13F-HR filed by Virtu Financial LLC
Virtu Financial LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 1,656 holding rows worth $26,025,715,000.
- Accession
- 0001533964-18-000006
- Filer
- CIK 1533964
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 1,885 entries on the cover page, a total value of $26,025,715,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $26,025,715,000 with VALUE read as thousands by filing date, 13F file number 028-14585. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerVIRTU FINANCIAL CAPITAL MARKETS 028-12744
- included managerVirtu Financial BD LLC 028-13648
- included managerVirtu Americas LLC 028-15626
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SESEN BIO INC | 817763105 | COM | 17,967 | $39,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 140,969 | $39,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 38,251 | $39,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 13,327 | $38,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 29,146 | $38,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q403 | COM PAR | 39,242 | $38,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 10,305 | $38,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 33,166 | $38,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 118,267 | $38,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 35,908 | $37,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 12,607 | $37,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 44,147 | $37,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 21,413 | $37,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C300 | COM NEW | 42,537 | $37,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015206 | COM NEW | 13,059 | $37,000 | thousands by filing date | |
| THE9 LTD SPON ADS NEW | 88337K203 | ADR | 23,874 | $37,000 | thousands by filing date | |
| Arsanis Inc | 042873109 | COM | 22,853 | $37,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 17,969 | $36,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 30,258 | $36,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 189,095 | $35,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 20,700 | $35,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 11,340 | $35,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 34,705 | $35,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 26,870 | $35,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 23,669 | $34,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 15,813 | $34,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 10,308 | $33,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 23,829 | $33,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 70,735 | $33,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 14,305 | $32,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 86,588 | $32,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 34,208 | $31,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 13,143 | $31,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 12,415 | $31,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 18,731 | $31,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 12,551 | $30,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 12,910 | $30,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 173,155 | $30,000 | thousands by filing date | |
| XPRESSPA GROUP INC | 98420U109 | COM | 198,916 | $30,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 40,263 | $29,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 12,052 | $29,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P201 | SHS | 99,150 | $29,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 33,013 | $28,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 14,138 | $28,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 20,592 | $28,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 17,254 | $27,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 27,483 | $27,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 13,008 | $27,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 29,433 | $26,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 25,385 | $26,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 25,133 | $26,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 23,911 | $26,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 111,707 | $25,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 107,033 | $25,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 15,727 | $25,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 22,909 | $25,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 13,839 | $24,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 11,335 | $24,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 46,845 | $24,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 24,217 | $24,000 | thousands by filing date | |
| NEMAURA MED INC | 640442109 | COM | 10,261 | $24,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 14,476 | $24,000 | thousands by filing date | |
| VALERITAS HLDGS INC | 91914N202 | COM NEW | 17,889 | $24,000 | thousands by filing date | |
| PRECISION THERAPEUTICS INC | 74033P100 | COM | 22,201 | $24,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 14,766 | $23,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 11,162 | $23,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 24,909 | $23,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 13,768 | $23,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC | 85855A302 | COM | 16,317 | $23,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 33,968 | $23,000 | thousands by filing date | |
| WESTWATER RES INC | 961684107 | COM | 107,075 | $22,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 21,234 | $22,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q508 | COM NEW | 18,753 | $22,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 12,549 | $21,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 112,279 | $21,000 | thousands by filing date | |
| SSLJ COM LIMITED | G8406F102 | SHS CL A | 28,020 | $21,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 20,229 | $20,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 39,299 | $20,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 12,323 | $20,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 20,967 | $20,000 | thousands by filing date | |
| CDTI ADVANCED MATLS INC | 12514V204 | COM NEW | 10,398 | $20,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 53,892 | $20,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 11,298 | $20,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 27,582 | $20,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 30,053 | $19,000 | thousands by filing date | |
| DROPCAR INC | 26210U104 | COM | 37,674 | $19,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC COM NEW | 767836307 | Stock | 10,318 | $19,000 | thousands by filing date | |
| MOSYS INC | 619718208 | COM NEW | 27,371 | $19,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 10,278 | $18,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 12,993 | $18,000 | thousands by filing date | |
| SIGMA LABS INC | 826598302 | COM PAR | 15,296 | $18,000 | thousands by filing date | |
| PAYMENT DATA SYS INC | 70438S202 | COM NEW | 10,007 | $18,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748206 | COM NEW | 41,515 | $18,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 13,444 | $17,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 13,982 | $17,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 16,033 | $17,000 | thousands by filing date | |
| AVINGER INC | 053734208 | COM NEW | 12,508 | $17,000 | thousands by filing date | |
| Fgl Holdings Wt Exp | g3402m110 | WT | 10,845 | $17,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 13,115 | $16,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N114 | *W EXP 05/30/202 | 17,984 | $16,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 13,554 | $16,000 | thousands by filing date | |
| CHINA LENDING CORP | G21612109 | SHS | 18,644 | $16,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 47,740 | $15,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 71,027 | $15,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 24,606 | $14,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 11,337 | $14,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 11,201 | $14,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 18,210 | $14,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 25,346 | $13,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 24,604 | $13,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 13,597 | $13,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 37,178 | $13,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 10,879 | $13,000 | thousands by filing date | |
| ATTIS INDS INC | 049836109 | COM | 45,310 | $13,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 22,133 | $13,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 35,002 | $12,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 45,921 | $12,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J112 | *W EXP 08/01/202 | 11,837 | $12,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760137 | SHS NEW | 12,924 | $12,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 11,117 | $12,000 | thousands by filing date | |
| SPHERIX INC | 84842R403 | COM PAR NEW | 11,988 | $12,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 10,967 | $11,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 24,478 | $11,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 10,581 | $11,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 21,281 | $11,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 45,940 | $11,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 16,554 | $11,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 21,293 | $10,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 23,128 | $10,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N201 | COM NEW | 17,653 | $10,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 18,471 | $9,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 12,498 | $9,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 10,024 | $9,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 12,117 | $8,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 21,694 | $8,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 37,489 | $8,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC | 761123405 | COM NEW | 179,869 | $8,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A114 | *W EXP 07/31/202 | 26,267 | $7,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 24,632 | $7,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 16,729 | $6,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 35,662 | $6,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W202 | COM NEW | 11,248 | $6,000 | thousands by filing date | |
| PRECIPIO INC | 74019L107 | COM | 15,549 | $6,000 | thousands by filing date | |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 394,068 | $6,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 13,985 | $6,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 15,253 | $5,000 | thousands by filing date | |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 12,121 | $5,000 | thousands by filing date | |
| INSPIREMD INC | 45779A861 | COM PAR | 20,703 | $5,000 | thousands by filing date | |
| ALLIANCE MMA INC | 018626101 | COM | 15,096 | $4,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E120 | *W EXP 02/28/202 | 21,880 | $4,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V119 | RIGHT 08/11/2017 | 21,321 | $4,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 474,366 | $3,000 | thousands by filing date | |
| SOLENO THERAPEUTICS INC | 834203135 | *W EXP 11/12/201 | 12,579 | $2,000 | thousands by filing date | |
| GABELLI CONV&INCOM SECS FD I | 36240B125 | RIGHT 10/17/2018 | 21,502 | $2,000 | thousands by filing date | |
| NXT ID INC | 67091J123 | *W EXP 02/09/201 | 12,124 | $1,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025119 | *W EXP 04/29/201 | 62,041 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533964-18-000006 | this filing | 2018-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001533964-18-000007 | base | 2018-11-13 | acceptance time not in the bulk data set |