13F-HR filed by Virtu Financial LLC
Virtu Financial LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-01-16, with 1,504 holding rows worth $1,848,421,000.
- Accession
- 0001533964-19-000002
- Filer
- CIK 1533964
- Filed
- 2019-01-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 1,673 entries on the cover page, a total value of $1,848,421,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,848,421,000 with VALUE read as thousands by filing date, 13F file number 028-14585. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVIRTU FINANCIAL CAPITAL MARKETS 028-12744
- included managerVirtu Financial BD LLC 028-13648
- included managerVirtu Americas LLC 028-15626
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 10,332 | $181,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 30,587 | $180,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 33,018 | $180,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 10,960 | $179,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 34,885 | $179,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 13,522 | $178,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 11,727 | $178,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 11,560 | $178,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 12,173 | $176,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 11,583 | $174,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 17,673 | $174,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 29,850 | $173,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 15,049 | $172,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 30,217 | $172,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 11,896 | $172,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 11,908 | $171,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 12,495 | $168,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 43,536 | $168,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 69,509 | $167,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 13,846 | $165,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 21,952 | $162,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 15,374 | $162,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 14,866 | $160,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 17,773 | $160,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 24,979 | $158,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 10,023 | $158,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 25,782 | $157,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 12,203 | $157,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 28,181 | $156,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 15,633 | $155,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 69,896 | $155,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 17,381 | $154,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K349 | DLY NATRL GAS 3X | 29,860 | $153,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 43,247 | $152,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 12,019 | $151,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 32,639 | $150,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 60,083 | $150,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 65,180 | $150,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 10,532 | $149,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 10,428 | $149,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 17,350 | $149,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 11,788 | $148,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 38,921 | $148,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 19,032 | $148,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 33,574 | $147,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 10,300 | $147,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 10,895 | $147,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 15,783 | $146,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 12,009 | $145,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 30,840 | $144,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 25,880 | $144,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 39,382 | $143,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 76,918 | $142,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 38,536 | $141,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 11,891 | $141,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 12,633 | $140,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 59,340 | $140,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 27,172 | $139,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 25,987 | $139,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E836 | DLY SEMICNDTR 3X | 10,502 | $139,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 10,826 | $137,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 13,208 | $137,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 15,416 | $135,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 24,709 | $134,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 17,344 | $133,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 91,855 | $132,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 12,661 | $130,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 19,087 | $129,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,215 | $129,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 12,410 | $127,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 30,982 | $127,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 14,193 | $127,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 17,469 | $126,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 11,408 | $125,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 23,711 | $125,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 31,318 | $125,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 10,584 | $124,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 16,513 | $124,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 11,129 | $124,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 14,317 | $123,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 17,148 | $123,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 29,377 | $122,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 30,932 | $122,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 25,397 | $122,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 65,048 | $122,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 11,096 | $121,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 12,424 | $121,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 10,986 | $121,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 24,358 | $121,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 13,225 | $120,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 42,044 | $120,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 30,403 | $119,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 15,051 | $119,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 36,207 | $119,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 138,233 | $119,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 12,041 | $118,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 12,747 | $117,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 36,897 | $117,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 12,361 | $117,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 26,242 | $115,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 11,356 | $115,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 12,284 | $114,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 30,585 | $114,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 24,330 | $113,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 12,105 | $113,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 21,597 | $112,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 84,334 | $112,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 32,995 | $111,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 14,085 | $110,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 10,939 | $109,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 71,772 | $109,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 67,918 | $109,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 36,037 | $108,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 11,318 | $107,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 35,508 | $107,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 10,774 | $106,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 10,144 | $106,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 15,226 | $106,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 15,458 | $105,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 18,725 | $105,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 39,525 | $105,000 | thousands by filing date | |
| HEXINDAI INC | 428295109 | ADR | 42,086 | $105,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 18,466 | $104,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 60,185 | $104,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 13,444 | $104,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 101,838 | $104,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 12,450 | $103,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 15,121 | $103,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 12,381 | $103,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 142,171 | $101,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 13,220 | $100,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 54,665 | $100,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 33,178 | $99,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 37,869 | $99,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 10,462 | $98,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 48,845 | $98,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 12,191 | $98,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 14,418 | $98,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 11,005 | $97,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 13,223 | $97,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 13,930 | $97,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 11,642 | $96,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 13,930 | $96,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 24,086 | $96,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 40,519 | $96,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 26,514 | $95,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 76,376 | $95,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 10,862 | $94,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 21,933 | $94,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 27,821 | $93,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 22,829 | $93,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 11,379 | $92,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 10,950 | $92,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 25,333 | $92,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 12,109 | $91,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 11,671 | $91,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 22,978 | $91,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 77,385 | $91,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 13,977 | $90,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 43,287 | $90,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 18,932 | $90,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 11,191 | $89,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 42,198 | $89,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 17,378 | $89,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 11,365 | $87,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 25,766 | $87,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 13,461 | $87,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 59,121 | $86,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 47,949 | $85,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 10,858 | $85,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 32,379 | $85,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 18,676 | $84,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 11,282 | $84,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 32,399 | $84,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 76,097 | $83,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 13,807 | $83,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 36,885 | $83,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 11,039 | $82,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 10,801 | $82,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 14,634 | $82,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 190,425 | $82,000 | thousands by filing date | |
| Arsanis Inc | 042873109 | COM | 35,322 | $82,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 32,191 | $82,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 10,790 | $81,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 25,645 | $81,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 14,644 | $81,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 17,101 | $81,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 31,102 | $81,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 12,696 | $80,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 15,682 | $80,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 41,851 | $79,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 10,138 | $78,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 10,725 | $78,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 26,722 | $78,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 10,946 | $77,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 10,075 | $77,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 40,535 | $77,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 18,664 | $77,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 19,069 | $76,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 11,163 | $76,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 10,594 | $75,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 10,366 | $75,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 12,812 | $75,000 | thousands by filing date | |
| AVINGER INC | 053734208 | COM NEW | 252,472 | $75,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 10,078 | $74,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 115,545 | $74,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 20,727 | $74,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 43,967 | $74,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 20,836 | $73,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 10,080 | $72,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 42,241 | $72,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 12,755 | $71,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 44,491 | $71,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 69,903 | $71,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 104,328 | $71,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 17,402 | $71,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 89,036 | $71,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 14,766 | $69,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 11,699 | $69,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 35,610 | $68,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 16,492 | $68,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 17,990 | $67,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 22,863 | $67,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 23,550 | $67,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 20,790 | $66,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 18,570 | $66,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 23,856 | $66,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 20,862 | $66,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 65,209 | $65,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 27,978 | $65,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 52,287 | $65,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 18,208 | $65,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 25,067 | $65,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 75,867 | $64,000 | thousands by filing date | |
| 3PEA INTL INC | 88579C109 | COM | 18,156 | $64,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 15,763 | $63,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 24,050 | $63,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 11,204 | $62,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 10,067 | $61,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 10,819 | $61,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 14,179 | $60,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 32,968 | $60,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 38,767 | $60,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 26,548 | $58,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 12,310 | $58,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 310,499 | $58,000 | thousands by filing date | |
| ABILITY INC | G8789K124 | SHS | 30,716 | $58,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 11,446 | $57,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 12,537 | $57,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 21,602 | $57,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 53,315 | $57,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 18,460 | $56,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 10,841 | $55,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 56,372 | $55,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 31,393 | $54,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 13,535 | $54,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 22,587 | $53,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 29,464 | $53,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 12,030 | $53,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 236,182 | $53,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 15,161 | $52,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 67,267 | $52,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 20,016 | $51,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 46,738 | $50,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 71,028 | $50,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 33,715 | $50,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 20,514 | $49,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 16,019 | $49,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 12,207 | $49,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 12,958 | $49,000 | thousands by filing date | |
| ALLIQUA BIOMEDICAL INC | 019621309 | COMMON STOCK | 25,373 | $48,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 14,094 | $48,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 11,228 | $48,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 28,214 | $47,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 10,944 | $46,000 | thousands by filing date | |
| INSPIREMD INC | 45779A861 | COM PAR | 291,021 | $46,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 13,261 | $45,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 16,601 | $45,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 61,793 | $45,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 34,113 | $45,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 14,201 | $45,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 77,372 | $44,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 68,266 | $44,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 10,566 | $44,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 10,055 | $44,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 17,821 | $43,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M300 | COM NEW | 36,452 | $43,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392109 | COM | 239,989 | $43,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 11,286 | $42,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 27,022 | $42,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 15,628 | $42,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 45,555 | $42,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 77,256 | $42,000 | thousands by filing date | |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 29,722 | $42,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 29,381 | $41,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 12,261 | $41,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 17,566 | $41,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 10,233 | $41,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 13,414 | $40,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 67,220 | $40,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 90,678 | $40,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 13,134 | $39,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 64,783 | $39,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 43,713 | $38,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 14,236 | $38,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 11,097 | $38,000 | thousands by filing date | |
| NEOVASC INC | 64065J205 | COM NEW | 63,055 | $38,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 29,304 | $37,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 18,342 | $37,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 32,615 | $36,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 23,419 | $35,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 18,872 | $35,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 28,963 | $35,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 16,274 | $34,000 | thousands by filing date | |
| TAOPING INC COM | G8675V101 | Stock | 27,942 | $34,000 | thousands by filing date | |
| MOSYS INC | 619718208 | COM NEW | 205,608 | $34,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 12,481 | $33,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 27,706 | $33,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 19,408 | $33,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 17,103 | $33,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 11,923 | $33,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 176,213 | $33,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 23,510 | $33,000 | thousands by filing date | |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 12,766 | $33,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 84,128 | $33,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 36,000 | $33,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 34,884 | $32,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 10,178 | $32,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 66,585 | $32,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 31,570 | $32,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 68,391 | $32,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 26,536 | $31,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 22,181 | $31,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 53,447 | $31,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721407 | COM | 20,906 | $31,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 16,552 | $31,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 35,819 | $30,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 91,862 | $29,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 24,316 | $29,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 36,708 | $29,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 12,929 | $29,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E300 | COM NEW | 25,702 | $29,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 11,907 | $29,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 34,520 | $29,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 19,069 | $28,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 31,595 | $28,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 35,230 | $28,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 13,818 | $28,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 13,496 | $28,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 15,032 | $27,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 34,509 | $27,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 63,410 | $26,000 | thousands by filing date | |
| U S GOLD CORP | 90291C102 | COM PAR NEW | 29,378 | $26,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 20,912 | $25,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 14,302 | $25,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 97,840 | $25,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 29,624 | $25,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 35,964 | $25,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 11,246 | $24,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 12,790 | $24,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 49,234 | $23,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 22,412 | $23,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 39,702 | $23,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 45,842 | $22,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 31,129 | $22,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 63,890 | $22,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 36,669 | $22,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 10,023 | $21,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 11,248 | $21,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 38,943 | $21,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 16,714 | $21,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 13,597 | $21,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 13,672 | $21,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 11,568 | $20,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 19,523 | $20,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750201 | COM NEW | 150,255 | $20,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 11,201 | $19,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 11,029 | $19,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 11,621 | $19,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 25,232 | $19,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 19,557 | $19,000 | thousands by filing date | |
| PRECIPIO INC | 74019L107 | COM | 125,173 | $19,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 16,974 | $18,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 37,994 | $18,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 23,246 | $18,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 51,208 | $18,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931602 | COM NEW | 14,160 | $18,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 30,125 | $18,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 17,676 | $17,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 11,917 | $17,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 72,385 | $17,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 86,509 | $17,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 49,354 | $17,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 10,624 | $16,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 14,247 | $16,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 53,495 | $16,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 37,766 | $16,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 20,169 | $16,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 57,219 | $16,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 11,297 | $16,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W202 | COM NEW | 56,824 | $16,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 21,842 | $15,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 12,126 | $15,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 21,398 | $15,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 11,420 | $15,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 22,829 | $15,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 20,787 | $15,000 | thousands by filing date | |
| SPHERIX INC | 84842R403 | COM PAR NEW | 22,938 | $15,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 62,317 | $15,000 | thousands by filing date | |
| XPRESSPA GROUP INC | 98420U109 | COM | 97,579 | $15,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 11,616 | $14,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 10,808 | $14,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 16,322 | $14,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 10,313 | $14,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 41,619 | $14,000 | thousands by filing date | |
| LM FDG AMER INC COM NEW | 502074305 | Stock | 11,468 | $14,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 25,528 | $13,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 11,670 | $13,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 12,420 | $13,000 | thousands by filing date | |
| SHINECO INC COM NEW | 824567200 | Stock | 23,004 | $13,000 | thousands by filing date | |
| MAGNEGAS APPLIED TECHNLGY SO | 55939M101 | COM | 52,758 | $13,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS INC | Y2069P507 | SHS PAR | 19,809 | $13,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 48,330 | $13,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 20,337 | $12,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 10,404 | $12,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K402 | COM PAR | 41,930 | $12,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 11,590 | $12,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 10,113 | $12,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 14,455 | $12,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 29,639 | $12,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 128,277 | $11,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 15,974 | $11,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 29,429 | $11,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 25,575 | $11,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 12,285 | $11,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 19,292 | $11,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 98,004 | $11,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 18,233 | $11,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156119 | SHS NEW | 14,103 | $11,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 11,327 | $10,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 14,283 | $10,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 96,325 | $10,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 17,543 | $10,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592309 | SHS NEW | 14,518 | $10,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 22,891 | $10,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 10,792 | $10,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 24,902 | $10,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 17,955 | $10,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H304 | COM PAR | 113,970 | $10,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 13,375 | $10,000 | thousands by filing date | |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 11,314 | $10,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 13,690 | $9,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 51,244 | $9,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 97,880 | $9,000 | thousands by filing date | |
| PRECISION THERAPEUTICS INC | 74033P100 | COM | 13,890 | $9,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 14,423 | $8,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 11,346 | $8,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 46,020 | $8,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 10,923 | $8,000 | thousands by filing date | |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 13,728 | $8,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 20,254 | $8,000 | thousands by filing date | |
| ATTIS INDS INC | 049836109 | COM | 47,752 | $8,000 | thousands by filing date | |
| AURIS MED HLDG AG | H0381L104 | COM | 17,875 | $8,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 12,104 | $7,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 14,314 | $7,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 14,883 | $7,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 39,749 | $7,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 13,800 | $7,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 12,218 | $7,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 10,433 | $7,000 | thousands by filing date | |
| ALLIANCE MMA INC | 018626101 | COM | 42,510 | $7,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 15,424 | $6,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 21,168 | $6,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 25,771 | $6,000 | thousands by filing date | |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 12,929 | $6,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 17,623 | $6,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q403 | COM PAR | 24,006 | $6,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTL IN | 458173309 | COM | 24,949 | $6,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C300 | COM NEW | 27,029 | $6,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760137 | SHS NEW | 11,767 | $6,000 | thousands by filing date | |
| PRESBIA PLC | G7234P100 | SHS | 18,695 | $6,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 11,898 | $5,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 14,860 | $5,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 63,144 | $5,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 26,904 | $5,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 13,800 | $5,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 33,884 | $4,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 19,584 | $4,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 10,437 | $4,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 10,635 | $4,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 10,594 | $4,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 306,226 | $4,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 13,771 | $3,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 15,001 | $3,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 13,012 | $3,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 18,339 | $3,000 | thousands by filing date | |
| KITOV PHARMA LTD | 49803V115 | *W EXP 11/25/202 | 13,180 | $3,000 | thousands by filing date | |
| MOXIAN INC | 624697207 | COM NEW | 10,154 | $3,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 16,918 | $3,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025119 | *W EXP 04/29/201 | 95,510 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533964-19-000002 | this filing | 2019-01-16 | acceptance time not in the bulk data set |