13F-HR filed by Wellesley Asset Management
Wellesley Asset Management filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 57 holding rows worth $1,177,683,000 by the sum of the rows.
- Accession
- 0001533551-21-000007
- Filer
- CIK 1533551
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 57 entries on the cover page, a total value of $1,178,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,177,683,000 with VALUE read as thousands by filing date, 13F file number 028-14868. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $1,178,000, about 1/1,000 of the sum of the rows, $1,177,683,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 86,594 | $89,241,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 72,815 | $76,274,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 63,294 | $68,175,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PARSONS CORP DEL | 70202LAB8 | BOND | 62,896 | $63,344,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 61,378 | $61,299,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 57,575 | $55,370,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 51,866 | $52,566,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 50,493 | $47,854,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 36,764 | $43,248,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 40,247 | $43,120,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SMART GLOBAL HLDGS INC | 83205YAB0 | BOND | 32,130 | $41,008,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 40,009 | $38,734,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 32,352 | $35,649,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 32,795 | $32,986,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| INTERDIGITAL INC | 45867GAB7 | BOND | 24,632 | $26,710,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| KAMAN CORP | 483548AF0 | BOND | 23,556 | $23,939,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 23,097 | $23,904,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 21,542 | $23,455,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 22,583 | $22,539,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 15,644 | $20,222,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| DICKS SPORTING GOODS INC | 253393AD4 | NOTE 3.250% 4/1 | 19,656 | $19,670,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 15,088 | $15,099,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 14,700 | $14,710,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 13,913 | $13,920,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 11,561 | $11,565,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 11,110 | $11,117,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BLOOMIN BRANDS INC | 094235AB4 | NOTE 5.000% 5/0 | 10,671 | $10,677,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| GUESS INC | 401617AD7 | BOND | 9,325 | $10,114,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| UNDER ARMOUR INC | 904311AC1 | NOTE 1.500% 6/0 | 10,003 | $10,007,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 9,044 | $9,048,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 9,020 | $9,026,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| VAREX IMAGING CORP | 92214XAB2 | NOTE 4.000% 6/0 | 8,791 | $8,794,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 8,766 | $8,770,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 8,411 | $8,413,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 8,339 | $8,342,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 8,237 | $8,239,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 8,006 | $8,018,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 7,729 | $7,732,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 7,645 | $7,649,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| EVENTBRITE INC | 29975EAB5 | NOTE 5.000%12/0 | 7,536 | $7,540,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 7,485 | $7,488,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ATI INC | 01741RAK8 | BOND | 6,176 | $6,177,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 6,102 | $6,102,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 5,969 | $5,970,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 5,919 | $5,919,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 5,668 | $5,669,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 5,621 | $5,623,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 5,612 | $5,613,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 4,839 | $4,841,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BLOOM ENERGY CORP | 093712AH0 | COM CL A | 4,640 | $4,642,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 4,286 | $4,290,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 4,044 | $4,046,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 3,666 | $3,669,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 2,908 | $2,910,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 2,616 | $2,751,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 2,597 | $2,597,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| GREEN PLAINS INC | 393222AK0 | NOTE 2.250% 3/1 | 1,011 | $1,289,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533551-21-000007 | this filing | 2021-11-15 | acceptance time not in the bulk data set |