13F-HR filed by Virtu Financial LLC
Virtu Financial LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-09, with 2,301 holding rows worth $1,887,585,000.
- Accession
- 0001533964-18-000002
- Filer
- CIK 1533964
- Filed
- 2018-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 2,522 entries on the cover page, a total value of $1,887,585,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,887,585,000 with VALUE read as thousands by filing date, 13F file number 028-14585. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVIRTU FINANCIAL CAPITAL MARKETS 028-12744
- included managerVirtu Financial BD LLC 028-13648
- included managerVirtu Americas LLC 028-15626
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAMTEK LTD ORD | M20791105 | Stock | 12,399 | $71,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 27,189 | $70,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 11,885 | $69,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 16,071 | $69,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 98,444 | $69,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 21,969 | $69,000 | thousands by filing date | |
| MABVAX THERAPEUTICS HLDGS INC COM NEW | 55414P504 | COM | 99,114 | $69,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 13,018 | $68,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 67,780 | $68,000 | thousands by filing date | |
| SIGMA LABS INC | 826598302 | COM PAR | 31,470 | $68,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 12,313 | $67,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 48,911 | $67,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 13,432 | $67,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 11,429 | $67,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 12,527 | $67,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 29,589 | $67,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 35,354 | $67,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 15,461 | $66,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 12,486 | $66,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 16,764 | $66,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 21,132 | $66,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 36,416 | $66,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 11,388 | $65,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 10,465 | $65,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 47,821 | $65,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 97,849 | $65,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 50,290 | $65,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 179,662 | $65,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 27,308 | $64,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 26,134 | $64,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 10,677 | $64,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 10,480 | $63,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 29,868 | $63,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 42,795 | $63,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 15,866 | $63,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 13,753 | $63,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 28,319 | $62,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 88,330 | $62,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E112 | SHS | 70,912 | $62,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 32,192 | $61,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 119,382 | $61,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 15,688 | $61,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 43,040 | $61,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 193,493 | $61,000 | thousands by filing date | |
| IZEA INC | 46603N301 | COM | 13,497 | $61,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 10,155 | $60,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 16,966 | $60,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 10,401 | $60,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 13,935 | $59,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 48,189 | $59,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 30,415 | $58,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 91,366 | $58,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 15,917 | $58,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 11,287 | $57,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 40,485 | $57,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 15,358 | $57,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 60,347 | $57,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 44,223 | $57,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 25,507 | $57,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES IN | 18449C500 | COM PAR NEW | 36,275 | $57,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 15,122 | $57,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 24,183 | $56,000 | thousands by filing date | |
| MAGNEGAS CORP COM PAR | 55939L301 | Stock | 176,128 | $56,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 22,409 | $55,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 13,618 | $55,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 13,304 | $55,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 10,886 | $55,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 24,771 | $55,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 40,075 | $55,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 13,754 | $54,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 11,782 | $54,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 25,596 | $53,000 | thousands by filing date | |
| PAYMENT DATA SYS INC | 70438S202 | COM NEW | 21,078 | $53,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 36,851 | $51,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 12,523 | $51,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 12,827 | $50,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 27,293 | $50,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 21,067 | $50,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 12,042 | $50,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 43,542 | $49,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 13,198 | $49,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 11,085 | $48,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 28,446 | $48,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 21,457 | $48,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 38,252 | $47,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 12,465 | $47,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 17,691 | $47,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 35,280 | $47,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 17,277 | $46,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 17,826 | $46,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 21,615 | $46,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 34,916 | $46,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 41,305 | $46,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 33,493 | $46,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H304 | COM PAR | 32,693 | $46,000 | thousands by filing date | |
| INFOSONICS CORP | 456784206 | COM NEW | 32,310 | $46,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 21,026 | $45,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 12,186 | $45,000 | thousands by filing date | |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 12,905 | $45,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 10,346 | $44,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 12,284 | $44,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 15,221 | $44,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 67,586 | $44,000 | thousands by filing date | |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 29,507 | $44,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 18,256 | $44,000 | thousands by filing date | |
| WESTWATER RES INC | 961684107 | COM | 40,223 | $43,000 | thousands by filing date | |
| ROSETTA GENOMICS | M82183209 | Equities | 76,846 | $43,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 32,424 | $42,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 10,393 | $42,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 10,469 | $42,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 24,900 | $41,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 15,051 | $41,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 28,057 | $41,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 40,820 | $41,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 11,089 | $41,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 14,647 | $40,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 20,879 | $39,000 | thousands by filing date | |
| ABILITY INC | G8789K108 | SHS | 89,294 | $39,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 12,124 | $39,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 17,465 | $38,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 27,538 | $38,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 26,059 | $38,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255708 | COM PAR | 21,879 | $38,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 14,937 | $37,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 11,053 | $37,000 | thousands by filing date | |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 36,450 | $37,000 | thousands by filing date | |
| ONCOBIOLOGICS INC | 68235M105 | COM | 28,282 | $37,000 | thousands by filing date | |
| MERIDIAN WASTE SOLUTIONS INC | 58985L209 | COM | 35,369 | $37,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 14,862 | $36,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 10,478 | $36,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 30,189 | $36,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 35,085 | $36,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 17,435 | $36,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 31,479 | $35,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 185,560 | $35,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 14,121 | $34,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 20,361 | $34,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 36,645 | $34,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 85,019 | $34,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 19,837 | $34,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 254,338 | $34,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 13,487 | $34,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 26,505 | $33,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 12,237 | $33,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605124 | SHS | 11,698 | $33,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 10,896 | $32,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 41,987 | $32,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 18,700 | $32,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 35,584 | $32,000 | thousands by filing date | |
| ALLIANCE MMA INC | 018626101 | COM | 27,294 | $32,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 23,645 | $32,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 41,079 | $32,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 10,778 | $31,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 10,066 | $31,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 12,063 | $31,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 20,881 | $31,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 100,899 | $31,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 12,855 | $31,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 11,114 | $30,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 28,122 | $30,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 35,979 | $30,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 15,412 | $30,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 14,642 | $30,000 | thousands by filing date | |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 22,284 | $30,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 28,440 | $29,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 12,782 | $29,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 21,494 | $29,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 19,888 | $29,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 39,945 | $28,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 12,048 | $28,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 17,006 | $28,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 19,013 | $28,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 73,469 | $28,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 11,090 | $28,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 24,338 | $28,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 102,245 | $28,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 10,825 | $28,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 27,903 | $28,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 15,675 | $28,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 15,257 | $27,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 17,967 | $27,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 20,921 | $27,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676209 | SHS | 12,918 | $27,000 | thousands by filing date | |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 18,888 | $27,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 12,224 | $26,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 27,594 | $26,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 21,285 | $26,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 14,215 | $26,000 | thousands by filing date | |
| TOP SHIPS INC COM | Y8897Y701 | Stock | 104,547 | $26,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 58,699 | $25,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 20,238 | $25,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 10,739 | $25,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 14,967 | $25,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 17,399 | $25,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678301 | COM PAR | 14,186 | $25,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 35,994 | $24,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 27,013 | $24,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 16,996 | $24,000 | thousands by filing date | |
| MONSTER DIGITAL INC COM PAR NEW | 61174L501 | Stock | 39,114 | $24,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 68,508 | $23,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 69,875 | $23,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 38,798 | $23,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760137 | SHS NEW | 22,576 | $23,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 21,512 | $23,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 10,848 | $22,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 54,909 | $22,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 21,648 | $22,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 71,678 | $22,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 36,830 | $22,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 27,633 | $22,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 19,764 | $22,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 26,361 | $21,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 12,454 | $21,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 11,335 | $21,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 14,075 | $21,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 11,496 | $21,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 41,067 | $21,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 61,278 | $21,000 | thousands by filing date | |
| PRECIPIO INC | 74019L107 | COM | 17,487 | $21,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 12,088 | $20,000 | thousands by filing date | |
| Gevo Inc stock | 374396307 | Stock | 34,095 | $20,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 27,161 | $19,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 11,372 | $19,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 22,714 | $19,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 14,653 | $19,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 36,594 | $19,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 11,967 | $19,000 | thousands by filing date | |
| Leading Brands Inc. | 52170U207 | COM | 11,374 | $19,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 33,206 | $19,000 | thousands by filing date | |
| NXT ID INC | 67091J123 | *W EXP 02/09/201 | 28,457 | $19,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC COM PAR | 68232V306 | Stock | 12,839 | $19,000 | thousands by filing date | |
| Global Partner Acquisition Corp | 37954X113 | *W EXP 07/01/202 | 17,417 | $19,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 15,288 | $18,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 11,693 | $18,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 17,573 | $18,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 12,696 | $18,000 | thousands by filing date | |
| PHASERX INC | 71723F103 | COM | 47,413 | $18,000 | thousands by filing date | |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 13,644 | $17,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 10,558 | $17,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 112,208 | $17,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 30,838 | $16,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 41,228 | $16,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 41,079 | $15,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 11,975 | $15,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 12,572 | $15,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 10,727 | $15,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 11,260 | $15,000 | thousands by filing date | |
| RMG NETWORKS HLDG CORP | 74966K300 | COM NEW | 18,628 | $15,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 43,331 | $14,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C200 | COM NEW | 24,681 | $14,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 25,413 | $14,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 19,760 | $13,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 54,535 | $13,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 11,762 | $13,000 | thousands by filing date | |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 11,107 | $13,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 11,970 | $13,000 | thousands by filing date | |
| INPIXON COM | 45790J107 | Stock | 60,887 | $13,000 | thousands by filing date | |
| Forum Merger Corp | 34985B129 | RIGHT 06/01/2019 | 19,378 | $13,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 11,859 | $12,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 12,584 | $12,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H209 | COM NEW | 45,364 | $12,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 14,698 | $11,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 106,477 | $11,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 23,106 | $11,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 15,489 | $11,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 11,259 | $11,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W115 | *W EXP 03/22/2022 | 33,944 | $11,000 | thousands by filing date | |
| FORUM MERGER CORP | 34985B111 | *W EXP 06/01/202 | 15,459 | $11,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 11,041 | $10,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 17,062 | $10,000 | thousands by filing date | |
| FC GLOBAL RLTY INC | 30258F102 | COM | 11,297 | $10,000 | thousands by filing date | |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 441,581 | $10,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 24,260 | $9,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 15,086 | $9,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 10,292 | $9,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 15,730 | $7,000 | thousands by filing date | |
| Regional Health Properties Inc | 75903M101 | COM | 43,777 | $7,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 16,144 | $7,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 16,355 | $6,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 31,784 | $6,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L113 | *W EXP 01/21/202 | 14,811 | $6,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 30,016 | $6,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 23,360 | $6,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 10,853 | $5,000 | thousands by filing date | |
| EnerJex Resources Inc | 292758406 | COM | 23,264 | $5,000 | thousands by filing date | |
| CERECOR INC | 15671L117 | *W EXP 10/20/201 | 15,472 | $5,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 14,351 | $4,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025119 | *W EXP 04/29/201 | 124,786 | $4,000 | thousands by filing date | |
| CAMBER ENERGY INC COM | 13200M102 | Stock | 32,866 | $4,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V119 | RIGHT 08/11/2017 | 21,881 | $4,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 465,329 | $3,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V127 | *W EXP 02/11/202 | 32,333 | $3,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 23,791 | $2,000 | thousands by filing date | |
| MICRONET $6.25 04/15/ | 595117110 | WARRANT | 16,654 | $2,000 | thousands by filing date | |
| AMERICAN LORAIN CORP | 027297100 | COM | 12,373 | $2,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760145 | *W EXP 11/10/202 | 10,606 | $2,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M115 | *W EXP 08/05/202 | 12,391 | $2,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC-CW18 | 00444P116 | W E | 47,466 | $1,000 | thousands by filing date | |
| OPGEN INC | 68373L117 | *W EXP 05/05/202 | 16,101 | $1,000 | thousands by filing date | |
| INSPIREMD INC | 45779A135 | *W EXP 03/14/202 | 85,305 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K121 | *W EXP 12/09/201 | 16,493 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533964-18-000002 | this filing | 2018-02-09 | acceptance time not in the bulk data set |