13F-HR filed by Cutler Group LLC / CA
Cutler Group LLC / CA filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-01-12, with 7,804 holding rows worth $2,776,750,000.
- Accession
- 0001534270-17-000002
- Filer
- CIK 1534270
- Filed
- 2017-01-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 7,804 entries on the cover page, a total value of $2,776,750,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,776,750,000 with VALUE read as thousands by filing date, 13F file number 028-17473. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 1,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 5,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 10,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RENREN INC | 759892102 | SPONSORED ADR | 5,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| REX ENERGY CORPORATION | 761565100 | COM | 1,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARQULE INC | 04269E107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 10,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 10,400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WALTER INVT MGMT CORP | 93317W102 | COM | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LUMOS NETWORKS CORP | 550283105 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SILVER STD RES INC | 82823L106 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DREW INDS INC | 26168L205 | COM NEW | 1,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DYNEX CAP INC | 26817Q506 | COM NEW | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPARTAN MTRS INC | 846819100 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| APOLLO GROUP INC | 037604105 | CL A | 13,900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| APOLLO GROUP INC | 037604105 | CL A | 7,900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MCDERMOTT INTL INC | 580037109 | COM | 8,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 6,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HFF INC | 40418F108 | CL A | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 2,900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AG MTG INVT TR INC | 001228105 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AG MTG INVT TR INC | 001228105 | COM | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DOMINION DIAMOND CORP | 257287102 | COM | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEUSTAR INC | 64126X201 | CL A | 5,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEVSUN RES LTD | 64156L101 | COM | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEW YORK & CO INC | 649295102 | COM | 194 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECT COMFORT CORP | 81616X103 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 3,400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INTERSIL CORP | 46069S109 | CL A | 1,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INTRALINKS HLDGS INC | 46118H104 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INVENSENSE INC | 46123D205 | COM | 10,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INVENTURE FOODS INC | 461212102 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 4,400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PRIMERO MNG CORP | 74164W106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 194 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ERA GROUP INC | 26885G109 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FINISH LINE/THE CL A | 317923100 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FINISH LINE/THE CL A | 317923100 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ABAXIS INC | 002567105 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RADISYS CORP | 750459109 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SCHULMAN (A.) INC | 808194104 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SEACOR HOLDINGS INC | 811904101 | COM | 4,800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STEIN MART INC | 858375108 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ANALOGIC CORP | 032657207 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BANCORPSOUTH INC | 059692103 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BLUE NILE INC | 09578R103 | COM | 4,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BRISTOW GROUP INC | 110394103 | COM | 4,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MTS SYSTEMS CORP | 553777103 | COM | 1,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MTS SYSTEMS CORP | 553777103 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1,600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 6,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 3,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 2,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1,148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALON USA ENERGY INC | 020520102 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SEASPAN CORP | Y75638109 | SHS | 900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 2,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CELADON GROUP INC | 150838100 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ZIX CORP | 98974P100 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 39,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKWELL MED INC | 774374102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UQM TECHNOLOGIES INC | 903213106 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEETME INC | 585141104 | COM | 1,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 1,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERSECTIONS INC | 460981301 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ATHERSYS INC | 04744L106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHORETEL INC | 825211105 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TROVAGENE INC | 897238309 | COM | 10,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AUTOBYTEL INC | 05275N205 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OCLARO INC | 67555N206 | COM | 2,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SYNACOR INC | 871561106 | COM | 2,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SYNACOR INC | 871561106 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 3,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AV HOMES INC | 00234P102 | COM | 1,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHEROKEE INC | 16444H102 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RELM WIRELESS CORP | 759525108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PSIVIDA CORP | 74440J101 | COM | 4,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KMG CHEMICALS INC | 482564101 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 9,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HARDINGE INC | 412324303 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEOPHOTONICS CORP | 64051T100 | COM | 1,700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| QAD INC-A | 74727D306 | CL A | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TICC CAPITAL CORP | 87244T109 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNI-PIXEL INC | 904572203 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNI-PIXEL INC | 904572203 | COM | 9,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WEST MARINE INC | 954235107 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 2,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 1,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COMSTOCK MNG INC | 205750102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 6,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BIOAMBER INC | 09072Q106 | COM | 1,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 23,700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 17,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 1,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06739F101 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06739F101 | COM | 1,700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AROTECH CORP | 042682203 | COM NEW | 1,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GAS NAT INC | 367204104 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 1,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GLOBALSCAPE INC | 37940G109 | COM | 3,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KONGZHONG CORP | 50047P104 | CMN | 5,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KONGZHONG CORP | 50047P104 | CMN | 1,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HIGHPOWER INTL INC | 43113X101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HORIZON GLOBAL CORP | 44052W104 | COM | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| QUMU CORP | 749063103 | COM | 246 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MICHAELS COS INC | 59408Q106 | COM | 3,700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 1,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RUBICON PROJ INC | 78112V102 | COM | 1,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COMMERCEHUB INC | 20084V306 | COM SER C | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VITAL THERAPIES INC | 92847R104 | COM | 3,900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 3,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 1,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEW SR INVT GROUP INC | 648691103 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 11,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 4,800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SONUS NETWORKS INC | 835916503 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 762 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM RES INC | 916901705 | COM | 480 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 12,467 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARE COM INC | 141633107 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CONTROL4 CORP | 21240D107 | COM | 1,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EXTERRAN CORP | 30227H106 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRAGONWAVE INC | 26144M400 | COM NEW | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 207 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXELJET AG | 92912L107 | ADS | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARE CAP PPTYS INC | 141624106 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEW YORK REIT INC | 64976L109 | COM | 2,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 2,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 354 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BMC STK HLDGS INC | 05591B109 | COM | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BMC STK HLDGS INC | 05591B109 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K125 | DAILY S&P OIL | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TREVENA INC | 89532E109 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONFORMIS INC | 20717E101 | COM | 3,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MOBILEIRON INC | 60739U204 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 3,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Engility Holdings Inc | 29286C107 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CPI CARD GROUP INC | 12634H101 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 12,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 13,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CGG | 12531Q204 | SPON ADR NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELIGENT INC NEW | 87960W104 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ZAFGEN INC | 98885E103 | COM | 2,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ESSENDANT INC | 296689102 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ESSENDANT INC | 296689102 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ON DECK CAP INC | 682163100 | COM | 4,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BOJANGLES INC | 097488100 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ECHELON CORP | 27874N303 | COM NEW | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LA QUINTA HLDGS INC | 50420D108 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 2,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 10,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K810 | MD CP BEAR 3X NW | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 7,900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BEBE STORES INC COM NEW | 075571208 | Common Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FANG HOLDING-ADR | 30711Y102 | ADR | 20,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EVINE LIVE INC | 300487105 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVINE LIVE INC | 300487105 | CL A | 1,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VERSARTIS INC | 92529L102 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VERSARTIS INC | 92529L102 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 2,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 1,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HRG GROUP INC COM | 40434J100 | Stock | 4,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 3,700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 186 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 4,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SESEN BIO, INC. | 286221106 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SESEN BIO, INC. | 286221106 | COM | 6,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Emergent Capital | 29102N105 | Com | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Media General Ord Shs | 58441K100 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PERSHING GOLD CORP | 715302204 | COM NEW | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L100 | COM | 2,217 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENER8 MARITIME INC | Y26889108 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VINCE HLDG CORP | 92719W108 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VINCE HLDG CORP | 92719W108 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FXCM INC | 302693205 | Common Stock | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRYSHIPS INC COM PAR NEW | Y2109Q309 | Stock | 194 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 7,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 3,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 1,227 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B623 | ULTPRO SHT NAS | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROSHARES TR | 74347B797 | ULSHRT SEMIC NEW | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AURIS MED HLDG AG | H03579101 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SUN BANCORP INC | 86663B201 | COM NEW | 4,800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HONGLI CLEAN ENERGY TECHNOLO | 438586208 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 1,700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CNOVA ORD | N20947102 | COM | 3,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K778 | SEMICONDUCT BEAR | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K778 | SEMICONDUCT BEAR | 5,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| REAL GOODS SOLAR INC | 75601N302 | CL A NEW | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A335 | COM | 3,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001534270-17-000002 | this filing | 2017-01-12 | acceptance time not in the bulk data set |