13F-HR filed by Virtu Financial LLC
Virtu Financial LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 1,433 holding rows worth $1,135,690,000.
- Accession
- 0001533964-21-000007
- Filer
- CIK 1533964
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 1,433 entries on the cover page, a total value of $1,135,690,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,135,690,000 with VALUE read as thousands by filing date, 13F file number 028-14585. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVIRTU FINANCIAL CAPITAL MARKETS 028-12744
- included managerVirtu Financial BD LLC 028-13648
- included managerVirtu Americas LLC 028-15626
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LAIX INC | 50736W105 | ADS | 170,092 | $153,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 11,419 | $152,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 10,980 | $152,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 11,459 | $152,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 47,469 | $152,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E126 | UNIT 09/22/2025 | 13,722 | $152,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 108,319 | $151,000 | thousands by filing date | |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 21,808 | $151,000 | thousands by filing date | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 12,019 | $150,000 | thousands by filing date | |
| GIGINTERNATIONAL1 INC UNIT EX 051926 | 37518W205 | Stock | 14,664 | $150,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 10,784 | $149,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N204 | UNIT 12/18/2025 | 14,613 | $149,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 12,402 | $148,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 17,844 | $148,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 34,487 | $147,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 246,735 | $147,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 17,009 | $147,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 76,075 | $144,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 12,804 | $144,000 | thousands by filing date | |
| TIO TECH A | G8T10C106 | CLASS A ORD SHS | 14,816 | $144,000 | thousands by filing date | |
| SEP ACQUISITION CORP | 589381201 | UNIT 07/27/2026 | 14,288 | $144,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y202 | UNIT 11/30/2027 | 14,134 | $144,000 | thousands by filing date | |
| OPPFI INC | 68386H103 | COMMON STOCK | 18,205 | $143,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 13,512 | $143,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 35,334 | $143,000 | thousands by filing date | |
| Natural Order Acquisition Corp | 63889L206 | Equity | 13,824 | $143,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 26,179 | $142,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 53,550 | $142,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K105 | COM CL A | 16,935 | $141,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 29,122 | $139,000 | thousands by filing date | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 11,381 | $139,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 43,729 | $139,000 | thousands by filing date | |
| VICKERS VANTAGE CORP I | G9440B123 | UNIT 09/15/2027 | 13,579 | $139,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 15,084 | $138,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 11,888 | $138,000 | thousands by filing date | |
| VERSABANK NEW | 92512J106 | COM | 12,565 | $138,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L207 | UNIT 99/99/9999 | 13,405 | $138,000 | thousands by filing date | |
| SHARPLINK GAMING LTD | M8273L102 | SHS | 29,948 | $137,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 28,016 | $136,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 92,838 | $136,000 | thousands by filing date | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 10,165 | $136,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q205 | UNIT 99/99/9999 | 13,735 | $136,000 | thousands by filing date | |
| PAGAYA TECHNOLOGIES LTD CL A SHS | G2955B109 | COM | 13,797 | $136,000 | thousands by filing date | |
| PACIFICO ACQUISITION CORP | 69512X202 | COM | 13,438 | $136,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 10,075 | $134,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 32,119 | $133,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 208,765 | $133,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 20,807 | $132,000 | thousands by filing date | |
| OLB Group Inc | 67086U307 | COM | 32,983 | $132,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 12,927 | $131,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032114 | UNIT 99/99/9999 | 13,255 | $131,000 | thousands by filing date | |
| SOAR TECHNOLOGY ACQUISITION | G82472104 | UNIT 99/99/9999 | 12,948 | $131,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 11,056 | $130,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 30,978 | $129,000 | thousands by filing date | |
| DTRT HEALTH ACQUISITION CORP | 23344T202 | UNIT 08/31/2029 | 12,802 | $129,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 11,876 | $128,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 27,924 | $128,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO L | G6593L106 | COM | 10,739 | $127,000 | thousands by filing date | |
| DA32 LIFE SCNCE TEC ACQSTN C | 23312M106 | CLASS A COM | 12,913 | $127,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 12,760 | $127,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,577 | $126,000 | thousands by filing date | |
| HAPPINESS DEVELOPMENT GRP LT | G4289N114 | ORD SHS CL A | 129,477 | $126,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N208 | UNIT 12/08/2023 | 12,283 | $126,000 | thousands by filing date | |
| CM LIFE SCIENCES III INC | 125841106 | CLASS A COM | 12,715 | $126,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 22,601 | $124,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 10,668 | $124,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQUISITI | 24279d204 | COM | 11,570 | $124,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 11,864 | $124,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 10,100 | $123,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 12,625 | $122,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 25,699 | $122,000 | thousands by filing date | |
| FLORA GROWTH CORP | 339764102 | COM | 21,510 | $122,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 19,814 | $121,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 24,433 | $121,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L202 | UNIT 02/04/2026 | 11,982 | $121,000 | thousands by filing date | |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 15,301 | $121,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 10,593 | $120,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 29,103 | $120,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 35,166 | $120,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800202 | UNIT 99/99/9999 | 11,580 | $120,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 23,886 | $120,000 | thousands by filing date | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 52,465 | $120,000 | thousands by filing date | |
| BIT BROTHER LIMITED | G1144D109 | SHS | 141,314 | $120,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R205 | UNIT 01/25/2026 | 11,785 | $120,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 17,130 | $119,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 11,634 | $119,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 10,717 | $119,000 | thousands by filing date | |
| WAH FU EDUCATION GROUP LIMIT | G94184101 | SHS | 18,906 | $119,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 54,147 | $119,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 21,258 | $119,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP UNIT EX 020226 | 11134Y200 | Stock | 12,012 | $119,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 19,871 | $118,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS II | 38287L107 | CLASS A COM | 12,090 | $118,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 21,166 | $117,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 11,137 | $117,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 12,297 | $116,000 | thousands by filing date | |
| GALATA ACQUISITION CORP | G3R23A124 | UNIT 99/99/9999 | 11,630 | $116,000 | thousands by filing date | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 18,610 | $115,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 42,578 | $115,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 11,036 | $114,000 | thousands by filing date | |
| CONYERS PARK III ACQSITN COR | 21289P201 | UNIT 07/30/2026 | 11,329 | $114,000 | thousands by filing date | |
| JOANN INC | 47768J101 | COM | 10,157 | $113,000 | thousands by filing date | |
| ECMOHO LTD | 27888P104 | COM | 187,071 | $113,000 | thousands by filing date | |
| INSIGHT ACQUISITION CORP | 45784L209 | UNIT 08/26/2026 | 11,369 | $113,000 | thousands by filing date | |
| APPLIED UV INC | 03828V105 | COM | 15,860 | $113,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 54,457 | $113,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 18,708 | $112,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 41,922 | $112,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,973 | $111,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 15,535 | $111,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 10,828 | $111,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 13,061 | $111,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 20,406 | $111,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K203 | UNT | 11,174 | $111,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 60,669 | $110,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 68,627 | $110,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 118,368 | $110,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 20,691 | $109,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 13,784 | $109,000 | thousands by filing date | |
| IPOWER INC | 46265P107 | CL A | 27,616 | $109,000 | thousands by filing date | |
| BULL HORN HLDGS CORP | G1686P114 | UNIT 10/13/2025 | 10,700 | $109,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 59,527 | $108,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 17,644 | $107,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 17,428 | $107,000 | thousands by filing date | |
| DATA STORAGE CORP | 23786R201 | COM NEW | 24,074 | $107,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 20,173 | $106,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 177,282 | $106,000 | thousands by filing date | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 20,029 | $106,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253T106 | CLASS A ORD SHS | 10,696 | $106,000 | thousands by filing date | |
| ENDURANCE ACQUISITION CORP | G3041W123 | UNIT 09/01/2026 | 10,701 | $106,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 31,631 | $106,000 | thousands by filing date | |
| TPG PACE SOLUTIONS CORP | G8656V104 | SHS CL A | 10,565 | $106,000 | thousands by filing date | |
| EPICQUEST EDUCATN GRP INTL L | G3104J100 | COM | 25,435 | $105,000 | thousands by filing date | |
| SILVERSPAC INC | G8136V120 | UNIT 09/09/2026 | 10,583 | $105,000 | thousands by filing date | |
| ADITX THERAPEUTICS INC | 007025109 | COM | 62,349 | $105,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A103 | SHS CL A | 10,597 | $105,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 28,713 | $104,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 15,000 | $104,000 | thousands by filing date | |
| ZIMMER ENERGY TRANSITION ACQ | 989570205 | UNIT 06/16/2026 | 10,467 | $104,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 14,599 | $103,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 15,482 | $103,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 13,307 | $103,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 124,039 | $102,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 11,483 | $102,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 58,646 | $102,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427113 | UNIT 99/99/9999 | 10,384 | $102,000 | thousands by filing date | |
| CASCADIA ACQUISITION CORP | 14739D209 | UNIT 09/30/2028 | 10,290 | $102,000 | thousands by filing date | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 16,251 | $101,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 57,845 | $101,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 37,917 | $101,000 | thousands by filing date | |
| DERMATA THERAPEUTICS INC | 249845108 | COM | 22,496 | $101,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 10,211 | $101,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 15,325 | $99,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 31,709 | $99,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 23,807 | $99,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 13,678 | $98,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 19,688 | $95,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 10,435 | $95,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 31,442 | $95,000 | thousands by filing date | |
| POP CULTURE GROUP CO LTD | G71700101 | CLASS A ORD SHS | 31,266 | $95,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 52,590 | $94,000 | thousands by filing date | |
| CLARUS THERAPEUTICS HXXXBANKRUPTCY EFF 030123 | 18271L107 | Treas | 17,704 | $94,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 20,940 | $94,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 105,592 | $93,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 19,793 | $92,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 14,563 | $92,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 45,458 | $92,000 | thousands by filing date | |
| ANTELOPE ENTERPRISE HLDGS LTD SHS NEW | G041JN106 | Stock | 32,748 | $92,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 11,423 | $91,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 32,955 | $91,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 12,039 | $90,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 17,007 | $90,000 | thousands by filing date | |
| QTREX QUANTUM LTD | M53637100 | SHS | 33,055 | $89,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 11,627 | $89,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 18,299 | $89,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 19,217 | $88,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C607 | COM | 38,917 | $88,000 | thousands by filing date | |
| GALECTO INC | 36322Q107 | COM | 24,587 | $88,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 192,345 | $88,000 | thousands by filing date | |
| Sigma Additive Solutions, Inc. | 826598500 | common | 28,848 | $88,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 10,145 | $87,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 37,355 | $87,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 12,511 | $86,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 82,745 | $86,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 133,484 | $86,000 | thousands by filing date | |
| GAUCHO GROUP HLDGS INC COM NEW | 36809R206 | Stock | 27,881 | $86,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 10,039 | $85,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 21,258 | $85,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 27,559 | $84,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 25,714 | $83,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 34,746 | $82,000 | thousands by filing date | |
| Benitec Biopharma, Inc. | 08205P100 | common | 22,924 | $82,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 29,123 | $82,000 | thousands by filing date | |
| AUTOSCOPE TECHNOLOGIES CORP | 053306106 | com | 11,074 | $82,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 96,846 | $81,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 25,903 | $80,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 32,431 | $80,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 37,748 | $79,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 27,281 | $79,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 104,321 | $79,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 52,026 | $78,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 40,655 | $78,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 25,576 | $78,000 | thousands by filing date | |
| ENSYSCE BIOSCIENCES INC | 293602108 | COM | 25,807 | $78,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 13,129 | $77,000 | thousands by filing date | |
| SCWORX CORP COM | 78396V109 | Stock | 35,624 | $77,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 45,339 | $77,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 11,974 | $75,000 | thousands by filing date | |
| Lexaria Bioscience Corp Com New | 52886N406 | Common Stock | 11,941 | $75,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 20,177 | $75,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 21,605 | $73,000 | thousands by filing date | |
| WORKSPORT LTD | 98139q209 | COM | 11,646 | $73,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 97,908 | $73,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M114 | *W EXP 10/30/202 | 30,322 | $72,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 15,576 | $71,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 13,764 | $70,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 13,869 | $70,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 31,778 | $70,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 124,010 | $70,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 93,877 | $68,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 73,972 | $68,000 | thousands by filing date | |
| EZGO TECHNOLOGIES LTD | G5279F102 | COMMON | 23,264 | $68,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 10,828 | $67,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 26,016 | $67,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 12,516 | $67,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 13,252 | $67,000 | thousands by filing date | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 11,202 | $66,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 64,332 | $66,000 | thousands by filing date | |
| VIRPAX PHARMACEUTICALS INC | 928251107 | COM | 13,711 | $66,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 13,206 | $65,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 61,717 | $65,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 140,302 | $65,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 16,904 | $65,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 22,335 | $64,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 18,631 | $64,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 10,342 | $64,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 10,241 | $63,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 21,240 | $63,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 24,101 | $62,000 | thousands by filing date | |
| MEAT TECH 3D LTD | 583435102 | COM | 10,105 | $62,000 | thousands by filing date | |
| TROIKA MEDIA GROUP INC | 89689F305 | COM | 46,442 | $61,000 | thousands by filing date | |
| TD HLDGS INC COM NEW | 87250W103 | Stock | 88,368 | $61,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 66,760 | $60,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 26,320 | $60,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 11,953 | $59,000 | thousands by filing date | |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 55,801 | $59,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 44,041 | $59,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 12,746 | $58,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 14,938 | $58,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 113,317 | $58,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 19,557 | $57,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 26,530 | $57,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 11,794 | $56,000 | thousands by filing date | |
| GAMESQUARE HOLDINGS, INC. | 29287R103 | Common Stocks | 13,854 | $56,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 25,784 | $56,000 | thousands by filing date | |
| GROM SOCIAL ENTERPRISES INC | 39878L308 | COM NEW | 13,685 | $55,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 75,982 | $55,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 51,947 | $55,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 16,723 | $55,000 | thousands by filing date | |
| SKILLFUL CRAFTSMAN ED TECH L | G8211A108 | ORD SHS | 43,808 | $54,000 | thousands by filing date | |
| KIROMIC BIOPHARMA INC | 497634105 | COM | 17,453 | $54,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L117 | *W EXP 09/01/202 | 30,802 | $54,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 25,166 | $54,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K873 | CL A | 27,100 | $54,000 | thousands by filing date | |
| TRANSCODE THERAPEUTICS INC | 89357L105 | CMN | 18,064 | $54,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 138,632 | $54,000 | thousands by filing date | |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 11,727 | $53,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 25,367 | $53,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 15,180 | $52,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 11,479 | $52,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 12,834 | $52,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 16,885 | $52,000 | thousands by filing date | |
| TWIN VEE POWERCATS CO | 90177C101 | COM | 14,034 | $51,000 | thousands by filing date | |
| ORPHAZYME A S F UNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 687305102 | ADS | 12,388 | $51,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 11,532 | $50,000 | thousands by filing date | |
| AUDDIA INC | 05072K107 | COM | 20,494 | $50,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 13,415 | $49,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 14,827 | $49,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 19,653 | $49,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 66,372 | $49,000 | thousands by filing date | |
| NUWELLIS INC | 67113Y108 | COM | 22,110 | $49,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q115 | *W EXP 03/25/202 | 23,593 | $49,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 22,254 | $49,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 14,032 | $47,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 35,018 | $47,000 | thousands by filing date | |
| PALISADE BIO INC | 696389105 | COM | 17,612 | $47,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 17,063 | $46,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 22,646 | $46,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 45,089 | $45,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 15,655 | $44,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 32,690 | $43,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 18,864 | $43,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 58,807 | $43,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 22,228 | $42,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 11,561 | $42,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 13,947 | $42,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 30,187 | $42,000 | thousands by filing date | |
| Alight Inc | 01626W119 | Warrant / Rights | 13,873 | $42,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 21,052 | $41,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 13,357 | $41,000 | thousands by filing date | |
| AGRIFORCE GROWING SYSTEMS LT | C00948106 | COM | 18,663 | $41,000 | thousands by filing date | |
| RA MED SYS INC | 74933X203 | COM | 13,106 | $41,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 17,612 | $40,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 10,861 | $40,000 | thousands by filing date | |
| Draganfly Inc | 26142Q205 | COM | 12,083 | $40,000 | thousands by filing date | |
| TIMBER PHARMACEUTICALS INC | 887080109 | COM | 43,750 | $40,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 75,357 | $39,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 17,788 | $39,000 | thousands by filing date | |
| CHINA SXT PHARMACEUTICALS IN | G2161P116 | ORD SHS NEW | 37,523 | $39,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 13,546 | $38,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 37,597 | $38,000 | thousands by filing date | |
| KAIVAL BRNDS INNOVATNS GRP I | 483104204 | COM NEW | 28,048 | $38,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 11,600 | $38,000 | thousands by filing date | |
| JIUZI HOLDINGS INC | G51400102 | ORD SHS | 15,950 | $38,000 | thousands by filing date | |
| FARADAY FUTURE INTLGT ELEC I | 307359117 | *W EXP 07/21/202 | 21,536 | $36,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 28,270 | $36,000 | thousands by filing date | |
| MERCURITY FINTECH HOLDING IN | 58936H109 | SPONSORED ADS | 15,773 | $36,000 | thousands by filing date | |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 22,953 | $36,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 30,560 | $36,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 53,913 | $35,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 11,783 | $34,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G201 | COM NEW | 43,012 | $34,000 | thousands by filing date | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 18,222 | $34,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 28,076 | $34,000 | thousands by filing date | |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 10,661 | $34,000 | thousands by filing date | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 27,069 | $34,000 | thousands by filing date | |
| NUZEE INC | 67073S208 | COM NEW | 15,304 | $34,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 54,921 | $34,000 | thousands by filing date | |
| INFOBIRD CO LTD | G47724102 | SHS | 13,993 | $34,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 45,119 | $33,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 20,416 | $33,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 22,480 | $33,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 30,069 | $33,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 25,507 | $33,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 11,339 | $32,000 | thousands by filing date | |
| ARQIT QUANTUM INC | G0567U119 | WTS | 15,634 | $32,000 | thousands by filing date | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 22,385 | $32,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 26,662 | $32,000 | thousands by filing date | |
| ABVC BIOPHARMA INC | 00091F106 | COM | 13,892 | $32,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 45,943 | $32,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 22,304 | $31,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 15,298 | $31,000 | thousands by filing date | |
| MY SIZE INC | 62844N208 | COM NEW | 22,423 | $31,000 | thousands by filing date | |
| SENTAGE HOLDINGS INC | G8062B106 | ORD SHS | 14,971 | $31,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 25,819 | $30,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 12,202 | $30,000 | thousands by filing date | |
| STATERA BIOPHARMA INC | 857561104 | COM | 13,185 | $30,000 | thousands by filing date | |
| SKYLIGHT HEALTH GROUP INC | 83086L205 | COM NEW | 12,491 | $30,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 18,458 | $30,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 34,189 | $30,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 29,708 | $30,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 46,657 | $29,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155110 | *W EXP 02/12/202 | 10,688 | $29,000 | thousands by filing date | |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 18,039 | $29,000 | thousands by filing date | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 28,524 | $28,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 26,436 | $28,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E118 | W EXP 10/22/202 | 16,959 | $28,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 24,599 | $27,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 29,514 | $27,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 36,433 | $27,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 10,879 | $27,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 17,392 | $26,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 15,164 | $26,000 | thousands by filing date | |
| POLISHED COM INC | 28252C117 | *W EXP 06/02/202 | 15,312 | $26,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 26,544 | $26,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 27,272 | $26,000 | thousands by filing date | |
| HUDSON CAPITAL INC | G4645C208 | SHS NEW | 10,252 | $26,000 | thousands by filing date | |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 16,571 | $25,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 18,918 | $25,000 | thousands by filing date | |
| CODE CHAIN NEW CONTINENT LTD | 19200A105 | COM | 19,469 | $25,000 | thousands by filing date | |
| MMTEC INC | G6181K106 | SHS | 21,295 | $25,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W501 | COM | 10,485 | $24,000 | thousands by filing date | |
| GLORY STAR NEW MED GP HLDG L | G39973105 | SHS | 14,871 | $24,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 12,973 | $23,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 31,039 | $23,000 | thousands by filing date | |
| AENZA S.A.A | 00776D103 | SPONSORED ADS | 11,983 | $22,000 | thousands by filing date | |
| UCOMMUNE INTERNATIONAL LTD | G9449A100 | COM | 25,430 | $22,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 13,854 | $21,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 23,317 | $21,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | G2124G104 | ORD SHS | 33,199 | $21,000 | thousands by filing date | |
| YUNHONG GREEN CTI LTD | 98873Q100 | COM | 10,250 | $20,000 | thousands by filing date | |
| INMED PHARMACEUTICALS INC | 457637502 | COM NEW | 11,344 | $20,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 18,734 | $20,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J114 | *W EXP 07/09/202 | 18,275 | $20,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 11,703 | $19,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y180 | COM | 13,019 | $19,000 | thousands by filing date | |
| BIT ORIGIN LTD | G21621100 | SHS | 17,419 | $19,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 33,116 | $18,000 | thousands by filing date | |
| SENESTECH INC | 81720R208 | COM NEW | 12,120 | $18,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 14,912 | $18,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 11,436 | $17,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 12,933 | $17,000 | thousands by filing date | |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 12,862 | $16,000 | thousands by filing date | |
| CLEANTECH ACQUISITION CORP | 18453L115 | WTS | 34,159 | $16,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 15,858 | $16,000 | thousands by filing date | |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 16,039 | $15,000 | thousands by filing date | |
| LUMIRADX LTD | g5709l117 | WT | 11,568 | $15,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 11,805 | $15,000 | thousands by filing date | |
| RETO ECO SOLUTIONS INC | G75271109 | COM | 19,605 | $15,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 12,679 | $14,000 | thousands by filing date | |
| ETHZILLA CORPORATION | 68236V112 | *W EXP 11/06/202 | 15,349 | $14,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 11,351 | $14,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V125 | *W EXP 99/99/999 | 21,204 | $14,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 29,104 | $13,000 | thousands by filing date | |
| PALLADYNE AI CORP | 80359A114 | *W EXP 09/24/202 | 15,411 | $12,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 13,769 | $12,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 15,664 | $12,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W112 | *W EXP 02/02/202 | 10,594 | $12,000 | thousands by filing date | |
| CLARUS THERAPEUTICS HOLDINGS | 18271L115 | CMN | 16,527 | $12,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 18,160 | $11,000 | thousands by filing date | |
| ALARUM TECHNOLOGIES LTD SPONSORD ADS NEW | 78643B401 | ADR | 10,472 | $11,000 | thousands by filing date | |
| PETVIVO HLDGS INC | 716817119 | *W EXP 08/13/202 | 12,956 | $10,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 14,391 | $10,000 | thousands by filing date | |
| FURY GOLD MINES LTD | 36117T100 | COM | 12,842 | $8,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 11,421 | $8,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L117 | *W EXP 01/12/202 | 16,036 | $8,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 11,610 | $8,000 | thousands by filing date | |
| International Media Acquisition Corp | 459867115 | Warrant | 24,550 | $7,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 15,038 | $7,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 12,243 | $7,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y111 | *W EXP 11/30/202 | 10,065 | $6,000 | thousands by filing date | |
| COLOR STAR TECHNOLOGY CO LTD | G2287A100 | SHS NEW | 10,286 | $6,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 12,695 | $6,000 | thousands by filing date | |
| INSPIREMD INC | 45779A135 | *W EXP 03/14/202 | 52,043 | $6,000 | thousands by filing date | |
| CLOVER LEAF CAPITAL CORP | 18915E121 | RIGHT 05/31/2028 | 10,934 | $5,000 | thousands by filing date | |
| CLEANTECH ACQUISITION CORP | 18453L123 | RIGHT 10/15/2026 | 21,977 | $5,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CORP | 92853V114 | COM | 17,382 | $4,000 | thousands by filing date | |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 21,730 | $3,000 | thousands by filing date | |
| PHUNWARE INC | 71948P118 | *W EXP 12/26/202 | 11,392 | $2,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y158 | RIGHT 11/05/2022 | 13,479 | $2,000 | thousands by filing date | |
| SIGMA LABS INC | 826598112 | *W EXP 02/15/202 | 12,408 | $2,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G156 | RIGHT 10/01/2021 | 413,365 | $2,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760145 | *W EXP 11/10/202 | 36,016 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533964-21-000007 | this filing | 2021-11-12 | acceptance time not in the bulk data set |