13F-HR filed by Virtu Financial LLC
Virtu Financial LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-07, with 1,207 holding rows worth $865,348,000.
- Accession
- 0001533964-20-000007
- Filer
- CIK 1533964
- Filed
- 2020-08-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 1,207 entries on the cover page, a total value of $865,348,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $865,348,000 with VALUE read as thousands by filing date, 13F file number 028-14585. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVIRTU FINANCIAL CAPITAL MARKETS 028-12744
- included managerVirtu Financial BD LLC 028-13648
- included managerVirtu Americas LLC 028-15626
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Uxin Ltd | 91818X108 | ADS | 36,917 | $53,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 54,087 | $53,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 26,504 | $51,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 68,610 | $50,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 39,442 | $49,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 35,542 | $48,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 34,930 | $48,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 12,802 | $48,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078306 | COM | 68,359 | $47,000 | thousands by filing date | |
| APEX GLOBAL BRANDS INC | 03755M201 | COM NEW | 42,131 | $47,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 19,325 | $46,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 27,290 | $46,000 | thousands by filing date | |
| HAPPINESS DEVELOPMENT GRP LT | G4289N114 | ORD SHS CL A | 16,541 | $46,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 19,945 | $46,000 | thousands by filing date | |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 26,999 | $46,000 | thousands by filing date | |
| EDISON NATION INC | 28103E106 | COM | 15,062 | $46,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 21,351 | $45,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 19,583 | $45,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 63,058 | $45,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793203 | COM | 11,701 | $45,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 10,567 | $44,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 142,611 | $44,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 109,264 | $43,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 48,512 | $43,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 62,115 | $42,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 92,113 | $42,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 13,375 | $41,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 33,062 | $41,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 21,918 | $41,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 18,539 | $41,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 12,820 | $41,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 12,756 | $41,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 45,543 | $41,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 41,320 | $41,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 16,282 | $40,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 50,376 | $40,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 17,689 | $40,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 18,129 | $40,000 | thousands by filing date | |
| GRAF INDL CORP | 384278115 | Stock | 17,565 | $40,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 35,949 | $39,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 10,751 | $39,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 21,029 | $39,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 48,579 | $39,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 10,132 | $39,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 11,998 | $38,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 126,501 | $38,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 11,727 | $38,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 11,576 | $37,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 22,668 | $37,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 29,995 | $37,000 | thousands by filing date | |
| DATASEA INC | 238116206 | COM NEW | 17,584 | $37,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 10,743 | $36,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 18,503 | $36,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 65,803 | $36,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 10,277 | $35,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 10,151 | $35,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 31,574 | $35,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 16,711 | $34,000 | thousands by filing date | |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 24,260 | $34,000 | thousands by filing date | |
| DROPBOX INC - CLASS A | G4027R104 | COM | 26,131 | $34,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 46,005 | $34,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 23,899 | $34,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 66,713 | $33,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 14,982 | $33,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 28,125 | $33,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 23,285 | $33,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 23,465 | $33,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 13,923 | $33,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 14,013 | $33,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 41,650 | $33,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 10,955 | $33,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 12,064 | $32,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 14,353 | $32,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 49,033 | $32,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 17,147 | $31,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 60,516 | $31,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 30,771 | $31,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 17,821 | $31,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 17,401 | $31,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 36,292 | $30,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 17,534 | $30,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 24,437 | $30,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 195,691 | $30,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 30,218 | $30,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 14,965 | $29,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 13,269 | $29,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 10,343 | $29,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 15,490 | $29,000 | thousands by filing date | |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 24,610 | $29,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C409 | COM | 59,529 | $29,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 21,525 | $28,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 10,481 | $28,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 13,009 | $28,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 29,987 | $28,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 23,309 | $28,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 56,350 | $28,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 14,106 | $28,000 | thousands by filing date | |
| HEXINDAI INC | 428295109 | ADR | 34,249 | $28,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385204 | UNIT 12/31/2020 | 33,097 | $28,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 50,823 | $27,000 | thousands by filing date | |
| YUNHONG GREEN CTI LTD | 98873Q100 | COM | 10,497 | $27,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 12,203 | $27,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 10,156 | $27,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 21,106 | $27,000 | thousands by filing date | |
| SENESTECH INC | 81720R208 | COM NEW | 13,353 | $27,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 18,044 | $26,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 12,319 | $26,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 16,514 | $26,000 | thousands by filing date | |
| BIT ORIGIN LTD | G21621100 | SHS | 19,959 | $26,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 11,194 | $25,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 10,858 | $25,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 13,288 | $25,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 19,400 | $25,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 25,681 | $25,000 | thousands by filing date | |
| CLPS INCORPORATION | G31642104 | COM | 11,218 | $24,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 31,985 | $24,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 18,594 | $24,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 120,158 | $24,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 13,588 | $24,000 | thousands by filing date | |
| POWERBRIDGE TECHNLOGIES CO LTD ORD SHS | G72007100 | ORD SHS | 11,087 | $24,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 112,064 | $23,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 20,196 | $23,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 21,785 | $23,000 | thousands by filing date | |
| SENECA BIOPHARMA INC | 81689B103 | COM | 31,569 | $23,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 88,669 | $23,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 21,119 | $22,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 10,511 | $22,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 127,949 | $22,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 14,428 | $22,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 23,327 | $22,000 | thousands by filing date | |
| WANDA SPORTS GROUP CO LTD | 93368R101 | SPONSORED ADS | 10,494 | $22,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 29,203 | $21,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 29,190 | $21,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 14,727 | $21,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 42,798 | $21,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 18,762 | $20,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 33,482 | $20,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 26,926 | $20,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 36,305 | $20,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 10,272 | $20,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 24,060 | $20,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 13,794 | $19,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 38,210 | $19,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 15,819 | $18,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 14,591 | $18,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 39,542 | $18,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 10,573 | $18,000 | thousands by filing date | |
| URBAN TEA INC | G9396G100 | ORD SHS | 32,625 | $18,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 11,958 | $17,000 | thousands by filing date | |
| X FINL SPONSORED ADS | 98372W103 | ADR | 19,313 | $17,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 23,491 | $17,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 19,166 | $17,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 17,927 | $17,000 | thousands by filing date | |
| HUDSON CAPITAL INC | G4645C109 | SHS | 27,521 | $17,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 14,444 | $16,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 20,987 | $16,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 16,619 | $16,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 12,881 | $15,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 21,589 | $15,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 12,140 | $15,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 15,424 | $15,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 13,034 | $14,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 16,535 | $14,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 15,268 | $14,000 | thousands by filing date | |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 13,343 | $14,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 12,860 | $14,000 | thousands by filing date | |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 20,707 | $14,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 16,486 | $13,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 15,802 | $13,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 27,109 | $13,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 10,811 | $13,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 25,727 | $13,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 18,173 | $13,000 | thousands by filing date | |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 25,419 | $13,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A303 | COM | 17,525 | $12,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 16,791 | $12,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 32,580 | $12,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 10,022 | $12,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 14,388 | $11,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 11,288 | $11,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 12,283 | $11,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 18,161 | $10,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 15,605 | $10,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 18,082 | $9,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 10,881 | $9,000 | thousands by filing date | |
| TAOPING INC COM | G8675V101 | Stock | 18,717 | $9,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 13,641 | $9,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 12,196 | $8,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 10,754 | $8,000 | thousands by filing date | |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 10,996 | $8,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 13,402 | $6,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N106 | COM | 15,788 | $6,000 | thousands by filing date | |
| KITOV PHARMA LTD | 49803V115 | *W EXP 11/25/202 | 33,352 | $6,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M112 | *W EXP 10/29/202 | 12,061 | $6,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 14,788 | $5,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 15,379 | $3,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382113 | *W EXP 04/07/202 | 14,644 | $3,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 10,337 | $3,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 12,685 | $3,000 | thousands by filing date | |
| CEMTREX INC | 15130G113 | *W EXP 12/02/202 | 20,762 | $2,000 | thousands by filing date | |
| TOUGHBUILT INDS INC | 89157G116 | *W EXP 11/14/202 | 19,913 | $1,000 | thousands by filing date | |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 10,969 | $1,000 | thousands by filing date | |
| INSPIREMD INC | 45779A135 | *W EXP 03/14/202 | 47,395 | $1,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760145 | *W EXP 11/10/202 | 29,665 | $1,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P118 | *W EXP 03/08/202 | 11,640 | $1,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 13,031 | $1,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 12,302 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533964-20-000007 | this filing | 2020-08-07 | acceptance time not in the bulk data set |