $252,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,107 | $236,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,000 | $235,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,070 | $234,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 10,300 | $234,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,640 | $232,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 8,400 | $226,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 4,389 | $224,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,381 | $218,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,890 | $218,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 15,300 | $218,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,270 | $217,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,300 | $216,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,000 | $214,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 10,000 | $212,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 9,000 | $205,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 98,854 | $197,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 10,900 | $184,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 12,000 | $166,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 25,000 | $164,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 12,000 | $155,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 23,492 | $153,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 16,000 | $146,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 53,034 | $97,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 37,000 | $92,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 11,600 | $83,000 | thousands by filing date | |
| BOMBARDIER INC CLASS B | 97751200 | Equity | 23,300 | $79,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ROUNDY'S INC | 779268101 | COM | 11,900 | $36,000 | thousands by filing date | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 11,000 | $31,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 10,000 | $15,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 10,000 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001535227-14-000009 | this filing | 2014-11-13 | acceptance time not in the bulk data set |