13F-HR filed by Virtu Financial LLC
Virtu Financial LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-04, with 1,394 holding rows worth $1,029,302,000.
- Accession
- 0001533964-20-000002
- Filer
- CIK 1533964
- Filed
- 2020-02-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 1,556 entries on the cover page, a total value of $1,029,302,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,029,302,000 with VALUE read as thousands by filing date, 13F file number 028-14585. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVIRTU FINANCIAL CAPITAL MARKETS 028-12744
- included managerVirtu Financial BD LLC 028-13648
- included managerVirtu Americas LLC 028-15626
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 10,920 | $153,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 40,227 | $153,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 123,986 | $153,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 52,655 | $153,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 13,131 | $150,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 12,315 | $150,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 31,302 | $150,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 11,111 | $150,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 14,845 | $149,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 12,173 | $147,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 11,067 | $147,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 175,935 | $145,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 55,163 | $145,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 232,556 | $145,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 155,411 | $143,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 29,386 | $143,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 33,215 | $142,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 15,669 | $140,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 25,771 | $138,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 10,868 | $137,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 22,319 | $137,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 155,068 | $136,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 27,773 | $136,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 16,823 | $134,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 16,421 | $133,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 12,152 | $133,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 15,231 | $133,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 20,208 | $133,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 102,515 | $132,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 34,359 | $130,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 12,913 | $129,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 34,249 | $128,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 11,804 | $128,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 23,840 | $128,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 16,685 | $128,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 32,989 | $127,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 17,640 | $127,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 11,136 | $125,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 10,200 | $125,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 14,438 | $124,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 46,811 | $124,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 99,312 | $124,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 10,487 | $123,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 19,245 | $123,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 19,491 | $123,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 13,873 | $122,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 25,975 | $122,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 11,009 | $120,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 13,496 | $120,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 10,459 | $119,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 21,120 | $118,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 63,596 | $118,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 112,304 | $118,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 91,745 | $118,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 287,972 | $118,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 25,725 | $117,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 105,369 | $117,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 11,483 | $115,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 25,415 | $115,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 15,599 | $113,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 14,200 | $111,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 52,254 | $111,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 28,721 | $111,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 10,431 | $110,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 18,019 | $110,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 54,386 | $110,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 40,166 | $110,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 24,373 | $109,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 111,724 | $109,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 20,450 | $108,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 10,843 | $106,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 11,190 | $106,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 12,548 | $105,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 11,119 | $105,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 89,471 | $105,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 10,353 | $105,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 12,655 | $104,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 12,782 | $104,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 25,675 | $103,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 15,797 | $102,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 14,136 | $102,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 13,377 | $102,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 22,391 | $101,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 11,519 | $101,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 520,912 | $101,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 113,223 | $100,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 24,025 | $99,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 12,474 | $99,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 23,534 | $99,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 15,081 | $98,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 64,863 | $97,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 53,030 | $97,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 17,817 | $97,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 17,674 | $96,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 23,825 | $96,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 35,402 | $96,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 15,886 | $92,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 211,508 | $92,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 15,659 | $91,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 21,860 | $91,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 26,682 | $90,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 23,465 | $90,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 22,455 | $89,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 407,794 | $89,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 33,935 | $88,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 24,377 | $88,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 26,543 | $88,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 30,586 | $88,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 30,783 | $88,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 23,500 | $87,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 11,617 | $87,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 40,097 | $87,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 17,573 | $87,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 10,519 | $86,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 11,429 | $85,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 93,661 | $85,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C409 | COM | 105,891 | $85,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 38,916 | $84,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 85,388 | $83,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 17,692 | $82,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 13,422 | $82,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 16,138 | $82,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 12,769 | $81,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 54,677 | $81,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 24,466 | $81,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 14,142 | $80,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 14,741 | $79,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 57,251 | $78,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 16,576 | $78,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 59,953 | $77,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 15,931 | $77,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 30,269 | $77,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 18,185 | $77,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 147,357 | $76,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 13,690 | $76,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 12,260 | $75,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 33,829 | $75,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 60,904 | $75,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 63,404 | $75,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E309 | VLCTYSHS 3X INV | 21,276 | $75,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 15,906 | $74,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 38,710 | $73,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 34,749 | $73,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 49,919 | $72,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 13,259 | $72,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 16,590 | $71,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 11,718 | $71,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 10,777 | $70,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 43,210 | $70,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 27,468 | $69,000 | thousands by filing date | |
| SUTTER ROCK CAP CORP | 86944Q100 | COM | 10,479 | $69,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 23,463 | $68,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 14,410 | $68,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 53,383 | $68,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 60,524 | $68,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 45,356 | $67,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 33,611 | $67,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 103,662 | $67,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 52,716 | $67,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 26,082 | $66,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 33,607 | $66,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 24,265 | $65,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 20,336 | $65,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 14,042 | $65,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 19,601 | $64,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 43,008 | $63,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 98,050 | $62,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 29,446 | $62,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 33,723 | $62,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 28,341 | $62,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 10,944 | $62,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 10,138 | $62,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 19,232 | $61,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 11,072 | $61,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 18,398 | $61,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L109 | SHS | 33,222 | $61,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 10,127 | $60,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 18,851 | $60,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 53,300 | $60,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 87,977 | $60,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 13,990 | $59,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 12,636 | $59,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 170,912 | $59,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 11,644 | $58,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 63,848 | $58,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 114,318 | $57,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 330,426 | $57,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 18,168 | $57,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 27,870 | $56,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 11,692 | $55,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 126,427 | $54,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 14,863 | $53,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 16,298 | $53,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 131,749 | $52,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 14,149 | $52,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 98,902 | $52,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 12,564 | $51,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 29,983 | $51,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 22,801 | $51,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 10,288 | $51,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 12,046 | $50,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 37,309 | $50,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 11,365 | $49,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 15,430 | $49,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 18,767 | $48,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 21,458 | $47,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 11,183 | $47,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 10,568 | $47,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 20,492 | $47,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 10,472 | $47,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 10,390 | $47,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 37,241 | $47,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 12,565 | $47,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 44,854 | $47,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 22,864 | $46,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 71,169 | $46,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 40,281 | $46,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078306 | COM | 66,038 | $46,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 20,866 | $45,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 17,979 | $45,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 18,069 | $44,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 10,289 | $43,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 31,547 | $43,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 86,261 | $43,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 18,137 | $42,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 27,813 | $42,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 17,744 | $41,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 14,281 | $41,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 28,163 | $41,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 50,073 | $41,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 126,094 | $41,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 27,528 | $41,000 | thousands by filing date | |
| MIDATECH PHARMA PLC SPONSORED | 59564R203 | ADR | 59,378 | $41,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 11,858 | $40,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 10,725 | $40,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 19,150 | $40,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 114,674 | $40,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 23,809 | $40,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 23,660 | $40,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 22,385 | $40,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 159,846 | $40,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 22,038 | $40,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 10,366 | $39,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 28,004 | $39,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 28,514 | $39,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 11,209 | $39,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 16,633 | $39,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 15,783 | $38,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 14,994 | $38,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 18,460 | $38,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 12,755 | $37,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 212,885 | $37,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 43,528 | $37,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 12,511 | $36,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 13,757 | $36,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 10,024 | $35,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 21,372 | $35,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 17,766 | $35,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 14,499 | $35,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 15,543 | $35,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 11,274 | $34,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 37,507 | $34,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 57,863 | $34,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 50,232 | $34,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 19,823 | $33,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 76,278 | $32,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 28,501 | $32,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 55,097 | $32,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 14,765 | $32,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 11,591 | $31,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 12,652 | $31,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 139,961 | $31,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 24,246 | $30,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 70,331 | $30,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 15,248 | $29,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 48,916 | $29,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 14,710 | $29,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 58,347 | $28,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 11,896 | $28,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 13,965 | $28,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265407 | COM | 28,448 | $28,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X309 | COM | 63,840 | $27,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 27,796 | $27,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 76,989 | $27,000 | thousands by filing date | |
| WANDA SPORTS GROUP CO LTD | 93368R101 | SPONSORED ADS | 11,117 | $27,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 11,034 | $26,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 17,661 | $26,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 16,969 | $26,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 18,107 | $26,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 16,540 | $26,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 10,636 | $26,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 91,677 | $25,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 62,562 | $25,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 20,596 | $25,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 13,896 | $25,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 11,703 | $25,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 48,002 | $25,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 99,291 | $25,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 51,482 | $25,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC COM NEW | 767836307 | Stock | 149,088 | $25,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 20,275 | $24,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 161,612 | $24,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 14,707 | $23,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 13,387 | $23,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 10,053 | $23,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 27,033 | $23,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 17,986 | $23,000 | thousands by filing date | |
| MOSYS INC | 619718307 | COM | 13,194 | $23,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 31,008 | $23,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 37,048 | $23,000 | thousands by filing date | |
| TOUGHBUILT INDS INC | 89157G207 | Cmn | 117,079 | $23,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 39,938 | $22,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 31,991 | $22,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC COM NE | 67424l209 | COM | 11,410 | $22,000 | thousands by filing date | |
| SHINECO INC COM NEW | 824567200 | Stock | 34,474 | $22,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W303 | COM | 17,480 | $22,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 10,437 | $21,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 23,008 | $21,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 16,874 | $21,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 57,195 | $21,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 14,013 | $21,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 17,739 | $20,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 84,903 | $20,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 57,994 | $20,000 | thousands by filing date | |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 14,349 | $20,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 12,089 | $19,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 15,288 | $19,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 21,415 | $19,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 41,492 | $19,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 16,485 | $19,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A303 | COM | 11,892 | $18,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 13,132 | $18,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 12,103 | $18,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 13,718 | $18,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 16,912 | $18,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 16,290 | $18,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 12,492 | $17,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 16,573 | $17,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W204 | COM | 96,955 | $17,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 31,097 | $16,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 14,624 | $16,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 34,307 | $16,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 29,180 | $16,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 20,463 | $16,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 55,900 | $16,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 20,704 | $15,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 14,774 | $15,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 10,492 | $15,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 10,696 | $15,000 | thousands by filing date | |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 12,271 | $15,000 | thousands by filing date | |
| U S GOLD CORP | 90291C102 | COM PAR NEW | 18,403 | $15,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 28,341 | $14,000 | thousands by filing date | |
| VALERITAS HOLDINGS INC | 91914N301 | COM | 23,551 | $14,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 18,073 | $13,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 10,480 | $13,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 14,864 | $13,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 19,790 | $13,000 | thousands by filing date | |
| SUMMIT WIRELESS TECHNLGIES I | 86633R104 | COM | 21,810 | $13,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 41,845 | $12,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931602 | COM NEW | 63,647 | $12,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 11,780 | $12,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 15,854 | $11,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 11,484 | $11,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 27,011 | $11,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 36,247 | $11,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 15,469 | $10,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 16,860 | $10,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 31,458 | $10,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 12,394 | $10,000 | thousands by filing date | |
| JMU LTD | 46647L204 | SPONSORED ADS | 11,841 | $10,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 23,162 | $9,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 11,810 | $9,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 20,044 | $9,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 11,134 | $9,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 14,988 | $9,000 | thousands by filing date | |
| URBAN TEA INC | G9396G100 | ORD SHS | 14,110 | $9,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 11,194 | $8,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 11,622 | $8,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 35,683 | $8,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 15,331 | $8,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 37,053 | $7,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 20,519 | $7,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 10,487 | $7,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 48,516 | $7,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 11,339 | $7,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 13,611 | $7,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C309 | COM | 14,551 | $7,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 11,265 | $6,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 12,650 | $6,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 12,513 | $6,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,010 | $5,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 10,060 | $4,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 10,720 | $4,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 14,640 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533964-20-000002 | this filing | 2020-02-04 | acceptance time not in the bulk data set |