13F-HR/A filed by Virtu Financial LLC
Virtu Financial LLC filed this 13F-HR/A for the quarter ended 2018-06-30, filed 2018-07-30, with 1,932 holding rows worth $1,665,922,000.
- Accession
- 0001533964-18-000005
- Filer
- CIK 1533964
- Filed
- 2018-07-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, amendment of type restatement, 2,158 entries on the cover page, a total value of $1,665,922,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,665,922,000 with VALUE read as thousands by filing date, 13F file number 028-14585. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVIRTU FINANCIAL CAPITAL MARKETS 028-12744
- included managerVirtu Financial BD LLC 028-13648
- included managerVirtu Americas LLC 028-15626
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIVEPERSON, INC. | 538146101 | COM | 9,599 | $203,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 6,501 | $203,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 2,861 | $203,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 20,555 | $203,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 28,869 | $202,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 6,753 | $202,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 20,857 | $202,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 5,208 | $202,000 | thousands by filing date | |
| iShares MSCI Australia | 46435G607 | MSCI AUSTRALIA | 8,067 | $202,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 9,829 | $201,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 12,224 | $201,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 3,815 | $201,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 5,631 | $201,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 16,037 | $201,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 53,589 | $201,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,101 | $200,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,356 | $200,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 2,834 | $200,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 52,894 | $200,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 10,348 | $196,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 19,922 | $194,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 18,586 | $192,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 11,331 | $191,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 30,047 | $191,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 12,615 | $190,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 39,408 | $190,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 10,828 | $190,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 20,517 | $189,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 48,459 | $189,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 11,212 | $188,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 12,274 | $187,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 13,915 | $187,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 78,521 | $187,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 24,985 | $186,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 22,511 | $186,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 52,291 | $185,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 20,722 | $184,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 13,135 | $184,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 20,708 | $182,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 16,515 | $181,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 12,272 | $179,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 12,247 | $178,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 30,670 | $178,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 14,185 | $178,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 88,077 | $178,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 13,280 | $177,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 11,388 | $175,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 12,781 | $175,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 11,141 | $174,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 14,614 | $174,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 68,429 | $171,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 10,203 | $169,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 10,620 | $167,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 13,973 | $166,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E109 | DAILY SLR BULL | 23,265 | $166,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 32,979 | $164,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 19,178 | $164,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 34,734 | $163,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 80,553 | $163,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 14,158 | $163,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 12,809 | $162,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 35,996 | $162,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 16,766 | $162,000 | thousands by filing date | |
| PROSHARES TR | 74348A392 | ULTPRO SHT MDCP | 17,861 | $159,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 21,544 | $157,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 52,694 | $156,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 21,091 | $155,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 10,626 | $155,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 11,096 | $155,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 24,092 | $154,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 71,068 | $153,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 58,977 | $153,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 10,120 | $151,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 44,333 | $151,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 15,254 | $151,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 13,587 | $149,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 43,964 | $149,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274E125 | NT LKD 46 | 21,691 | $149,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 30,889 | $148,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 13,432 | $147,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 10,414 | $146,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 17,022 | $145,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 19,128 | $144,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 11,620 | $144,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 52,050 | $144,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 35,045 | $143,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 26,645 | $143,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 13,476 | $142,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 20,672 | $140,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 12,923 | $139,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 32,166 | $138,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 16,581 | $138,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 18,098 | $137,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 17,532 | $137,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 10,191 | $135,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 32,730 | $135,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 23,211 | $135,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 10,156 | $134,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 54,644 | $134,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 15,989 | $131,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 49,128 | $131,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 10,283 | $130,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 37,554 | $130,000 | thousands by filing date | |
| CLPS INCORPORATION | G31642104 | COM | 10,021 | $130,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 14,112 | $128,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 14,593 | $128,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 38,595 | $128,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 96,639 | $128,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 580,070 | $128,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 13,110 | $127,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 10,972 | $127,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 10,264 | $125,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 11,101 | $123,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 16,039 | $123,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 26,512 | $122,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 19,571 | $119,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 84,751 | $119,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 41,290 | $118,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 54,499 | $118,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 11,062 | $117,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 43,565 | $117,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 62,549 | $116,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 102,241 | $115,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 10,966 | $114,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 63,752 | $114,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L104 | COM | 43,771 | $114,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 14,011 | $113,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 84,327 | $113,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 38,508 | $113,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 11,610 | $112,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 32,029 | $111,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 91,188 | $109,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 47,815 | $108,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 92,018 | $108,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 45,728 | $107,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 10,411 | $106,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 11,161 | $104,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 13,068 | $104,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 26,864 | $104,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D340 | VELOCITY SHS MED | 10,772 | $104,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 17,734 | $103,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 266,886 | $103,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 15,268 | $102,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 13,106 | $102,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 10,097 | $101,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 26,750 | $101,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 11,275 | $101,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 17,511 | $99,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 10,245 | $99,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 19,638 | $99,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 11,860 | $98,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 37,739 | $97,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 25,109 | $97,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 21,652 | $97,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 23,511 | $96,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 12,708 | $96,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 18,973 | $96,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 14,731 | $96,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 16,725 | $95,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 45,725 | $95,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 28,156 | $95,000 | thousands by filing date | |
| OPGEN INC | 68373L208 | COM NEW | 53,771 | $95,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 35,417 | $94,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 11,256 | $93,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 20,020 | $93,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 13,742 | $92,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 12,458 | $91,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 23,451 | $91,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 18,673 | $90,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 108,448 | $90,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 30,511 | $90,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 17,391 | $89,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 33,631 | $89,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 15,669 | $88,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 28,168 | $88,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 11,165 | $88,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 11,061 | $87,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 22,639 | $86,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 27,844 | $86,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 73,609 | $86,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 12,904 | $85,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 12,664 | $83,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 23,784 | $83,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 37,807 | $83,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 60,145 | $83,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 20,188 | $82,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 10,390 | $82,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 31,379 | $80,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 12,168 | $80,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 28,420 | $80,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 11,489 | $80,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 21,172 | $79,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 78,540 | $79,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 11,042 | $78,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 10,542 | $78,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 23,963 | $77,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 20,609 | $77,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 12,784 | $76,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 18,884 | $76,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 36,208 | $76,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 56,760 | $76,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 13,185 | $75,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 38,348 | $75,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 45,567 | $74,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 13,084 | $73,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 24,448 | $73,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 12,333 | $72,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 30,155 | $72,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 15,163 | $72,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 32,439 | $71,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 28,201 | $71,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 14,206 | $70,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 22,608 | $70,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 25,732 | $70,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 15,540 | $69,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 11,304 | $68,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 11,307 | $68,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 27,357 | $68,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505830 | REX VOLMAX SHORT | 22,666 | $68,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 11,386 | $63,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 14,147 | $63,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 16,309 | $63,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 12,849 | $62,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 96,305 | $62,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 22,828 | $61,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 62,877 | $61,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 18,609 | $60,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 47,845 | $60,000 | thousands by filing date | |
| DPW HLDGS INC | 26140E105 | COM | 110,021 | $60,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 14,875 | $59,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 11,926 | $59,000 | thousands by filing date | |
| COOL HLDGS INC | 21640C105 | COM | 16,596 | $59,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 94,631 | $59,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 50,039 | $58,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 29,800 | $58,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 23,233 | $57,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 13,288 | $57,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A105 | COM | 77,086 | $57,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 10,305 | $56,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 23,493 | $56,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 16,731 | $56,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 11,737 | $55,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 15,346 | $54,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 16,169 | $54,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 12,309 | $54,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H304 | COM PAR | 100,361 | $54,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 45,455 | $53,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 142,421 | $53,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 76,603 | $52,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 31,791 | $50,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 30,369 | $50,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 21,941 | $50,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 18,667 | $50,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 20,212 | $49,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 12,223 | $49,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 10,662 | $49,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS INC | Y2069P507 | SHS PAR | 30,979 | $49,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 115,215 | $49,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 11,604 | $48,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 23,618 | $48,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 28,020 | $48,000 | thousands by filing date | |
| CHINA LENDING CORP | G21612109 | SHS | 16,009 | $48,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 14,096 | $47,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 97,517 | $47,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 26,197 | $47,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 15,368 | $47,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 16,131 | $47,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 36,437 | $47,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 10,496 | $47,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 20,095 | $46,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 25,377 | $46,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 27,973 | $46,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255708 | COM PAR | 34,931 | $46,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 25,360 | $45,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 15,244 | $45,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 187,952 | $45,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 16,043 | $44,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 15,320 | $44,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 18,027 | $44,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 18,887 | $44,000 | thousands by filing date | |
| XPRESSPA GROUP INC | 98420U109 | COM | 151,470 | $44,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 15,764 | $43,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 43,174 | $43,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 39,337 | $42,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 22,920 | $42,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 49,484 | $42,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 11,031 | $42,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 18,150 | $42,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 30,092 | $41,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 18,135 | $41,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 29,033 | $41,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 15,473 | $41,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 11,992 | $41,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 20,918 | $40,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 13,132 | $40,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 19,525 | $40,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 25,695 | $39,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 15,151 | $39,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 20,140 | $39,000 | thousands by filing date | |
| WESTWATER RES INC | 961684107 | COM | 95,296 | $39,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 15,695 | $39,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 35,183 | $38,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 16,221 | $38,000 | thousands by filing date | |
| LEVEL BRANDS INC | 52730Q209 | COM NEW | 10,287 | $38,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 15,736 | $37,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 119,344 | $36,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 23,060 | $36,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 25,683 | $36,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 19,300 | $35,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 27,276 | $35,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 17,829 | $35,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 16,547 | $34,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K402 | COM PAR | 23,662 | $34,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 11,070 | $34,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 26,251 | $34,000 | thousands by filing date | |
| WILLSCOT CORP | 971375118 | *W EXP 09/10/202 | 14,998 | $34,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 25,607 | $33,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 10,643 | $33,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,044 | $32,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 13,522 | $32,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 124,195 | $32,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 24,354 | $32,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 31,130 | $32,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 13,072 | $31,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 11,668 | $31,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 25,186 | $30,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 12,843 | $30,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 43,229 | $30,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 10,612 | $28,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P201 | SHS | 71,547 | $28,000 | thousands by filing date | |
| LM FDG AMER INC | 502074107 | COM | 62,558 | $28,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 16,781 | $27,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 11,230 | $27,000 | thousands by filing date | |
| AMEDICA CORP | 023435407 | COM PAR | 28,494 | $27,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 12,526 | $25,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 127,286 | $25,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 15,035 | $25,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 37,867 | $25,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 126,825 | $25,000 | thousands by filing date | |
| AVINGER INC | 053734208 | COM NEW | 15,089 | $25,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748206 | COM NEW | 54,031 | $25,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 20,808 | $24,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 16,687 | $24,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 13,055 | $24,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 15,788 | $24,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 12,146 | $23,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 41,066 | $23,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C808 | COM PAR | 12,073 | $23,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 20,962 | $23,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 32,136 | $22,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 44,012 | $22,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 20,125 | $22,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 64,429 | $22,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 16,103 | $22,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L400 | COM PAR | 55,739 | $22,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 21,430 | $21,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 23,306 | $21,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 17,357 | $21,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 22,575 | $21,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 10,009 | $20,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 16,358 | $20,000 | thousands by filing date | |
| SHINECO INC COM NEW | 824567200 | Stock | 11,644 | $20,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 39,337 | $19,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 13,301 | $19,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 43,779 | $19,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 19,407 | $19,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 42,259 | $19,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 16,944 | $19,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 45,554 | $19,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 34,128 | $19,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 11,459 | $18,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 16,426 | $18,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 49,312 | $18,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 10,906 | $18,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 15,403 | $17,000 | thousands by filing date | |
| VALERITAS HLDGS INC | 91914N202 | COM NEW | 12,429 | $17,000 | thousands by filing date | |
| INSPIREMD INC | 45779A861 | COM PAR | 62,626 | $16,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 17,288 | $16,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 13,888 | $16,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 22,052 | $15,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 12,082 | $15,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 19,253 | $15,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 38,126 | $15,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 11,891 | $15,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 13,152 | $15,000 | thousands by filing date | |
| IZEA INC | 46603N301 | COM | 15,359 | $15,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 27,023 | $14,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 32,111 | $14,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 19,180 | $14,000 | thousands by filing date | |
| JMU LTD | 46647L105 | SPONSORED ADR | 32,572 | $14,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 13,004 | $13,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 12,192 | $13,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 14,419 | $13,000 | thousands by filing date | |
| INPIXON | 45790J305 | COM NEW | 78,982 | $13,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 23,761 | $12,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 10,032 | $12,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760137 | SHS NEW | 13,419 | $12,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 12,752 | $12,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 51,085 | $11,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 22,706 | $11,000 | thousands by filing date | |
| MABVAX THERAPEUTICS | 55414P702 | Equities | 12,783 | $11,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 18,539 | $10,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 22,691 | $10,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 10,654 | $10,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 30,718 | $10,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754403 | COM PAR | 36,894 | $10,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L209 | COM NEW | 21,357 | $10,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 10,400 | $9,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 12,951 | $9,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 39,683 | $9,000 | thousands by filing date | |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 13,451 | $8,000 | thousands by filing date | |
| ALLIANCE MMA INC | 018626101 | COM | 24,764 | $8,000 | thousands by filing date | |
| YUMA ENERGY INC NEW | 98872F105 | COM | 13,321 | $7,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 10,873 | $7,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC COM PAR | 68232V306 | Stock | 17,475 | $7,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 14,836 | $6,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 54,562 | $6,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 466,518 | $5,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750201 | COM NEW | 19,811 | $5,000 | thousands by filing date | |
| OPGEN INC | 68373L125 | *W EXP 05/08/202 | 10,947 | $5,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 20,537 | $5,000 | thousands by filing date | |
| TORTOISE MLP FD INC | 89148B119 | RIGHT 07/18/2018 | 10,871 | $4,000 | thousands by filing date | |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 268,741 | $4,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V119 | RIGHT 08/11/2017 | 21,951 | $4,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 14,633 | $3,000 | thousands by filing date | |
| Regional Health Properties Inc | 75903M101 | COM | 13,485 | $3,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F138 | *W EXP 04/20/202 | 11,892 | $2,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 10,965 | $1,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025119 | *W EXP 04/29/201 | 50,648 | $1,000 | thousands by filing date | |
| ONCOBIOLOG-CW17A | 68235M113 | EQUITY WRT | 13,755 | $1,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 45,539 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 25,963 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533964-18-000004 | superseded | 2018-07-30 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001533964-18-000005 | this filing | 2018-07-30 | acceptance time not in the bulk data set |