13F-HR filed by Institute for Wealth Management, LLC.
Institute for Wealth Management, LLC. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 485 holding rows worth $569,771,000.
- Accession
- 0001533954-21-000003
- Filer
- CIK 1533954
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 485 entries on the cover page, a total value of $569,771,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $569,771,000 with VALUE read as thousands by filing date, 13F file number 028-14899. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 137,321 | $19,431,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 75,067 | $15,551,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 53,060 | $14,959,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,879 | $12,741,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 19,979 | $11,502,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 27,845 | $9,967,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 37,493 | $9,756,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 78,324 | $8,640,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 21,890 | $7,429,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 8,745 | $6,782,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 88,056 | $6,408,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 30,167 | $5,798,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,161 | $5,778,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 31,661 | $5,356,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 35,982 | $5,329,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 18,148 | $5,266,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 11,835 | $5,079,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 38,381 | $5,056,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 55,250 | $4,943,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 52,218 | $4,394,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 18,185 | $4,361,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 7,590 | $4,320,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 94,606 | $4,016,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 8,829 | $3,967,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 21,370 | $3,740,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 10,356 | $3,600,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 36,713 | $3,592,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 12,147 | $3,547,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 9,375 | $3,544,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 34,550 | $3,402,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 55,102 | $3,384,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 55,620 | $3,291,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 30,490 | $3,239,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 13,978 | $3,114,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 11,378 | $3,106,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 82,290 | $3,088,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 14,009 | $3,081,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 20,218 | $3,019,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 39,560 | $2,928,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 24,431 | $2,897,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 13,536 | $2,878,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 8,510 | $2,843,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 8,018 | $2,814,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 25,003 | $2,762,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 18,572 | $2,697,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 16,471 | $2,696,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 22,065 | $2,644,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 9,667 | $2,616,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 19,975 | $2,571,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 9,227 | $2,503,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 925 | $2,466,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 13,346 | $2,430,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 48,025 | $2,419,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,958 | $2,416,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 22,286 | $2,404,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 9,363 | $2,386,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 47,674 | $2,384,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 44,376 | $2,241,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 10,082 | $2,211,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 74,287 | $2,209,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 10,775 | $2,186,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 13,743 | $2,176,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 30,685 | $2,156,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 34,541 | $2,086,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,332 | $2,079,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 6,226 | $2,055,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 17,575 | $2,045,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 3,263 | $2,031,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 23,465 | $2,005,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 37,857 | $1,973,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 37,295 | $1,966,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 26,378 | $1,950,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 34,529 | $1,931,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 18,509 | $1,926,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 18,731 | $1,906,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 14,270 | $1,841,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 26,194 | $1,838,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 20,267 | $1,766,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 9,128 | $1,765,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 18,037 | $1,755,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,000 | $1,723,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 10,248 | $1,717,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 27,650 | $1,697,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 42,264 | $1,670,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 20,023 | $1,666,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 10,275 | $1,659,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 4 | $1,646,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 30,349 | $1,640,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 7,080 | $1,636,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 18,996 | $1,635,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 21,522 | $1,611,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 6,480 | $1,602,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 18,437 | $1,585,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 7,526 | $1,521,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 34,656 | $1,491,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,695 | $1,483,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 18,271 | $1,481,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 30,490 | $1,480,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 23,496 | $1,475,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 40,910 | $1,471,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 4,359 | $1,461,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,953 | $1,414,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 9,348 | $1,411,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 13,652 | $1,405,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 9,126 | $1,363,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 25,026 | $1,362,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 9,154 | $1,355,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 6,255 | $1,328,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 7,764 | $1,314,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 15,753 | $1,302,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 18,505 | $1,300,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 18,054 | $1,296,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 10,966 | $1,295,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 18,348 | $1,278,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 22,425 | $1,277,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 13,757 | $1,275,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 6,339 | $1,243,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 10,791 | $1,239,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 28,591 | $1,208,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 22,249 | $1,202,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,459 | $1,192,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 22,823 | $1,189,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,994 | $1,170,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 3,096 | $1,154,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 18,366 | $1,154,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 3,714 | $1,151,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 8,491 | $1,149,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 13,789 | $1,136,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 6,259 | $1,123,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 4,373 | $1,121,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 21,003 | $1,119,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,057 | $1,106,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 7,305 | $1,091,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 27,036 | $1,060,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 10,203 | $1,051,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,512 | $1,047,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 7,379 | $1,039,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 20,568 | $1,038,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 6,203 | $1,037,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,532 | $1,037,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 12,714 | $1,021,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 6,639 | $1,020,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 19,105 | $1,018,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 5,874 | $1,018,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 9,668 | $1,017,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,233 | $1,011,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 15,409 | $1,009,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,224 | $1,003,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,518 | $993,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 14,076 | $990,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 9,219 | $982,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3,490 | $976,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,026 | $971,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 5,885 | $970,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,174 | $966,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 54,931 | $965,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 698 | $946,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 66,636 | $944,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 14,361 | $942,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 2,320 | $941,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 15,550 | $938,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 934 | $929,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 161,609 | $928,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 2,344 | $925,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 3,034 | $922,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 6,041 | $918,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 11,752 | $909,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 11,637 | $897,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,500 | $895,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 9,488 | $892,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 32,514 | $878,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 65,708 | $878,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 367 | $871,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 4,737 | $864,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 5,443 | $851,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 9,047 | $847,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 5,705 | $845,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,427 | $838,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 16,145 | $830,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 4,133 | $827,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 4,754 | $824,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 19,597 | $812,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 16,204 | $808,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 9,093 | $807,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 11,568 | $787,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 12,626 | $780,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,182 | $764,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,334 | $760,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 4,061 | $755,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 10,145 | $750,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 10,191 | $749,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,017 | $740,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 7,566 | $739,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 13,415 | $736,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,205 | $733,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 4,882 | $731,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,421 | $726,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,263 | $724,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,109 | $714,000 | thousands by filing date | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 12,404 | $713,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 13,682 | $712,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 12,354 | $711,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 2,227 | $711,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 4,043 | $710,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 11,701 | $703,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 6,465 | $701,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,449 | $697,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 9,244 | $694,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 5,867 | $689,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 283,565 | $686,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 79,442 | $683,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 3,734 | $677,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 18,855 | $671,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 9,840 | $667,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 4,771 | $664,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 6,696 | $659,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,000 | $657,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 3,362 | $653,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,683 | $651,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 3,633 | $651,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 5,745 | $650,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,070 | $648,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 14,512 | $645,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,025 | $640,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 6,045 | $638,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 24,702 | $637,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 10,671 | $634,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 10,771 | $631,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 28,657 | $620,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 7,689 | $618,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,136 | $613,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,799 | $613,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 7,674 | $607,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,495 | $605,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 7,081 | $601,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,045 | $597,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 6,981 | $592,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 23,330 | $592,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 9,330 | $589,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 7,541 | $589,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 23,133 | $585,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 8,222 | $584,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 4,600 | $584,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 12,540 | $578,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 3,399 | $577,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 5,801 | $571,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,244 | $569,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 11,975 | $569,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 8,976 | $568,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 14,206 | $566,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 3,233 | $560,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,922 | $558,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 37,025 | $554,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 26,927 | $553,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 32,852 | $550,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 8,978 | $547,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 7,744 | $542,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 7,656 | $535,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5,251 | $533,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,871 | $533,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 6,869 | $532,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,807 | $527,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 14,401 | $525,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,349 | $524,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,331 | $523,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,756 | $522,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 26,372 | $522,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 4,127 | $522,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,964 | $521,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 11,315 | $520,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,586 | $517,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 5,678 | $513,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,404 | $512,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 7,697 | $508,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 2,089 | $508,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 9,309 | $506,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 10,941 | $502,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 8,563 | $502,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,487 | $497,000 | thousands by filing date | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 16,794 | $495,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 7,939 | $490,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 9,740 | $490,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 7,907 | $488,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 4,026 | $488,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 6,462 | $480,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,041 | $473,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 561 | $470,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 2,980 | $468,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 7,189 | $466,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 10,943 | $465,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 5,577 | $460,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 10,207 | $456,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,311 | $452,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,567 | $447,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 6,483 | $446,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,894 | $445,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,741 | $443,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 10,509 | $442,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 7,891 | $438,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 7,586 | $424,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 42,500 | $421,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 8,109 | $420,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 985 | $419,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 11,432 | $417,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 23,431 | $415,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,830 | $412,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 5,064 | $411,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,841 | $410,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,749 | $407,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,979 | $407,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,827 | $406,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 8,757 | $406,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 2,550 | $406,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,248 | $399,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 9,250 | $399,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,217 | $394,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,392 | $392,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,739 | $390,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,079 | $389,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 2,604 | $388,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,629 | $385,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 20,277 | $384,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,031 | $380,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,352 | $379,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 38,488 | $379,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 39,159 | $375,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,897 | $369,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 27,769 | $369,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 3,320 | $369,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 18,117 | $366,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,838 | $365,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 2,524 | $364,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 7,107 | $364,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 8,758 | $363,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 4,964 | $361,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 9,445 | $361,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,477 | $359,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 9,581 | $359,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,500 | $355,000 | thousands by filing date | call |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,131 | $342,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 959 | $341,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 13,677 | $341,000 | thousands by filing date | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 4,002 | $337,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 4,932 | $336,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,473 | $334,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,881 | $334,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 16,172 | $332,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 3,504 | $332,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 443 | $330,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 3,000 | $325,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,966 | $323,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,631 | $323,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,081 | $322,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 192 | $322,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 14,152 | $322,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 11,865 | $322,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,345 | $321,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 4,000 | $321,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 16,189 | $320,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,483 | $319,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,516 | $319,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 6,273 | $317,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,339 | $316,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,430 | $315,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,495 | $312,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 1,557 | $311,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 1,160 | $310,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 11,982 | $309,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 1,998 | $309,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,137 | $307,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,740 | $306,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 10,299 | $305,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 4,552 | $304,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 4,396 | $303,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 9,686 | $302,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 13,189 | $302,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 6,245 | $301,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,551 | $300,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 17,041 | $297,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,154 | $296,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,768 | $295,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 4,032 | $294,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,045 | $294,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,296 | $293,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,217 | $291,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,777 | $291,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,030 | $291,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 3,175 | $290,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,624 | $287,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 5,756 | $287,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 972 | $285,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,548 | $283,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 897 | $281,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,339 | $277,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 152 | $277,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,433 | $275,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 690 | $275,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,399 | $274,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 2,159 | $274,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 11,759 | $274,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 390 | $274,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 23,867 | $273,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,920 | $268,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 5,697 | $266,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,644 | $266,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 3,625 | $265,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,298 | $264,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 2,321 | $264,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,281 | $259,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 2,100 | $258,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 872 | $256,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 2,008 | $256,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 5,292 | $256,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 794 | $253,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,190 | $251,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 5,209 | $250,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 2,088 | $249,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,613 | $248,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,083 | $244,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,113 | $243,000 | thousands by filing date | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 4,883 | $242,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 8,135 | $241,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 8,011 | $241,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 1,386 | $239,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,554 | $239,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,046 | $238,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,390 | $238,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 4,909 | $237,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 4,476 | $237,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 2,867 | $236,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 1,973 | $235,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 5,019 | $235,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 5,799 | $233,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 479 | $232,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,272 | $231,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 3,194 | $231,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 1,821 | $229,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,023 | $228,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 2,994 | $228,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 10,803 | $224,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 358 | $223,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 6,782 | $222,000 | thousands by filing date | |
| MGC | 921910873 | COM | 1,450 | $221,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,280 | $221,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 1,980 | $220,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,000 | $219,000 | thousands by filing date | put |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 11,081 | $218,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 8,976 | $218,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 731 | $217,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,086 | $217,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 4,494 | $217,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 4,829 | $215,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 21,756 | $213,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,446 | $212,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 7,730 | $212,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,561 | $208,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 3,325 | $208,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 4,290 | $207,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 307 | $204,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 15,457 | $204,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,758 | $203,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 795 | $201,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 20,917 | $191,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 4,228 | $182,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 33,741 | $172,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 10,584 | $172,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 500 | $169,000 | thousands by filing date | put |
| FIBROGEN INC | 31572Q808 | COM | 14,462 | $148,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 10,300 | $144,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 11,384 | $139,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 10,733 | $139,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 21,349 | $127,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 16,500 | $116,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,777 | $91,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 13,982 | $88,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 12,275 | $77,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 11,300 | $75,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 12,599 | $69,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 89904V101 | COM | 24,422 | $68,000 | thousands by filing date | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 300 | $25,000 | thousands by filing date | call |
| LORAL SPACE & COM INC | 543881106 | COM | 500 | $22,000 | thousands by filing date | call |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 10,352 | $21,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 1,300 | $17,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 10,000 | $17,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 27 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533954-21-000003 | this filing | 2021-11-15 | acceptance time not in the bulk data set |