13F-HR filed by Virtu Financial LLC
Virtu Financial LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-09-17, with 1,437 holding rows worth $1,029,134,000.
- Accession
- 0001533964-21-000006
- Filer
- CIK 1533964
- Filed
- 2021-09-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 1,437 entries on the cover page, a total value of $1,029,134,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,029,134,000 with VALUE read as thousands by filing date, 13F file number 028-14585. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVIRTU FINANCIAL CAPITAL MARKETS 028-12744
- included managerVirtu Financial BD LLC 028-13648
- included managerVirtu Americas LLC 028-15626
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P122 | UNIT 99/99/9999 | 18,463 | $199,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 12,680 | $197,000 | thousands by filing date | |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 21,117 | $197,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 203,546 | $196,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 10,745 | $196,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 23,009 | $196,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 17,005 | $195,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 76,187 | $195,000 | thousands by filing date | |
| FIRST HIGH SCH ED GROUP CO L | 320505100 | ADR | 28,301 | $195,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 19,485 | $194,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 15,004 | $193,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 14,006 | $193,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 55,386 | $193,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 83,658 | $193,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 14,390 | $191,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 19,665 | $190,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C112 | Cmn | 18,220 | $190,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 212,396 | $189,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 57,797 | $189,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 21,398 | $188,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 48,467 | $188,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 18,229 | $188,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 17,244 | $188,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 20,384 | $187,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C129 | UNIT 99/99/9999 | 17,905 | $187,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 18,744 | $187,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 10,024 | $186,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 168,722 | $186,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W208 | UNIT 09/01/2025 | 11,391 | $186,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10,771 | $185,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 10,530 | $185,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 192,863 | $185,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 14,982 | $184,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 10,470 | $184,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 42,358 | $183,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 78,309 | $183,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411128 | UNIT 99/99/9999 | 18,238 | $183,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 51,822 | $182,000 | thousands by filing date | |
| VIRTUOSO ACQUISITION CORP | 92837j203 | COM | 16,892 | $182,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 10,323 | $181,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 159,253 | $180,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 21,113 | $179,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 12,641 | $179,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 20,607 | $178,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751202 | UNIT 10/01/2023 | 15,686 | $178,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 51,814 | $177,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 46,270 | $175,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N111 | UNIT 99/99/9999 | 16,508 | $173,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 13,841 | $170,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W200 | UNIT 99/99/9999 | 16,805 | $170,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 13,100 | $169,000 | thousands by filing date | |
| NEXTPLAT CORP | 68557F209 | COM NEW | 32,091 | $169,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 19,061 | $169,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 19,364 | $168,000 | thousands by filing date | |
| ZHIHU INC | 98955N108 | ADR | 12,419 | $168,000 | thousands by filing date | |
| BYTE ACQUISITION CORP | G1R25Q121 | UNIT 03/18/2029 | 16,491 | $168,000 | thousands by filing date | |
| MOLECULAR DATA INC | 60852L106 | SPONSORED ADS | 179,766 | $168,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 20,752 | $167,000 | thousands by filing date | |
| KLUDEIN I ACQUISITION CORP | 49878L208 | UNIT 99/99/9999 | 16,396 | $165,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H207 | UNIT 99/99/9999 | 16,570 | $164,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 42,433 | $164,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 12,823 | $163,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 18,950 | $162,000 | thousands by filing date | |
| MY SIZE INC | 62844N208 | COM NEW | 105,356 | $162,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 170,596 | $162,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 12,950 | $161,000 | thousands by filing date | |
| ANTELOPE ENTERPRISE HLDGS LTD SHS NEW | G041JN106 | Stock | 52,912 | $161,000 | thousands by filing date | |
| INSPIREMD INC | 45779A846 | COM | 31,877 | $160,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 44,208 | $160,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 16,483 | $159,000 | thousands by filing date | |
| ZIMMER ENERGY TRANSITION ACQ | 989570205 | UNIT 06/16/2026 | 15,867 | $159,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 23,962 | $158,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 87,923 | $158,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 55,400 | $157,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 15,393 | $157,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 12,467 | $157,000 | thousands by filing date | |
| MIROMATRIX MED INC | 60471P108 | COM | 13,467 | $157,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 85,031 | $156,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 178,424 | $156,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 10,443 | $155,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 20,787 | $154,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 54,131 | $154,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 69,154 | $154,000 | thousands by filing date | |
| SUMMIT HEALTHCRE ACQUISTN CO | G8566R128 | UNIT 06/03/2026 | 15,259 | $154,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 220,473 | $154,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 13,908 | $153,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X107 | UNIT 10/01/2023 | 15,216 | $153,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 299,418 | $153,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 18,522 | $153,000 | thousands by filing date | |
| JAWS HURRICANE ACQUISITN COR | 47201B202 | UNIT 06/08/2026 | 15,258 | $153,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 10,949 | $152,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 14,770 | $152,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 249,898 | $151,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 33,941 | $150,000 | thousands by filing date | |
| VOXELJET AG | 92912L206 | ADS | 11,758 | $150,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 17,138 | $148,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L100 | UNIT 03/05/2026 | 14,615 | $147,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B123 | UNIT 99/99/9999 | 14,532 | $147,000 | thousands by filing date | |
| INVESTINDUSTRIAL ACQUISITION | G4771L121 | UNIT 99/99/9999 | 14,616 | $147,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 104,029 | $146,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 19,483 | $146,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 11,864 | $146,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 116,625 | $146,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 12,824 | $145,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 13,453 | $145,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 22,002 | $144,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 76,331 | $142,000 | thousands by filing date | |
| BIT MINING LIMITED | 055474100 | SPON ADR REP A | 17,957 | $142,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 21,112 | $141,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 10,068 | $140,000 | thousands by filing date | |
| SYNAPTOGENIX INC | 87167T201 | COM NEW | 14,259 | $140,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 59,239 | $140,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 172,150 | $140,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 23,313 | $139,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 14,928 | $139,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M207 | UNIT 99/99/9999 | 14,034 | $139,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 22,678 | $137,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 22,929 | $137,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 11,932 | $137,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 47,627 | $136,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 12,322 | $136,000 | thousands by filing date | |
| METEN HOLDING GROUP LTD | G6055H114 | ORD SHS | 140,137 | $136,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 41,551 | $135,000 | thousands by filing date | |
| ALZAMEND NEURO INC | 02262M308 | COM NEW | 15,402 | $135,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 46,627 | $134,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 19,925 | $133,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 35,645 | $132,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 33,264 | $132,000 | thousands by filing date | |
| ONION GLOBAL LTD | 68277G107 | SPONSORED ADS | 30,286 | $131,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A121 | UNIT 01/01/2030 | 13,112 | $131,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 85513Q103 | COMMON | 42,404 | $131,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 15,606 | $130,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 17,321 | $130,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L111 | UNIT 99/99/9999 | 12,677 | $130,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQUISITION CORP. | 69242M203 | COM | 12,941 | $129,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 15,508 | $128,000 | thousands by filing date | |
| TIAN RUIXIANG HLDGS LTD | G8884K102 | CL A SHS | 20,681 | $128,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 39,099 | $127,000 | thousands by filing date | |
| TPG PACE TECH OPPORTUNITIES | G8990Y111 | UNIT 99/99/9999 | 12,404 | $127,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 19,541 | $126,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 11,451 | $126,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 170,059 | $126,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 138,976 | $126,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 52,943 | $126,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 24,577 | $125,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 18,614 | $125,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 12,479 | $125,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 81,800 | $124,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 54,728 | $124,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N121 | UNIT 01/01/2027 | 12,178 | $123,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B117 | UNIT 03/10/2026 | 12,291 | $123,000 | thousands by filing date | |
| VIRTUOSO ACQ CORP; TNT ACQ DT: 1/22/2023; CASH: $10.00 | 92837J104 | COM CL A | 12,392 | $123,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 36,832 | $122,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 32,423 | $121,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F208 | UNIT 99/99/9999 | 11,748 | $121,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 24,188 | $120,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 12,406 | $119,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 27,803 | $119,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 20,464 | $118,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 18,624 | $118,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q107 | CLASS A COM | 12,079 | $118,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 116,083 | $118,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 92,625 | $117,000 | thousands by filing date | |
| GENESIS PK ACQUISITION CORP | G38245117 | UNIT 99/99/9999 | 10,165 | $117,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 14,491 | $116,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 15,306 | $116,000 | thousands by filing date | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 11,083 | $116,000 | thousands by filing date | |
| MDJM LTD | G59290109 | SHS | 17,333 | $116,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 24,557 | $115,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 22,429 | $115,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 12,285 | $115,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553124 | UNIT 10/21/2025 | 11,384 | $115,000 | thousands by filing date | |
| BOXED, INC. | 81787X205 | COM | 10,948 | $115,000 | thousands by filing date | |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 25,461 | $114,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 202,475 | $113,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 85,882 | $113,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 24,499 | $113,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 27,592 | $112,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 15,911 | $111,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 24,546 | $111,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 30,426 | $111,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 11,031 | $111,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 33,788 | $110,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C208 | UNIT 99/99/9999 | 10,832 | $108,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 14,861 | $107,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 69,531 | $107,000 | thousands by filing date | |
| VIRPAX PHARMACEUTICALS INC | 928251107 | COM | 23,625 | $107,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139117 | UNIT 10/20/2025 | 10,616 | $107,000 | thousands by filing date | |
| CHINA LIBERAL ED HLDGS LTD | G2161Y109 | ORD | 34,603 | $107,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 14,427 | $106,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 38,026 | $106,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 88,077 | $105,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 11,818 | $105,000 | thousands by filing date | |
| L&F ACQUISITION CORP | G53702125 | UNIT 99/99/9999 | 10,164 | $105,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 29,540 | $104,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 15,180 | $104,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 10,403 | $104,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 19,369 | $104,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850203 | UNIT 03/31/2028 | 10,368 | $103,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP VI | 31811H205 | UNT | 10,240 | $103,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 17,218 | $102,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 40,016 | $102,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 13,678 | $101,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 29,242 | $101,000 | thousands by filing date | |
| EDESA BIOTECH INC | 27966L108 | COM | 18,938 | $100,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 36,781 | $99,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 55,727 | $99,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 13,454 | $98,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 18,552 | $98,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 35,425 | $98,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 42,272 | $98,000 | thousands by filing date | |
| INTELLIGENT BIO SOLUTIONS IN | 36151G105 | COM | 24,897 | $98,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 15,125 | $98,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 24,226 | $97,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 14,258 | $96,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 28,644 | $96,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 15,265 | $95,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 39,618 | $95,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 22,834 | $94,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 13,883 | $94,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 11,991 | $94,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 11,379 | $94,000 | thousands by filing date | |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 35,714 | $94,000 | thousands by filing date | |
| TRXADE HEALTH INC | 89846A207 | COM NEW | 21,217 | $94,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 25,302 | $93,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 13,552 | $91,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 202,062 | $91,000 | thousands by filing date | |
| WATERDROP INC | 94132V105 | CMN | 13,837 | $90,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 80,665 | $90,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 11,161 | $89,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 10,420 | $88,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 51,400 | $88,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 19,917 | $88,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 11,241 | $88,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 33,309 | $87,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 10,014 | $86,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 21,034 | $85,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 60,296 | $85,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 98,503 | $85,000 | thousands by filing date | |
| MMTEC INC | G6181K106 | SHS | 40,926 | $85,000 | thousands by filing date | |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 14,377 | $84,000 | thousands by filing date | |
| NULL | 84862C203 | NULL | 23,120 | $84,000 | thousands by filing date | |
| INFOBIRD CO LTD | G47724102 | SHS | 18,039 | $84,000 | thousands by filing date | |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 154,988 | $83,000 | thousands by filing date | |
| ZHONGCHAO INC | G9897X107 | CL A | 45,130 | $83,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 11,224 | $82,000 | thousands by filing date | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 13,110 | $82,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 13,017 | $80,000 | thousands by filing date | |
| DATA STORAGE CORP | 23786R201 | COM NEW | 13,690 | $80,000 | thousands by filing date | |
| TIMBER PHARMACEUTICALS INC | 887080109 | COM | 65,879 | $80,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 16,495 | $80,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 19,004 | $80,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 25,964 | $79,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 31,038 | $79,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 46,869 | $79,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 44,041 | $79,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 12,194 | $78,000 | thousands by filing date | |
| ATIF HOLDINGS LIMITED | G0602B100 | SHS | 87,514 | $78,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 26,464 | $77,000 | thousands by filing date | |
| SENESTECH INC | 81720R208 | COM NEW | 47,624 | $77,000 | thousands by filing date | |
| VYANT BIO INC | 92942V109 | COM | 20,504 | $77,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 13,295 | $76,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 41,071 | $76,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 19,671 | $75,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 18,521 | $74,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 36,628 | $74,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 89,846 | $74,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 19,529 | $74,000 | thousands by filing date | |
| PALISADE BIO INC | 696389105 | COM | 18,200 | $74,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 12,422 | $73,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 15,658 | $73,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 131,468 | $73,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 16,719 | $72,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 26,814 | $71,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 10,623 | $71,000 | thousands by filing date | |
| MOSYS INC | 619718307 | COM | 11,302 | $71,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 16,862 | $70,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 14,555 | $69,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 19,713 | $69,000 | thousands by filing date | |
| UPEXI INC | 39959A106 | COMMON | 11,199 | $69,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 63,471 | $69,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 11,146 | $68,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 15,868 | $68,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 21,793 | $68,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 13,179 | $66,000 | thousands by filing date | |
| JOWELL GLOBAL LTD | G5194C101 | SHS | 10,244 | $66,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 26,373 | $66,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 12,960 | $65,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 12,332 | $65,000 | thousands by filing date | |
| GALECTO INC | 36322Q107 | COM | 12,867 | $65,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 103,407 | $64,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 12,209 | $64,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 79,193 | $64,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 13,738 | $63,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 23,961 | $63,000 | thousands by filing date | |
| GROM SOCIAL ENTERPRISES INC | 39878L308 | COM NEW | 17,874 | $63,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 50,145 | $62,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 24,802 | $62,000 | thousands by filing date | |
| CUENTAS INC | 229794201 | COM | 10,001 | $62,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 12,535 | $61,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 14,279 | $61,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 29,329 | $61,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 14,225 | $61,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 27,110 | $61,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 23,817 | $60,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 36,613 | $60,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 117,191 | $59,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 20,143 | $59,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 17,646 | $59,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 49,780 | $59,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 25,253 | $59,000 | thousands by filing date | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 19,816 | $58,000 | thousands by filing date | |
| SKYLIGHT HEALTH GROUP INC | 83086L205 | COM NEW | 14,185 | $58,000 | thousands by filing date | |
| BOQI INTL MED INC | 099501108 | COM | 43,622 | $58,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 48,284 | $57,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 36,981 | $57,000 | thousands by filing date | |
| TROIKA MEDIA GROUP INC | 89689F305 | COM | 19,911 | $57,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 10,210 | $57,000 | thousands by filing date | |
| NUWELLIS INC | 67113Y108 | COM | 13,658 | $57,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 31,551 | $56,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 11,117 | $56,000 | thousands by filing date | |
| UCOMMUNE INTERNATIONAL LTD | G9449A100 | COM | 25,146 | $56,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 13,710 | $55,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 17,689 | $55,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y111 | WARR | 14,857 | $55,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 31,408 | $55,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 65,046 | $55,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 14,932 | $54,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 17,904 | $54,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M114 | *W EXP 10/30/202 | 24,813 | $54,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 11,046 | $53,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 13,524 | $53,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 20,599 | $51,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 74,292 | $51,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 37,915 | $51,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 34,625 | $50,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 31,648 | $49,000 | thousands by filing date | |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 55,801 | $49,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 11,820 | $48,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 10,119 | $48,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 10,925 | $47,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 28,680 | $47,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 16,578 | $47,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 20,705 | $47,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 38,881 | $46,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 65,456 | $46,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D117 | *W EXP 10/09/202 | 13,883 | $46,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 38,801 | $45,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 20,604 | $45,000 | thousands by filing date | |
| DATASEA INC | 238116206 | COM NEW | 17,881 | $45,000 | thousands by filing date | |
| PETROS PHARMACEUTICALS INC | 71678J100 | COM | 14,364 | $45,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 11,937 | $45,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 14,685 | $44,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255807 | COM | 12,511 | $43,000 | thousands by filing date | |
| MEDIACO HLDG INC | 58450D104 | CL A | 11,775 | $42,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 58,693 | $42,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 65,937 | $41,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 20,745 | $41,000 | thousands by filing date | |
| RELIANCE GLOBAL GROUP INC | 75946W207 | COM | 11,629 | $41,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 10,212 | $41,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 15,305 | $41,000 | thousands by filing date | |
| BAOSHENG MEDIA GROUP HLDNG L | G08908108 | SHS | 11,996 | $41,000 | thousands by filing date | |
| FLJ GROUP LIMITED SPON ADS | 74738J102 | ADR | 29,214 | $41,000 | thousands by filing date | |
| 36KR HOLDINGS INC SPONSORED ADR | 88429K103 | ADR | 16,242 | $40,000 | thousands by filing date | |
| OBLONG INC | 674434105 | COM | 11,650 | $40,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 32,151 | $40,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 10,432 | $39,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 12,162 | $39,000 | thousands by filing date | |
| RED CAT HLDGS INC | 75644T100 | COM | 14,466 | $38,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 15,625 | $37,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 37,555 | $37,000 | thousands by filing date | |
| NEWATER TECHNOLOGY INC | G64335105 | SHS | 11,071 | $37,000 | thousands by filing date | |
| ATLAS CREST INVT CORP | 049284110 | *W EXP 01/30/202 | 24,062 | $37,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 15,330 | $36,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 15,389 | $36,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 12,649 | $36,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 14,146 | $35,000 | thousands by filing date | |
| GREEN GIANT INC | 16948W209 | COM NEW | 16,690 | $35,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R302 | SPONSORED ADS | 16,735 | $35,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 14,415 | $34,000 | thousands by filing date | |
| PAINREFORM LTD | M77798102 | SHS | 11,803 | $33,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 44,843 | $33,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 21,783 | $32,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 11,713 | $31,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 17,634 | $31,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 17,001 | $30,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 23,341 | $30,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 29,959 | $29,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 16,767 | $29,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 16,709 | $28,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G201 | COM NEW | 22,594 | $27,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X114 | *W EXP 12/22/202 | 24,074 | $27,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 23,438 | $27,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397218 | RIGHT 07/14/2021 | 219,829 | $26,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 24,835 | $26,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 10,839 | $25,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 31,549 | $25,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC 11.5000EXP05/18/2025 | 53228T119 | WARR | 14,748 | $24,000 | thousands by filing date | |
| SADOT GROUP INC | 627333107 | COM | 16,975 | $24,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 14,434 | $24,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L118 | WTS | 17,695 | $24,000 | thousands by filing date | |
| BROADSTONE ACQUISITION CORP | G1739V126 | *W EXP 09/15/202 | 19,809 | $24,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 14,156 | $22,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 12,112 | $21,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 10,504 | $20,000 | thousands by filing date | |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 12,411 | $20,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 19,064 | $20,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G113 | *W EXP 09/15/202 | 11,499 | $20,000 | thousands by filing date | |
| NEW BEGINNINGS ACQUISITION C | 64222H118 | *W EXP 11/01/202 | 17,316 | $20,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 19,637 | $19,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 11,571 | $19,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 11,151 | $19,000 | thousands by filing date | |
| BRIACELL THERAPEUTICS CORP | 10778Y112 | *W EXP 02/26/202 | 10,445 | $19,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 16,312 | $17,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G112 | RIGHT 07/14/2021 | 25,739 | $17,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 13,000 | $17,000 | thousands by filing date | |
| GIGCAPITAL4 INC | 37518G119 | *W EXP 02/08/202 | 13,688 | $16,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 19,109 | $15,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 12,483 | $14,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 10,233 | $14,000 | thousands by filing date | |
| Cresud S A C I F Y A Warrant Exp 03/09/202 | P3311R259 | Warrant | 36,942 | $13,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762115 | *W EXP 05/25/202 | 16,909 | $12,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V125 | *W EXP 99/99/999 | 11,834 | $12,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITN COR | 812227114 | *W EXP 12/15/202 | 13,390 | $12,000 | thousands by filing date | |
| WTS/PMV CONSUMER ACQUISITION C EXP08/31/2027 | 693486110 | WARR | 12,982 | $11,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 11,893 | $11,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 12,744 | $9,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 18,184 | $9,000 | thousands by filing date | |
| INSPIREMD INC | 45779A135 | *W EXP 03/14/202 | 48,129 | $9,000 | thousands by filing date | |
| PTK ACQUISITION CORP | 69375f116 | COM | 16,381 | $9,000 | thousands by filing date | |
| BLUE WTR ACQUISITION CORP | 09607T112 | *W EXP 08/31/202 | 11,077 | $8,000 | thousands by filing date | |
| VENUS ACQUISITION CORPORATIO | G9420F128 | RTS | 11,505 | $7,000 | thousands by filing date | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 32,720 | $5,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 16,383 | $5,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC | 68232V116 | *W EXP 07/11/202 | 27,719 | $5,000 | thousands by filing date | |
| INSPIREMD INC | 45779A127 | *W EXP 07/07/202 | 19,402 | $4,000 | thousands by filing date | |
| CEMTREX INC | 15130G113 | *W EXP 12/02/202 | 26,781 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533964-21-000006 | this filing | 2021-09-17 | acceptance time not in the bulk data set |