13F-HR filed by Virtu Financial LLC
Virtu Financial LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-13, with 1,413 holding rows worth $1,705,796,000.
- Accession
- 0001533964-19-000006
- Filer
- CIK 1533964
- Filed
- 2019-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 1,641 entries on the cover page, a total value of $1,705,796,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,705,796,000 with VALUE read as thousands by filing date, 13F file number 028-14585. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVIRTU FINANCIAL CAPITAL MARKETS 028-12744
- included managerVirtu Financial BD LLC 028-13648
- included managerVirtu Americas LLC 028-15626
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 6,859 | $213,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,907 | $212,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 18,726 | $212,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 5,856 | $211,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 7,412 | $210,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 4,629 | $210,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 16,727 | $210,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 6,898 | $209,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 5,404 | $209,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 9,349 | $208,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 10,049 | $208,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,781 | $206,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 1,099 | $206,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 13,719 | $206,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,474 | $204,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 5,705 | $203,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,498 | $202,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,239 | $202,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 1,916 | $202,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 4,896 | $202,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 14,745 | $202,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P449 | FUND | 4,701 | $202,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,293 | $201,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 9,119 | $200,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 11,457 | $200,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 4,150 | $200,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 28,660 | $199,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 41,231 | $197,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 75,294 | $196,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 14,243 | $196,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 14,725 | $195,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 27,518 | $192,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 43,001 | $190,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 11,273 | $187,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 43,375 | $187,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 61,746 | $186,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 85,460 | $185,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 35,688 | $184,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 83,539 | $183,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 10,030 | $183,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 12,751 | $182,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 30,969 | $180,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 12,785 | $180,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 32,724 | $179,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 41,177 | $179,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 21,461 | $178,000 | thousands by filing date | |
| ISHARES TR | 46435G805 | MSCI MEXICO | 10,761 | $178,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 16,349 | $175,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 73,686 | $175,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 31,317 | $175,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 60,149 | $173,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 23,992 | $172,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 13,983 | $172,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 10,868 | $170,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 15,425 | $169,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 20,236 | $168,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 99,841 | $168,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 12,055 | $166,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 40,350 | $166,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 11,270 | $165,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 13,328 | $162,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 48,036 | $162,000 | thousands by filing date | |
| ELTEK LTD | M40184208 | SHS | 36,998 | $161,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 48,480 | $160,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 22,036 | $158,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 10,693 | $155,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 14,163 | $153,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 10,258 | $152,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 73,528 | $152,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 10,024 | $152,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 14,671 | $151,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 31,938 | $149,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 24,119 | $148,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 28,258 | $148,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 85,676 | $145,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 11,223 | $141,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 12,370 | $140,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICAL | 21234W400 | COM | 33,642 | $140,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 48,327 | $139,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 23,559 | $137,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 10,935 | $137,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 19,292 | $137,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 46,653 | $137,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 13,535 | $136,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 11,727 | $136,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 72,555 | $136,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 16,223 | $134,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274E125 | NT LKD 46 | 18,453 | $134,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 13,807 | $133,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 10,189 | $133,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 14,624 | $133,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 67,062 | $133,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 97,178 | $132,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 100,285 | $130,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 25,980 | $128,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 18,935 | $128,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 19,918 | $128,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 20,783 | $126,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 20,426 | $126,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 22,587 | $124,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 12,533 | $122,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 29,386 | $120,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 11,244 | $119,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 14,962 | $119,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 10,084 | $119,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 12,974 | $119,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 10,081 | $119,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 13,964 | $118,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 28,645 | $117,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 10,102 | $116,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 15,161 | $116,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 68,155 | $116,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 11,425 | $115,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 43,041 | $115,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 22,157 | $115,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 59,469 | $115,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L200 | UNIT 10/31/2026 | 11,262 | $115,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 10,644 | $114,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 12,544 | $114,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 15,985 | $112,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 17,415 | $111,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 39,928 | $111,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 11,611 | $111,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 28,517 | $111,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 52,991 | $108,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 32,031 | $106,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 63,086 | $106,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 14,590 | $105,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 42,633 | $105,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 22,958 | $100,000 | thousands by filing date | |
| DROPBOX INC - CLASS A | G4027R104 | COM | 28,980 | $100,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 10,995 | $99,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 10,874 | $99,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 13,400 | $99,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 24,520 | $98,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 40,294 | $98,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 15,932 | $96,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 33,619 | $96,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 12,800 | $96,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 23,223 | $95,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 38,750 | $95,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 36,086 | $94,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 30,186 | $94,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 47,906 | $93,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 37,693 | $93,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 11,460 | $92,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 78,596 | $90,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 28,547 | $89,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 16,496 | $89,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 15,359 | $89,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 127,261 | $89,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 22,833 | $87,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 43,288 | $87,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 45,034 | $86,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 51,898 | $85,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 12,901 | $85,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 15,911 | $85,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 41,460 | $85,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 86,859 | $85,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 435,497 | $83,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 13,490 | $82,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 34,238 | $82,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X309 | COM | 137,874 | $82,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 41,720 | $82,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078306 | COM | 63,863 | $82,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 10,983 | $81,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 24,723 | $81,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 19,502 | $81,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 43,824 | $80,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 15,111 | $79,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 13,682 | $79,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 10,323 | $78,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 12,874 | $78,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 88,184 | $78,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 13,874 | $77,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 11,501 | $76,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 18,321 | $76,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 53,560 | $75,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 21,926 | $74,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 21,300 | $73,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 62,822 | $73,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 18,999 | $72,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 61,836 | $72,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 11,044 | $72,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 13,090 | $71,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 10,117 | $71,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 34,737 | $71,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 36,473 | $70,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 28,612 | $70,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 23,850 | $70,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 21,801 | $70,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 17,844 | $69,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 11,113 | $69,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 12,676 | $69,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 14,422 | $69,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,821 | $68,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 13,802 | $68,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 10,769 | $67,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 64,330 | $67,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 25,798 | $67,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 107,438 | $67,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 119,841 | $67,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 32,191 | $66,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 53,250 | $66,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J114 | RIGHT 07/12/2019 | 33,864 | $66,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 39,654 | $65,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 15,154 | $65,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 82,677 | $65,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 10,185 | $62,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 36,686 | $62,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 19,845 | $61,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 423,100 | $61,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 62,767 | $60,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 49,624 | $58,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 18,829 | $56,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 11,184 | $56,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 20,247 | $55,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 20,261 | $55,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 18,617 | $55,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 10,003 | $54,000 | thousands by filing date | |
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 19,674 | $54,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 10,604 | $53,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 16,109 | $53,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 22,933 | $52,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 10,134 | $52,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 31,516 | $52,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 31,122 | $52,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 24,548 | $51,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 14,267 | $51,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 15,788 | $51,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 148,508 | $51,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 30,188 | $51,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 12,312 | $50,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 64,759 | $50,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 12,451 | $50,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 14,688 | $50,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 10,100 | $50,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 66,696 | $50,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 14,802 | $50,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 39,318 | $50,000 | thousands by filing date | |
| OPGEN INC | 68373L208 | COM NEW | 126,701 | $50,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 31,472 | $49,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 16,057 | $49,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 36,345 | $48,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 89,205 | $48,000 | thousands by filing date | |
| TOUGHBUILT INDS INC | 89157G207 | Cmn | 138,311 | $48,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 15,409 | $47,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 10,187 | $47,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 12,347 | $47,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 17,985 | $47,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 17,428 | $47,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 14,728 | $47,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 47,736 | $46,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 44,583 | $46,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 45,719 | $46,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 33,218 | $45,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 18,157 | $45,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 29,521 | $45,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 35,234 | $45,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 18,919 | $45,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 72,890 | $44,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 21,052 | $44,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 72,791 | $44,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 12,921 | $43,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265407 | COM | 18,524 | $43,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 26,363 | $42,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 17,479 | $42,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 10,117 | $42,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 29,172 | $42,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 10,193 | $41,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 64,758 | $41,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 11,580 | $41,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 12,363 | $40,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 25,387 | $40,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 11,905 | $39,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 11,635 | $39,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 14,699 | $39,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 10,220 | $39,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 52,699 | $39,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 12,933 | $38,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 35,266 | $38,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 61,294 | $38,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 75,606 | $37,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 16,565 | $37,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 13,263 | $36,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 41,960 | $36,000 | thousands by filing date | |
| SPHERIX INC | 84842R502 | COM | 14,410 | $36,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 19,039 | $35,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 31,113 | $35,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 14,789 | $35,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 16,593 | $34,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 11,864 | $34,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC COM NEW | 767836307 | Stock | 32,032 | $34,000 | thousands by filing date | |
| U S GOLD CORP | 90291C102 | COM PAR NEW | 33,270 | $34,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 38,097 | $33,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 13,551 | $33,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 12,802 | $32,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 10,896 | $32,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 18,667 | $32,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 13,359 | $30,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 24,345 | $30,000 | thousands by filing date | |
| BIOCEPT INC | 09072V402 | COM PAR | 26,660 | $30,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 16,744 | $29,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 60,763 | $29,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 15,259 | $29,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 31,269 | $29,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 17,307 | $27,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 51,121 | $27,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 47,502 | $27,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 32,456 | $27,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 25,956 | $27,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO LTD COM CL A | G4418R101 | Stock | 16,484 | $27,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 17,735 | $27,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,256 | $26,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 19,177 | $26,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 11,622 | $26,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 20,707 | $25,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 17,395 | $25,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 22,513 | $25,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 29,716 | $25,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 94,842 | $25,000 | thousands by filing date | |
| ABILITY INC | G8789K124 | SHS | 26,689 | $25,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 11,529 | $25,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 19,705 | $25,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 36,039 | $25,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 16,175 | $24,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 144,971 | $24,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 35,841 | $24,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 98,568 | $24,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 35,002 | $23,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 33,179 | $23,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 11,590 | $23,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 31,681 | $23,000 | thousands by filing date | |
| SUNDANCE ENERGY AUSTRALIA LT | 86724Y109 | SPONSORED ADR | 11,886 | $23,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 33,359 | $23,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 76,661 | $22,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 12,684 | $22,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 21,596 | $22,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 10,892 | $22,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 26,328 | $22,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 40,370 | $22,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 18,257 | $21,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 32,528 | $21,000 | thousands by filing date | |
| URBAN TEA INC | G9396G100 | ORD SHS | 33,492 | $21,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 11,362 | $20,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 14,732 | $20,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 26,786 | $20,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 20,654 | $19,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 11,242 | $19,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 10,961 | $19,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 14,878 | $19,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC COM NEW | 92836Y201 | Stock | 11,718 | $19,000 | thousands by filing date | |
| MOTIF BIO PLC | 619784101 | SPONSORED ADR | 27,967 | $19,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 12,025 | $18,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 26,270 | $18,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 18,400 | $18,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 10,333 | $18,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 72,199 | $18,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 11,985 | $17,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 23,184 | $17,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 10,624 | $16,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 53,485 | $16,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 25,792 | $16,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 19,029 | $16,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 53,144 | $16,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 10,123 | $16,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 22,693 | $16,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 27,080 | $16,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 14,895 | $16,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 21,290 | $15,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 29,574 | $15,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 16,892 | $14,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 47,709 | $14,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 13,233 | $14,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 11,950 | $14,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 32,938 | $14,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 26,182 | $13,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 18,024 | $13,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 12,375 | $12,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 31,755 | $12,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 31,108 | $11,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 29,372 | $11,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931602 | COM NEW | 13,210 | $11,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 47,318 | $10,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 14,552 | $9,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 10,533 | $9,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 19,479 | $9,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 28,853 | $9,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 15,072 | $9,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E300 | COM NEW | 19,742 | $9,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 20,382 | $9,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 16,744 | $8,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 46,515 | $8,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 11,181 | $8,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 47,137 | $8,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750201 | COM NEW | 41,143 | $8,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 11,693 | $7,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 12,350 | $7,000 | thousands by filing date | |
| MOSYS INC | 619718208 | COM NEW | 39,267 | $7,000 | thousands by filing date | |
| TARONIS TECHNOLOGIES INC | 876214107 | COM | 46,444 | $7,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 19,548 | $6,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 14,024 | $6,000 | thousands by filing date | |
| APEX GLOBAL BRANDS INC | 03755M102 | COM | 15,759 | $6,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 11,361 | $5,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 12,018 | $5,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 10,281 | $5,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 21,718 | $5,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 10,502 | $5,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 15,796 | $4,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 13,000 | $4,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392109 | COM | 32,899 | $3,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 13,859 | $3,000 | thousands by filing date | |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 698,362 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533964-19-000006 | this filing | 2019-08-13 | acceptance time not in the bulk data set |