13F-HR filed by Peregrine Asset Advisers, Inc.
Peregrine Asset Advisers, Inc. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 149 holding rows worth $104,226,000.
- Accession
- 0001535227-13-000009
- Filer
- CIK 1535227
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 171 entries on the cover page, a total value of $104,226,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $104,226,000 with VALUE read as thousands by filing date, 13F file number 028-14608. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCobiz Capital Management 028-11324
- included managerSummit Capital Management 028-07018
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LINKEDIN CORP | 53578A108 | COM | 28,615 | $7,041,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 13,933 | $6,643,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 92,105 | $4,626,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 149,895 | $3,322,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 68,796 | $2,960,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 68,625 | $2,561,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 51,125 | $2,346,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 31,470 | $2,345,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 22,900 | $2,319,000 | thousands by filing date | |
| STRATASYS INC | 862685104 | COM | 22,450 | $2,273,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 22,300 | $2,261,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 35,750 | $2,146,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 16,955 | $1,971,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 56,425 | $1,872,000 | thousands by filing date | |
| Valeant Pharma Intl | 91911X104 | COM | 17,775 | $1,854,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 38,825 | $1,774,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 15,260 | $1,715,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 37,290 | $1,604,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 35,830 | $1,498,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 20,246 | $1,471,000 | thousands by filing date | |
| 38259p508 | COM | 1,527 | $1,338,000 | thousands by filing date | ||
| EXXON MOBIL CORP | 30231G102 | COM | 15,114 | $1,300,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 103,720 | $1,218,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 28,650 | $1,171,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 13,000 | $927,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 13,640 | $917,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 15,800 | $836,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 12,335 | $831,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 22,065 | $763,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 5,300 | $763,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 8,218 | $757,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 3,100 | $746,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 20,251 | $741,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 21,460 | $714,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 33,025 | $703,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 6,056 | $698,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5,790 | $657,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 93,300 | $637,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,500 | $616,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 8,966 | $573,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 5,214 | $555,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 7,135 | $549,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 8,300 | $544,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 6,540 | $543,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 7,207 | $540,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,417 | $536,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 6,377 | $532,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 50,700 | $521,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 22,600 | $513,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 14,400 | $513,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,859 | $507,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 5,950 | $495,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 16,200 | $481,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 57,450 | $476,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 5,000 | $473,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,065 | $455,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 17,000 | $450,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 9,200 | $430,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 7,830 | $427,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 45,887 | $421,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 8,021 | $418,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,670 | $405,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 40,820 | $404,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 11,300 | $402,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 8,250 | $401,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 10,500 | $395,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 6,300 | $379,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 12,200 | $377,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 15,217 | $376,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 14,500 | $362,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 14,819 | $354,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,668 | $353,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 17,900 | $353,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 12,507 | $350,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,113 | $348,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,690 | $347,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,900 | $346,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 3,000 | $343,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 8,000 | $341,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 18,000 | $334,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,980 | $333,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 4,000 | $333,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 20,300 | $328,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 4,000 | $327,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,190 | $318,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 13,850 | $317,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 11,100 | $313,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,000 | $310,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 5,185 | $310,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 34,750 | $307,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 32,200 | $299,000 | thousands by filing date | |
| INERGY MIDSTREAM LP | 45671U106 | U LTD PARTNERS | 13,500 | $298,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 9,500 | $296,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 4,700 | $293,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 12,900 | $286,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3,066 | $285,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,535 | $284,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 10,000 | $280,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 12,650 | $278,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,335 | $276,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 3,000 | $271,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 9,000 | $270,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 2,510 | $263,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 7,715 | $261,000 | thousands by filing date | |
| KINDER MORGAN INC KANS | 49455P101 | COM | 7,300 | $260,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 5,600 | $250,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 4,200 | $246,000 | thousands by filing date | |
| AMERIGAS PARTNERS, LP | 30975106 | COM | 5,700 | $245,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 12,911 | $243,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 6,300 | $241,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,350 | $239,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 4,900 | $239,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 10,000 | $239,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,107 | $237,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 12,100 | $235,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 5,000 | $234,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 6,971 | $232,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 9,000 | $232,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,073 | $230,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 114,651 | $229,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 20,450 | $227,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,900 | $227,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 53,901 | $226,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,910 | $224,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 4,600 | $223,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 5,265 | $221,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,540 | $217,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,690 | $216,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 53,034 | $215,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 4,550 | $213,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 14,617 | $203,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 12,900 | $201,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,350 | $200,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 11,922 | $194,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 11,000 | $177,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 12,000 | $170,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 12,850 | $156,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 16,900 | $123,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 10,000 | $114,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 4,329 | $98,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 23,516 | $98,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 29,800 | $94,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 10,000 | $92,000 | thousands by filing date | |
| BLACKROCK | 09250E107 | EXCHANGE TRADED | 32,200 | $67,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 11,250 | $63,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 10,000 | $57,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 10,000 | $41,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 10,400 | $39,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 10,000 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001535227-13-000009 | this filing | 2013-11-14 | acceptance time not in the bulk data set |