13F-HR filed by Virtu Financial LLC
Virtu Financial LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-14, with 1,878 holding rows worth $1,858,330,000.
- Accession
- 0001533964-18-000003
- Filer
- CIK 1533964
- Filed
- 2018-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 2,029 entries on the cover page, a total value of $1,858,330,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,858,330,000 with VALUE read as thousands by filing date, 13F file number 028-14585. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVIRTU FINANCIAL CAPITAL MARKETS 028-12744
- included managerVirtu Financial BD LLC 028-13648
- included managerVirtu Americas LLC 028-15626
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VEREIT INC | 92339V100 | COM | 19,148 | $133,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 19,594 | $133,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 12,787 | $133,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 10,401 | $133,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 23,775 | $132,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 10,558 | $132,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 20,139 | $131,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 61,279 | $131,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 34,807 | $131,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 11,619 | $130,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 10,774 | $129,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS INC | Y2069P507 | SHS PAR | 85,734 | $129,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 11,269 | $128,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 13,530 | $127,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 70,744 | $127,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 19,437 | $127,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 55,190 | $126,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 11,667 | $126,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 40,884 | $125,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 37,772 | $125,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 14,774 | $125,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 14,343 | $124,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 13,089 | $124,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 17,116 | $123,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 30,936 | $123,000 | thousands by filing date | |
| TWO RDS SHARED TR ANFIELD DIVERSIF | 90213U115 | ETF | 12,386 | $123,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 32,598 | $123,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 11,530 | $122,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 18,510 | $122,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 37,784 | $122,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 28,921 | $121,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 15,217 | $120,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 24,522 | $120,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 45,238 | $120,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 11,527 | $119,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 19,351 | $118,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 42,781 | $117,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 12,670 | $117,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 14,223 | $117,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 58,226 | $117,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 20,123 | $117,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 14,570 | $116,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 14,866 | $116,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 17,099 | $116,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 15,136 | $115,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 20,053 | $115,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 15,235 | $115,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 29,232 | $115,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 69,937 | $115,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 21,879 | $113,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 13,360 | $113,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 11,163 | $113,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 55,500 | $112,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 12,896 | $112,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 94,582 | $111,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 46,610 | $111,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 35,270 | $110,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 12,432 | $109,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 20,996 | $109,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 34,980 | $109,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 21,714 | $109,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 11,407 | $109,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 15,500 | $107,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 10,205 | $106,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 11,631 | $106,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 25,435 | $106,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 27,480 | $106,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 47,200 | $106,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 21,593 | $105,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 126,794 | $103,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 11,704 | $103,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 23,916 | $103,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 16,665 | $101,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 16,654 | $101,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 37,117 | $101,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 26,201 | $101,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 50,485 | $100,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 14,683 | $99,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 18,738 | $99,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 426,837 | $99,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y800 | COM | 53,356 | $98,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 10,375 | $98,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 13,733 | $97,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 78,173 | $97,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 99,588 | $97,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 16,607 | $96,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 12,157 | $96,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 11,441 | $96,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 14,220 | $96,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 41,635 | $96,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 13,433 | $95,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 14,358 | $95,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 13,276 | $94,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 42,699 | $94,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 10,167 | $93,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 47,937 | $93,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 14,999 | $93,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 13,591 | $92,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 60,565 | $91,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 27,445 | $91,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 14,523 | $89,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 27,622 | $88,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 69,830 | $88,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 66,092 | $87,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 35,962 | $87,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 11,800 | $86,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 15,350 | $84,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 12,998 | $84,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 25,026 | $84,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 43,837 | $84,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 18,881 | $84,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q508 | COM NEW | 30,009 | $84,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 10,050 | $83,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 36,923 | $83,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 16,833 | $82,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 26,377 | $82,000 | thousands by filing date | |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 73,345 | $82,000 | thousands by filing date | |
| INFOSONICS CORP | 456784305 | COM PAR | 10,777 | $82,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 14,891 | $81,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 16,457 | $81,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 21,680 | $80,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 10,748 | $80,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 73,180 | $80,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 16,566 | $79,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D787 | VIX MID TERM | 10,384 | $79,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 39,611 | $78,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 10,655 | $78,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 23,876 | $78,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 12,572 | $77,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H750 | ETN DJUBS ENRG37 | 12,003 | $77,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 21,779 | $77,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 19,043 | $76,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 34,550 | $76,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 29,584 | $76,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H304 | COM PAR | 89,754 | $76,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 20,564 | $75,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 36,129 | $75,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 113,990 | $74,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 22,923 | $74,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255708 | COM PAR | 52,258 | $74,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 21,348 | $73,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 10,024 | $73,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 46,255 | $73,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 116,413 | $73,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 14,755 | $71,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 14,676 | $71,000 | thousands by filing date | |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 16,796 | $71,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 52,410 | $71,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 15,101 | $70,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 15,311 | $70,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 12,576 | $69,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 15,314 | $68,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 33,712 | $68,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 12,537 | $67,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 10,625 | $67,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 22,582 | $67,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C808 | COM PAR | 20,824 | $67,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 58,139 | $66,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 12,700 | $66,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 23,634 | $65,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 28,872 | $65,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 15,583 | $65,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 28,870 | $64,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 39,941 | $64,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 16,071 | $63,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 13,671 | $63,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 25,592 | $63,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 19,556 | $62,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 37,900 | $62,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 15,325 | $62,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 32,008 | $62,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 22,199 | $61,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 70,500 | $61,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 20,314 | $61,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 29,785 | $61,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 31,276 | $61,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 37,304 | $61,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 55,625 | $61,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 35,288 | $60,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 303,906 | $59,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 17,543 | $59,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 40,413 | $59,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 14,532 | $58,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 69,094 | $58,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 231,736 | $58,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 10,447 | $58,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 50,760 | $58,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 12,711 | $57,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 10,321 | $57,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 25,991 | $57,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 19,087 | $57,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 78,587 | $56,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 20,316 | $56,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 19,362 | $55,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 40,495 | $55,000 | thousands by filing date | |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 47,680 | $55,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 11,374 | $54,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 11,607 | $54,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 11,428 | $54,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 29,180 | $54,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 45,759 | $54,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 25,233 | $53,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 45,070 | $53,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 39,613 | $53,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 12,012 | $52,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 35,720 | $52,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 18,720 | $52,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 10,219 | $52,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 32,571 | $52,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 11,553 | $51,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 14,909 | $51,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 29,359 | $50,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 24,424 | $50,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 48,082 | $50,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 20,321 | $50,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 11,891 | $50,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 156,259 | $50,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 34,383 | $50,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 12,306 | $50,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L209 | COM NEW | 49,794 | $50,000 | thousands by filing date | |
| SEMILEDS CORP | 816645204 | COM NEW | 16,067 | $49,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 18,756 | $49,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 29,495 | $49,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 25,381 | $48,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 23,914 | $48,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 19,006 | $48,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 39,322 | $48,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 45,804 | $48,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 25,827 | $47,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 18,708 | $47,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 22,747 | $47,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 38,578 | $46,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 126,673 | $45,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 14,897 | $45,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 11,601 | $44,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 24,863 | $44,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 16,619 | $43,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 31,291 | $43,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 14,531 | $43,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 35,516 | $42,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 22,516 | $42,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 10,287 | $42,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 18,705 | $42,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 143,401 | $41,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 21,213 | $40,000 | thousands by filing date | |
| INSPIREMD INC | 45779A861 | COM PAR | 38,400 | $40,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L104 | COM | 14,049 | $40,000 | thousands by filing date | |
| OPGEN INC | 68373L208 | COM NEW | 23,570 | $40,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 37,505 | $39,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 11,332 | $39,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 12,227 | $39,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 27,495 | $39,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A705 | COM PAR | 37,533 | $39,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H209 | COM NEW | 87,397 | $39,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 35,605 | $38,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 65,358 | $37,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 12,965 | $37,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 25,246 | $37,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 105,916 | $37,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 22,337 | $37,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 14,773 | $37,000 | thousands by filing date | |
| MOSYS INC | 619718208 | COM NEW | 30,646 | $36,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 61,615 | $35,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 10,146 | $35,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 27,227 | $35,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L400 | COM PAR | 37,785 | $35,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 37,685 | $35,000 | thousands by filing date | |
| AURIS MED HLDG AG | H0381L104 | COM | 22,100 | $35,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 14,980 | $34,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 22,108 | $34,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 68,000 | $34,000 | thousands by filing date | |
| WILLSCOT CORP | 971375118 | *W EXP 09/10/202 | 20,208 | $34,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 23,204 | $33,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 14,019 | $33,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 18,174 | $33,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 24,747 | $33,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 39,605 | $33,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 11,972 | $32,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 12,092 | $32,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 31,526 | $31,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 19,823 | $31,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 17,892 | $30,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 21,472 | $30,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 33,052 | $30,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 11,234 | $30,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 18,249 | $30,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 22,968 | $30,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 11,210 | $29,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 14,256 | $29,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 27,909 | $28,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 16,283 | $28,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 94,245 | $28,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 26,407 | $28,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 11,516 | $27,000 | thousands by filing date | |
| SIGMA LABS INC | 826598302 | COM PAR | 18,943 | $27,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505830 | REX VOLMAX SHORT | 10,033 | $27,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 10,398 | $26,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 21,191 | $26,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 18,871 | $26,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 31,193 | $26,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 19,408 | $26,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 12,169 | $25,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 21,118 | $24,000 | thousands by filing date | |
| LINIU TECHNOLOGY GROUP | G54971208 | SNC | 16,300 | $24,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 13,503 | $24,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 13,735 | $23,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 10,889 | $23,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 29,827 | $23,000 | thousands by filing date | |
| AMERI HLDGS INC | 02362F104 | COM | 13,982 | $23,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 11,648 | $23,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 98,056 | $22,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 16,070 | $22,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 16,548 | $21,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 12,249 | $20,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 25,071 | $20,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 11,715 | $19,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 119,692 | $19,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 22,495 | $19,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 10,677 | $19,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750201 | COM NEW | 76,949 | $19,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 14,946 | $18,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 10,132 | $18,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 45,692 | $18,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 18,033 | $18,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 13,139 | $18,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M201 | COM NEW | 23,203 | $18,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 16,434 | $18,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 12,810 | $18,000 | thousands by filing date | |
| DPW HLDGS INC | 26140E105 | COM | 21,914 | $18,000 | thousands by filing date | |
| CHINA COML CR INC | 16891K103 | COM | 16,057 | $18,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 26,532 | $17,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 10,654 | $17,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 11,447 | $17,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 12,998 | $16,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 13,760 | $16,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 26,494 | $16,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 11,739 | $16,000 | thousands by filing date | |
| PRECISION THERAPEUTICS INC | 74033P100 | COM | 14,831 | $16,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 11,154 | $15,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 50,896 | $15,000 | thousands by filing date | |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 15,062 | $15,000 | thousands by filing date | |
| Gevo Inc stock | 374396307 | Stock | 33,429 | $15,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 35,832 | $14,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 64,593 | $14,000 | thousands by filing date | |
| Regional Health Properties Inc | 75903M101 | COM | 38,360 | $14,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 34,330 | $14,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748206 | COM NEW | 25,335 | $14,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 21,338 | $13,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 33,308 | $13,000 | thousands by filing date | |
| LM FDG AMER INC | 502074107 | COM | 15,447 | $13,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 56,616 | $12,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 14,919 | $11,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 10,714 | $10,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 11,405 | $10,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 11,855 | $9,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 10,729 | $9,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 10,895 | $9,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 10,501 | $9,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 18,857 | $8,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 21,004 | $8,000 | thousands by filing date | |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 286,664 | $7,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 12,212 | $7,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V119 | RIGHT 08/11/2017 | 21,321 | $7,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 15,658 | $6,000 | thousands by filing date | |
| WESTWATER RES INC | 961684107 | COM | 10,913 | $6,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 15,363 | $6,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 11,734 | $6,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 27,776 | $5,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 15,162 | $5,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 464,529 | $5,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 11,014 | $4,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 12,916 | $4,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 10,190 | $4,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 33,924 | $2,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 10,323 | $2,000 | thousands by filing date | |
| MICRONET $6.25 04/15/ | 595117110 | WARRANT | 14,939 | $1,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 13,360 | $1,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025119 | *W EXP 04/29/201 | 55,038 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533964-18-000003 | this filing | 2018-05-14 | acceptance time not in the bulk data set |