13F-HR filed by Cutler Group LLC / CA
Cutler Group LLC / CA filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-04-11, with 7,781 holding rows worth $2,402,665,000.
- Accession
- 0001534270-17-000006
- Filer
- CIK 1534270
- Filed
- 2017-04-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 7,781 entries on the cover page, a total value of $2,402,665,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,402,665,000 with VALUE read as thousands by filing date, 13F file number 028-17473. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ERA GROUP INC | 26885G109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ERA GROUP INC | 26885G109 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ABAXIS INC | 002567105 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RADISYS CORP | 750459109 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 3,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SEACOR HOLDINGS INC | 811904101 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SIGMA DESIGNS INC | 826565103 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SIGMA DESIGNS INC | 826565103 | COM | 13,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SNYDERS LANCE INC | 833551104 | COM | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| STEIN MART INC | 858375108 | COM | 2,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BOB EVANS FARMS | 096761101 | COM | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CALGON CARBON CORP | 129603106 | COM | 4,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CDI CORP | 125071100 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CDI CORP | 125071100 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 6,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 8,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 1,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 5,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| S&W SEED COMPANY COM | 785135104 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 5,400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALON USA ENERGY INC | 020520102 | COM | 1,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SEASPAN CORP | Y75638109 | SHS | 3,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CELADON GROUP INC | 150838100 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRC COS INC | 872625108 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UQM TECHNOLOGIES INC | 903213106 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDFIELD CORP | 381370105 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GOLDFIELD CORP | 381370105 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MEETME INC | 585141104 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PowerShares CEF Income Composite | 73936Q843 | Com | 1,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PowerShares CEF Income Composite | 73936Q843 | Com | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| REALNETWORKS INC | 75605L708 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| REALNETWORKS INC | 75605L708 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SYNERON MEDICAL LTD | M87245102 | ORD | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SYNERON MEDICAL LTD | M87245102 | ORD | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| YRC WORLDWIDE INC | 984249607 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 1,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ATHERSYS INC | 04744L106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LMI AEROSPACE INC | 502079106 | COM | 3,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AUTOBYTEL INC | 05275N205 | COM | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AUTOBYTEL INC | 05275N205 | COM | 900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 1,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHANNELADVISOR CORP | 159179100 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNACOR INC | 871561106 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 2,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RELM WIRELESS CORP | 759525108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GSV CAPITAL CORP | 36191J101 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 1,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PARK STERLING CORP | 70086Y105 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPARTON CORP | 847235108 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HARDINGE INC | 412324303 | COM | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TICC CAPITAL CORP | 87244T109 | COM | 9,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNI-PIXEL INC | 904572203 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEST MARINE INC | 954235107 | COM | 5,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 8,600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 1,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COMSTOCK MNG INC | 205750102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AIRMEDIA GROUP INC | 009411109 | ADR | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 25,900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BIOAMBER INC | 09072Q106 | COM | 9,900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MATTERSIGHT CORP | 577097108 | COM | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MITEL NETWORKS CORP | 60671Q104 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 5,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 4,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 1,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 10,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06739F101 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06739F101 | COM | 1,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 10,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KONA GRILL INC | 50047H201 | COM | 4,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GAS NAT INC | 367204104 | COM | 1,900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 10,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HIGHPOWER INTL INC | 43113X101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SORL Auto Parts Inc | 78461U101 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Knight Capital Group, Inc. | 48244B100 | common stock | 5,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON GLOBAL CORP | 44052W104 | COM | 3,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| QUMU CORP | 749063103 | COM | 246 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RICE ENERGY INC | 762760106 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CONCORDIA INTL CORP | 20653P102 | COM | 5,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC | 98585K102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 3,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RUBICON PROJ INC | 78112V102 | COM | 5,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 1,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FITBIT INC | 33812L102 | CL A | 5,900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VITAL THERAPIES INC | 92847R104 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 3,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FTD COS INC | 30281V108 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FTD COS INC | 30281V108 | COM | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEW SR INVT GROUP INC | 648691103 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 12,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 762 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM RES INC | 916901705 | COM | 480 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 12,467 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARE COM INC | 141633107 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CONTROL4 CORP | 21240D107 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DRAGONWAVE INC | 26144M400 | COM NEW | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 207 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 1,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CARE CAP PPTYS INC | 141624106 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEW YORK REIT INC | 64976L109 | COM | 2,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NOBILIS HEALTH CORP | 65500B103 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OPUS BK IRVINE CALIF | 684000102 | COM | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FQF TR | 351680855 | OSHARS FTSE US | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TRONC INC | 89703P107 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 3,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K125 | DAILY S&P OIL | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K125 | DAILY S&P OIL | 1,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TREVENA INC | 89532E109 | COM | 5,900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CONFORMIS INC | 20717E101 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 4,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MOBILEIRON INC | 60739U204 | COM NEW | 1,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Engility Holdings Inc | 29286C107 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Engility Holdings Inc | 29286C107 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CGG | 12531Q204 | SPON ADR NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 2,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BARRACUDA NETWORKS INC | 068323104 | COM | 2,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| IGNYTA INC | 451731103 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 8,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ZAFGEN INC | 98885E103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESSENDANT INC | 296689102 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| K2M GROUP HLDGS INC | 48273J107 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MCBC HLDGS INC | 55276F107 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVECTRA CORP | 67075N108 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMBER ROAD INC | 02318Y108 | COM | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ECHELON CORP | 27874N303 | COM NEW | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 3,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LA QUINTA HLDGS INC | 50420D108 | COM | 1,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K810 | MD CP BEAR 3X NW | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Real Industry Inc | 75601w104 | CS | 1,900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Gevo Inc stock | 374396307 | Stock | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ACTUA CORPORATION | 005094107 | COM | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FANG HOLDING-ADR | 30711Y102 | ADR | 900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 7,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 1,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Cenveo Inc (NV) | 15670S402 | CS | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SMART & FINAL STORES INC | 83190B101 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RENREN INC | 759892201 | SPON ADR A NEW | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D365 | VELOCITY SHS SHO | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CIVEO CORP CDA | 17878Y108 | COM | 4,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EVINE LIVE INC | 300487105 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEAK RESORTS INC | 70469L100 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 3,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| J JILL INC | 46620W102 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 1,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MTGE INVT CORP COM | 55378A105 | REIT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MTGE INVT CORP COM | 55378A105 | REIT | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 7,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SESEN BIO, INC. | 286221106 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y413 | DLY JPN BULL 3X | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COTIVITI HLDGS INC | 22164K101 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COGINT INC | 19241Q101 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENER8 MARITIME INC | Y26889108 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VINCE HLDG CORP | 92719W108 | COM | 332 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINCE HLDG CORP | 92719W108 | COM | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| STATE NATIONAL. | 85711T305 | Common Stock | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 6,700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FORM HLDGS CORP COM | 34634E102 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORM HLDGS CORP COM | 34634E102 | Stock | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 9,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 1,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 1,227 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B797 | ULSHRT SEMIC NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AURIS MED HLDG AG | H03579101 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SUN BANCORP INC | 86663B201 | COM NEW | 1,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CUMULUS MEDIA INC. | 231082603 | COM | 2,375 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HONGLI CLEAN ENERGY TECHNOLO | 438586208 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001534270-17-000006 | this filing | 2017-04-11 | acceptance time not in the bulk data set |