13F-HR filed by Virtu Financial LLC
Virtu Financial LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-04-12, with 1,366 holding rows worth $1,765,174,000.
- Accession
- 0001533964-19-000004
- Filer
- CIK 1533964
- Filed
- 2019-04-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 1,603 entries on the cover page, a total value of $1,765,174,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,765,174,000 with VALUE read as thousands by filing date, 13F file number 028-14585. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVIRTU FINANCIAL CAPITAL MARKETS 028-12744
- included managerVirtu Financial BD LLC 028-13648
- included managerVirtu Americas LLC 028-15626
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,783 | $204,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 1,784 | $204,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 4,975 | $203,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 7,442 | $203,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 97,152 | $203,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 4,000 | $201,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 4,539 | $201,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,797 | $201,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 47,558 | $201,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 2,295 | $200,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,742 | $200,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 2,243 | $200,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 8,199 | $200,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 10,268 | $198,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 98,869 | $198,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 10,735 | $197,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 35,164 | $196,000 | thousands by filing date | |
| ISHARES TR | 46435G805 | MSCI MEXICO | 11,731 | $195,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 23,813 | $193,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 17,797 | $193,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 10,534 | $189,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 17,487 | $188,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 16,411 | $188,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 49,935 | $187,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 20,242 | $186,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 48,822 | $185,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 26,471 | $182,000 | thousands by filing date | |
| CHINA SXT PHARMACEUTICALS IN | G2161P108 | ORD SHS | 26,714 | $182,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 22,542 | $179,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 29,460 | $179,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 20,947 | $179,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 38,480 | $179,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 11,698 | $178,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 23,577 | $178,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 31,760 | $178,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 22,078 | $177,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 39,551 | $177,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 45,868 | $177,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 13,821 | $174,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 11,086 | $174,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 10,085 | $174,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 66,513 | $173,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 20,378 | $173,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 50,068 | $172,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 29,460 | $172,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 44,333 | $170,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 75,995 | $170,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 32,436 | $170,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 32,148 | $169,000 | thousands by filing date | |
| PROSHARES TR | 74347B193 | ULTRAPRO SHORT N | 12,754 | $169,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 12,270 | $167,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 31,203 | $166,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 34,181 | $160,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 18,700 | $160,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 30,958 | $158,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 14,870 | $156,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 28,881 | $155,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 10,102 | $155,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 110,595 | $155,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 25,547 | $155,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 37,148 | $153,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 12,486 | $153,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 49,580 | $152,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 17,217 | $152,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 18,666 | $150,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 10,651 | $149,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 22,328 | $147,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 28,167 | $146,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 121,693 | $146,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 28,628 | $145,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 11,358 | $143,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 11,839 | $143,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 18,234 | $143,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 39,864 | $143,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 17,954 | $142,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 58,962 | $141,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 35,672 | $140,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 23,105 | $140,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 10,526 | $137,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 18,821 | $137,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 28,817 | $137,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 15,052 | $136,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 12,357 | $135,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 10,465 | $134,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 11,278 | $134,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 15,169 | $133,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 187,682 | $131,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 50,422 | $131,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 98,055 | $129,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 36,310 | $128,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 25,826 | $127,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 20,310 | $127,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 11,786 | $127,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 116,636 | $127,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 19,947 | $126,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 22,076 | $125,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 11,029 | $125,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 31,525 | $124,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 11,347 | $124,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 13,878 | $122,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 10,272 | $121,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 95,215 | $121,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 22,384 | $121,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 15,221 | $120,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 58,219 | $119,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 19,418 | $118,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 78,787 | $118,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 51,572 | $116,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 21,248 | $116,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 35,953 | $115,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 11,006 | $114,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 30,607 | $114,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 139,585 | $114,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 28,883 | $114,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 73,099 | $113,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 17,047 | $110,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 18,721 | $109,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 119,327 | $107,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W204 | COM | 238,544 | $107,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 14,741 | $105,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 137,610 | $105,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 10,643 | $104,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 33,901 | $104,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 10,420 | $103,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 105,064 | $103,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 34,999 | $103,000 | thousands by filing date | |
| TARONIS TECHNOLOGIES INC | 876214107 | COM | 160,822 | $102,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 24,812 | $101,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 30,269 | $101,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 10,926 | $101,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 10,385 | $99,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 15,071 | $98,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265407 | COM | 29,634 | $97,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 10,119 | $96,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 13,739 | $96,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 64,774 | $95,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 69,027 | $95,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 11,404 | $95,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 28,957 | $93,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 15,760 | $93,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 15,026 | $91,000 | thousands by filing date | |
| YANGTZE RIV PORT AND LGSTC L | 98475Y105 | COM | 161,572 | $91,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 29,013 | $90,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 17,605 | $90,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 13,122 | $90,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 85,477 | $88,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 58,404 | $88,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 82,023 | $85,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 11,627 | $85,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 32,576 | $85,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 85,104 | $83,000 | thousands by filing date | |
| 3PEA INTL INC | 88579C109 | COM | 10,178 | $81,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 96,222 | $79,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 12,639 | $79,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 10,515 | $79,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 17,101 | $79,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 16,053 | $78,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 30,717 | $77,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721407 | COM | 39,864 | $77,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 20,453 | $77,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274E125 | NT LKD 46 | 10,420 | $77,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 10,205 | $76,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 111,793 | $76,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 12,875 | $75,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 27,071 | $73,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M300 | COM NEW | 190,707 | $73,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 14,935 | $72,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 35,084 | $72,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 14,832 | $71,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 10,784 | $71,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 11,758 | $70,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 16,517 | $70,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 16,450 | $70,000 | thousands by filing date | |
| OPGEN INC | 68373L208 | COM NEW | 115,918 | $70,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 21,013 | $69,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 592,976 | $69,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 56,447 | $69,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 34,899 | $68,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 69,490 | $68,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 66,593 | $68,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 40,654 | $67,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 10,475 | $67,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 71,978 | $67,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 10,836 | $66,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 11,590 | $66,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 94,070 | $64,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 21,471 | $63,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 18,666 | $63,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 14,384 | $62,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 25,185 | $62,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 55,982 | $62,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 16,373 | $62,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 42,307 | $62,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 21,130 | $61,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 11,364 | $61,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 23,153 | $61,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 23,873 | $60,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 31,269 | $60,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 42,450 | $60,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 17,878 | $60,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 18,374 | $59,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 16,441 | $59,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 14,830 | $58,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q706 | COM PAR | 14,140 | $58,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 17,080 | $57,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 11,078 | $57,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 15,380 | $56,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 28,795 | $55,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 15,058 | $55,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 278,958 | $55,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 134,377 | $52,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 24,837 | $51,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 16,853 | $48,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 18,176 | $48,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 201,080 | $48,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 98,554 | $48,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 10,516 | $47,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 57,200 | $47,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 28,602 | $47,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 40,382 | $47,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 38,898 | $47,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 22,530 | $46,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 82,929 | $46,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 18,089 | $46,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 10,383 | $46,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 93,044 | $46,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC COM NEW | 767836307 | Stock | 52,426 | $46,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 19,084 | $45,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 11,740 | $45,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 21,982 | $43,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 20,588 | $43,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 17,411 | $42,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 87,012 | $42,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 35,280 | $41,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392109 | COM | 215,080 | $41,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 17,053 | $40,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 67,587 | $40,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 17,405 | $39,000 | thousands by filing date | |
| Fte Networks Inc | 30283R402 | COM | 22,060 | $39,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 12,885 | $39,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 13,517 | $39,000 | thousands by filing date | |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 12,932 | $38,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 24,481 | $37,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 75,322 | $37,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 37,401 | $37,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 59,845 | $36,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K402 | COM PAR | 141,209 | $36,000 | thousands by filing date | |
| MOTIF BIO PLC | 619784101 | SPONSORED ADR | 19,865 | $36,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 10,794 | $35,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 78,174 | $34,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 17,970 | $34,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 11,136 | $33,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 11,846 | $32,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 46,255 | $32,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 62,036 | $32,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 20,517 | $32,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 18,645 | $32,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 11,120 | $31,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 101,771 | $31,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 23,477 | $30,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 17,806 | $30,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 29,587 | $29,000 | thousands by filing date | |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 31,644 | $29,000 | thousands by filing date | |
| JMU LTD | 46647L204 | SPONSORED ADS | 17,360 | $29,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 10,831 | $27,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 13,084 | $26,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 186,972 | $26,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 56,044 | $26,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 19,932 | $25,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 12,153 | $24,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 24,234 | $24,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 31,519 | $24,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 55,405 | $23,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C300 | COM NEW | 84,170 | $23,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 41,469 | $23,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 74,101 | $23,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 12,768 | $22,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 10,423 | $22,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 10,486 | $22,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 23,178 | $22,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 25,826 | $22,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 18,582 | $22,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 45,018 | $21,000 | thousands by filing date | |
| AURIS MEDICAL HOLDING LTD | G07025102 | COM | 61,490 | $21,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 18,269 | $20,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 10,791 | $20,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 10,751 | $20,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 14,398 | $20,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 18,464 | $20,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750201 | COM NEW | 94,740 | $20,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 17,238 | $19,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 15,959 | $19,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 21,930 | $19,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 10,121 | $18,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 13,931 | $17,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 10,495 | $17,000 | thousands by filing date | |
| BIOCEPT INC | 09072V402 | COM PAR | 15,013 | $17,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 10,901 | $17,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC | 85855A302 | COM | 15,944 | $17,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 12,007 | $16,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 12,134 | $16,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 10,716 | $16,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 10,369 | $16,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931602 | COM NEW | 10,813 | $16,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 16,929 | $16,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 59,416 | $16,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 37,318 | $16,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 17,693 | $15,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 14,936 | $15,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 12,635 | $15,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 23,813 | $15,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 11,339 | $15,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 17,562 | $15,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 34,356 | $15,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 15,315 | $15,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 40,984 | $14,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 64,063 | $14,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 18,162 | $14,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 24,176 | $13,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 11,663 | $13,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 15,250 | $13,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 29,187 | $13,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 15,125 | $13,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 11,029 | $13,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 11,458 | $13,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 10,023 | $13,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 25,466 | $12,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 12,837 | $12,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 13,706 | $12,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 12,020 | $12,000 | thousands by filing date | |
| PRECIPIO INC | 74019L107 | COM | 97,893 | $12,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 15,043 | $12,000 | thousands by filing date | |
| PRESBIA PLC | G7234P100 | SHS | 16,733 | $12,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 11,862 | $11,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 19,648 | $11,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 12,455 | $11,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 13,055 | $11,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 16,482 | $11,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 20,241 | $11,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 67,719 | $11,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 19,057 | $10,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 22,174 | $10,000 | thousands by filing date | |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 11,911 | $10,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 10,942 | $10,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628202 | COM NEW | 19,343 | $10,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 11,943 | $8,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 13,496 | $8,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q403 | COM PAR | 49,143 | $8,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 10,454 | $8,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 15,737 | $6,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 14,045 | $6,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 10,449 | $6,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 14,571 | $6,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 10,917 | $6,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 12,449 | $6,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 11,274 | $5,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 12,498 | $5,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 14,100 | $5,000 | thousands by filing date | |
| MOSYS INC | 619718208 | COM NEW | 30,178 | $5,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 15,127 | $5,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 30,440 | $4,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 43,216 | $4,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W202 | COM NEW | 14,013 | $3,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 12,499 | $3,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W128 | W EXP 01/31/202 | 12,601 | $2,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U110 | *W EXP 11/21/201 | 47,100 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533964-19-000004 | this filing | 2019-04-12 | acceptance time not in the bulk data set |