13F-HR filed by Virtu Financial LLC
Virtu Financial LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-20, with 1,379 holding rows worth $1,281,893,000.
- Accession
- 0001533964-19-000008
- Filer
- CIK 1533964
- Filed
- 2019-11-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 1,628 entries on the cover page, a total value of $1,281,893,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,281,893,000 with VALUE read as thousands by filing date, 13F file number 028-14585. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVIRTU FINANCIAL CAPITAL MARKETS 028-12744
- included managerVirtu Financial BD LLC 028-13648
- included managerVirtu Americas LLC 028-15626
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 22,425 | $170,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 64,386 | $169,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 11,363 | $168,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 20,094 | $167,000 | thousands by filing date | |
| ISHARES TR | 46435G805 | MSCI MEXICO | 10,302 | $167,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 68,551 | $166,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 19,253 | $165,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 11,234 | $164,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 10,614 | $163,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 34,743 | $163,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 37,877 | $162,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 16,161 | $161,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 11,080 | $160,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 48,139 | $160,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 50,439 | $159,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 30,243 | $159,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 18,792 | $158,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 19,519 | $156,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 25,786 | $156,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 42,213 | $151,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E828 | DAILY RUSSIA 3X | 14,194 | $151,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 10,967 | $150,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 19,122 | $149,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 29,097 | $148,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 17,142 | $147,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 16,955 | $146,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 51,645 | $146,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 10,014 | $145,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 54,540 | $145,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 39,870 | $142,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 29,579 | $141,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 27,754 | $141,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 164,673 | $139,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 52,957 | $138,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 18,846 | $137,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 16,379 | $135,000 | thousands by filing date | |
| YUMA ENERGY INC NEW | 98872F204 | COM NEW | 43,238 | $135,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 13,132 | $134,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 39,920 | $134,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 114,373 | $134,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 18,605 | $133,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 11,620 | $131,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 20,683 | $129,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 13,771 | $127,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 36,872 | $126,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 18,609 | $124,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO LTD COM CL A | G4418R101 | Stock | 27,371 | $123,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 10,719 | $122,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 22,788 | $122,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 29,442 | $122,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 259,834 | $122,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 21,429 | $121,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 12,289 | $121,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 41,730 | $121,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 23,686 | $121,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 20,698 | $120,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 19,709 | $119,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 76,541 | $119,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 25,024 | $119,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 37,568 | $118,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 15,267 | $117,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 13,760 | $117,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 11,783 | $115,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 10,637 | $115,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 18,113 | $113,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 21,368 | $113,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 20,125 | $113,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 28,890 | $112,000 | thousands by filing date | |
| LAIX INC | 50736W105 | ADS | 26,109 | $112,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 10,449 | $111,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 12,417 | $111,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 51,018 | $110,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 10,288 | $109,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 31,586 | $109,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 13,293 | $107,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 31,997 | $107,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 10,157 | $106,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 13,126 | $106,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 10,332 | $106,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 15,529 | $106,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 19,633 | $106,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 17,033 | $105,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 24,617 | $105,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 22,233 | $104,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 24,249 | $103,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 16,278 | $102,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 11,686 | $101,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 10,267 | $99,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 113,535 | $98,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 17,964 | $98,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 46,554 | $97,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 91,684 | $97,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 27,095 | $97,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 10,506 | $96,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 15,982 | $96,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 19,691 | $96,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 131,642 | $96,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 18,264 | $95,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 10,381 | $95,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 18,365 | $95,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 11,594 | $95,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 30,606 | $95,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 19,307 | $93,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 21,249 | $93,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 31,637 | $93,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 77,261 | $93,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 10,094 | $91,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 10,397 | $91,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 25,291 | $91,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 32,275 | $90,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 29,123 | $90,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 35,748 | $89,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 15,162 | $88,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 25,545 | $87,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 10,226 | $86,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 19,460 | $85,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 13,237 | $85,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 19,543 | $83,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 12,071 | $83,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 12,350 | $83,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 55,414 | $83,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 26,062 | $82,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 80,099 | $81,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 24,290 | $81,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 23,832 | $81,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 24,646 | $80,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 18,776 | $80,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 16,714 | $80,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 31,633 | $79,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 43,879 | $78,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 31,044 | $78,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 11,629 | $78,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 57,737 | $77,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 13,401 | $76,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 24,219 | $76,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 108,141 | $76,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265407 | COM | 37,246 | $76,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 18,948 | $74,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 82,405 | $74,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 11,950 | $73,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 18,155 | $71,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 21,482 | $70,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 21,788 | $70,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 117,575 | $69,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 71,024 | $69,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 12,273 | $69,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 11,722 | $69,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 20,390 | $69,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 10,851 | $68,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 74,081 | $68,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 17,046 | $67,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 28,572 | $67,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 25,960 | $67,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 14,904 | $67,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 39,431 | $67,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 12,864 | $66,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 61,170 | $65,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 44,482 | $65,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 19,172 | $65,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 12,741 | $64,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 19,474 | $63,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 10,932 | $63,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 26,222 | $63,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 11,004 | $63,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 34,347 | $60,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 22,670 | $60,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 19,358 | $60,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 12,810 | $60,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 54,181 | $59,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 30,434 | $59,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 11,392 | $59,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 77,418 | $59,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 39,233 | $58,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 19,957 | $57,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 36,851 | $57,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 26,221 | $56,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 31,826 | $56,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 68,267 | $56,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 26,235 | $56,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 71,033 | $55,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 20,949 | $55,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 25,988 | $54,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 15,736 | $54,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 51,007 | $53,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 31,124 | $53,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 11,729 | $52,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 39,781 | $52,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 34,968 | $52,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 63,909 | $52,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 26,292 | $51,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 14,740 | $51,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 13,001 | $51,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 84,993 | $51,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 42,285 | $50,000 | thousands by filing date | |
| COOL HLDGS INC | 21640C105 | COM | 43,522 | $50,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 18,023 | $50,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 19,621 | $49,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 16,860 | $48,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 13,444 | $48,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 20,880 | $48,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q706 | COM PAR | 32,210 | $48,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 16,470 | $47,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 21,796 | $47,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 12,221 | $47,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 39,857 | $47,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 20,685 | $46,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 25,994 | $46,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 15,937 | $46,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 41,748 | $46,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 23,137 | $45,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 25,346 | $45,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 24,065 | $45,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 66,946 | $45,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 15,417 | $45,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 26,741 | $44,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 18,060 | $44,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L109 | SHS | 15,384 | $44,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 27,337 | $43,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 35,060 | $42,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 10,478 | $41,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 57,418 | $41,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 131,731 | $41,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 20,474 | $41,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 20,190 | $41,000 | thousands by filing date | |
| FUWEI FILMS HLDGS CO LTD | G3704F110 | SHS NEW | 15,332 | $41,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 10,717 | $40,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 92,582 | $39,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 34,364 | $39,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 21,680 | $38,000 | thousands by filing date | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 10,758 | $38,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 18,535 | $37,000 | thousands by filing date | |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 31,817 | $37,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 110,002 | $37,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 44,317 | $37,000 | thousands by filing date | |
| TRANS WORLD ENTMT CORP | 89336Q209 | COM | 12,516 | $37,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 19,075 | $36,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 33,901 | $36,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 29,887 | $36,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 12,671 | $35,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 23,202 | $35,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 59,469 | $35,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 16,859 | $35,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X309 | COM | 101,090 | $34,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 16,144 | $34,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 10,871 | $33,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 12,649 | $33,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 16,770 | $32,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 10,085 | $31,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 14,888 | $31,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 47,801 | $31,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 15,164 | $31,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 13,993 | $30,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 37,268 | $30,000 | thousands by filing date | |
| CHEMOMAB THERAPEUTICS LTD SPONSORED ADS | 03280X102 | ADR | 13,086 | $30,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 28,541 | $30,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750201 | COM NEW | 284,019 | $30,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 10,099 | $29,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 18,624 | $28,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 11,753 | $28,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 16,962 | $28,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 23,523 | $28,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 14,349 | $27,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 12,852 | $27,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP SHS NEW | Y73760301 | Stock | 56,736 | $27,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 20,443 | $26,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 31,258 | $26,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 34,111 | $26,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 36,266 | $26,000 | thousands by filing date | |
| TOUGHBUILT INDS INC | 89157G207 | Cmn | 85,067 | $26,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 101,368 | $25,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 20,712 | $25,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 70,644 | $25,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 17,294 | $25,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 92,660 | $24,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 11,253 | $24,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 103,245 | $24,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 90,376 | $23,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 35,037 | $23,000 | thousands by filing date | |
| U S GOLD CORP | 90291C102 | COM PAR NEW | 24,255 | $23,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 67,623 | $22,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 27,886 | $22,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 41,284 | $22,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 27,001 | $22,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC COM NEW | 767836307 | Stock | 70,160 | $22,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 17,503 | $21,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 15,919 | $20,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 10,277 | $20,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 11,577 | $20,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 61,304 | $20,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 17,871 | $20,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 15,789 | $20,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 18,100 | $20,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E300 | COM NEW | 45,039 | $20,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 12,995 | $20,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 31,291 | $19,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 35,309 | $19,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 39,028 | $19,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 10,886 | $19,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676209 | SHS | 16,266 | $19,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 56,007 | $18,000 | thousands by filing date | |
| INSPIREMD INC | 45779A853 | COM | 13,946 | $18,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 17,075 | $18,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 27,520 | $17,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 11,549 | $17,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 17,422 | $17,000 | thousands by filing date | |
| SPHERIX INC | 84842R502 | COM | 10,146 | $17,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 23,568 | $16,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 115,607 | $16,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 20,772 | $16,000 | thousands by filing date | |
| IMEDIA BRANDS INC COM CL A | 452465107 | Stock | 28,415 | $16,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 19,741 | $16,000 | thousands by filing date | |
| URBAN TEA INC | G9396G100 | ORD SHS | 50,520 | $16,000 | thousands by filing date | |
| VALERITAS HOLDINGS INC | 91914N301 | COM | 11,309 | $16,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 46,205 | $16,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 10,851 | $15,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 29,885 | $15,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 13,694 | $15,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 12,933 | $15,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592309 | SHS NEW | 21,714 | $15,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 12,646 | $15,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 22,861 | $14,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 20,006 | $14,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 23,952 | $14,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 11,120 | $14,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 14,278 | $14,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 21,375 | $13,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 37,431 | $13,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 16,519 | $13,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 11,858 | $13,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 15,723 | $13,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 19,011 | $13,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 19,422 | $13,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC COM NEW | 92836Y201 | Stock | 24,287 | $13,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 10,976 | $12,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 10,896 | $12,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 11,902 | $12,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 16,897 | $12,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 17,135 | $12,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 79,509 | $12,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 20,776 | $11,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 34,991 | $11,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 39,775 | $11,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 20,752 | $11,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 11,580 | $11,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 42,883 | $11,000 | thousands by filing date | |
| SHINECO INC COM NEW | 824567200 | Stock | 19,935 | $11,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 17,531 | $10,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 27,966 | $10,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 10,771 | $10,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 26,402 | $10,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC | Y67305105 | COM | 10,913 | $10,000 | thousands by filing date | |
| MOTIF BIO PLC | 619784101 | SPONSORED ADR | 27,161 | $10,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 48,250 | $10,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 11,209 | $9,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 12,016 | $9,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 34,640 | $9,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 14,109 | $9,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 11,761 | $9,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 30,028 | $8,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 12,200 | $8,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 12,785 | $8,000 | thousands by filing date | |
| BENITEC BIOPHARMA LTD | 082053307 | SPONS ADR NEW | 11,263 | $8,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 15,496 | $7,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 28,810 | $7,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 25,946 | $7,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 11,417 | $7,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 23,252 | $7,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 13,522 | $7,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 14,134 | $7,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 33,701 | $6,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 11,712 | $6,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 11,608 | $5,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 10,366 | $4,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 11,787 | $4,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 12,134 | $3,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 17,400 | $3,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 11,085 | $3,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 10,700 | $3,000 | thousands by filing date | |
| CAMBER ENERGY INC COM | 13200M409 | Stock | 14,796 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533964-19-000008 | this filing | 2019-11-20 | acceptance time not in the bulk data set |