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13F-HR filed by Tower Research Capital LLC (TRC)

Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-14, with 5,689 holding rows worth $3,778,823,542.

Accession
0001533421-24-000021
Filed
2024-11-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2024

A holdings report, 8,770 entries on the cover page, a total value of $3,778,823,542 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,778,823,542 with VALUE read as dollars as filed, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.

Other managers

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
PIONEER MUN HIGH INCOME OPPO723760104COMMON STOCK9$112dollars as filed
NUVEEN QUALITY MUNCP INCOME67066V101COM9$111dollars as filed
WISEKEY INTERNATIONAL HLDS L97727L408SPON ADR48$111dollars as filed
DIANA SHIPPING INCY2066G138*W EXP 12/14/202247$111dollars as filed
AUGMEDIX INC05105P107COM47$110dollars as filed
BELLEVUE LIFE SCNCS AQSTN CO079174207UNIT 02/09/202810$110dollars as filed
ISHARES INC MSCI CHILE ETF464286640MSCI CHILE ETF4$109dollars as filed
NUVEEN AMT FREE MUN CR INC F67071L106COM8$107dollars as filed
FINGERMOTION INC31788K108COM49$107dollars as filed
ENEL CHILE SA SPONSORED ADR29278D105ADR38$106dollars as filed
NUVEEN MUN HIGH INCOME OPPOR670682103COM9$105dollars as filed
NUSHARES ETF TR67092P763CMN4$104dollars as filed
BW LPG LTD COMY10230103Stock7$101dollars as filed
Goldman Sachs Access Treasury 0-1 Year ETF381430529SHS1$100dollars as filed
17 ED & TECHNOLOGY GROUP INC81807M304SPONSORED ADR34$99dollars as filed
NUVEEN FLOATING RATE INCOME67072T108COM11$97dollars as filed
FOCUS IMPACT ACQUISITION COR34417L109COM8$95dollars as filed
BLACKROCK FLOATING RATE INCO09255X100COM7$92dollars as filed
SCILEX HOLDING CO80880W114*W EXP 11/10/202418$92dollars as filed
INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY46138E230ETF3$91dollars as filed
SURF AIR MOBILITY INC868927203CMN68$91dollars as filed
EATON VANCE SENIOR FLOATING-RA27828Q105COM7$89dollars as filed
MINISO GROUP HLDG LTD SPONSORED ADS66981J102ADR5$88dollars as filed
ABRDN HEALTHCARE OPPORTUNITI879105104SHS4$88dollars as filed
EATON VANCE TAX-MANAGED DIVE27828N102COM6$88dollars as filed
INNO HOLDINGS INC4576JP109COM157$88dollars as filed
EATON VANCE TAX-MANAGED GLOB27829F108COM10$87dollars as filed
iShares Emerging Markets Dividend ETF464286319SHS3$86dollars as filed
GLOBAL X FDS37954Y871GLOBAL X URANIUM3$86dollars as filed
BLACKSTONE STRATEGIC CREDIT FU09257R101COM SHS BEN IN7$86dollars as filed
SPDR INDEX SHS FDS78463X863ST DOW INTL ETF3$83dollars as filed
INVESCO MUNI OPPORTUNITY TRUST46132C107COM8$82dollars as filed
Vanguard Long-Term Corporate Bond ETF92206C813SHS1$81dollars as filed
SPDR CITI INTL GOVT INFLATION-78464A490FTSE INT GVT ETF2$81dollars as filed
ALLIANCEBERNSTEIN GLOBAL HIG01879R106COM7$79dollars as filed
TORTOISE ENERGY INFRA CORP89147L886COM2$78dollars as filed
PRINCIPAL ACTIVE HIGH YIELD ETF74255Y102COM4$78dollars as filed
CODERE ONLINE LUXEMBOURG S AL18268117*W EXP 11/23/20278$78dollars as filed
PROSHARES TR74347B607INVT INT RT HG1$77dollars as filed
AVEPOINT INC053604112*W EXP 09/18/20229$77dollars as filed
ANTELOPE ENTERPRISE HLDGS LTG041JN122SHS NEW100$76dollars as filed
INNOVIZ TECHNOLOGIES LTDM5R635108SHS89$74dollars as filed
ONCONETIX INC68237Q104COM14$73dollars as filed
GRINDR INC39854F119*W EXP 11/18/20224$73dollars as filed
CASTOR MARITIME INC SHSY1146L208Stock17$72dollars as filed
Vanguard Total World Bond ETF92206C565SHS1$71dollars as filed
DADA NEXUS LTD NPV ADR23344D108ADS37$70dollars as filed
ALPHA TAU MEDICAL LTD WT EXPM0740A116Stock358$70dollars as filed
VANECK ETF TRUST92189F205STEEL ETF1$70dollars as filed
INVESCO EXCHANGE TRADED FD T46137V340S&P500 EQL FIN1$69dollars as filed
ISHARES TR464288216EMGR MKT INF ETF3$69dollars as filed
Aussie $ ETF46090N103ETF1$68dollars as filed
EXCHANGE LISTED FDS TR30151E723ETC CABANA TARGT3$68dollars as filed
INVESCO EXCH TRADED FD TR II46138E198S&P MIDCP LOW1$61dollars as filed
VANECK EMERGING MARKETS HIGH Y92189F353EMERGING MRKT HI3$60dollars as filed
WISDOMTREE TR97717W703INTL EQUITY FD1$58dollars as filed
ABERDEEN INDIA FD INC454089103COM3$57dollars as filed
CITIUS ONCOLOGY INC17331Y109COM41$57dollars as filed
SANGOMA TECHNOLOGIES CORP80100R408COM NEW10$56dollars as filed
FIDELITY COVINGTON TRUST316092873MSCI COMMNTN SVC1$55dollars as filed
WESTWATER RES INC961684206COM NEW104$54dollars as filed
WISDOMTREE TR97717W562US SMALLCAP FUND1$53dollars as filed
TEUCRIUM COMMODITY TR88166A409SUGAR FD4$53dollars as filed
INVESCO VALUE MUNICIPAL INCOME46132P108COM4$52dollars as filed
TRIVAGO N V89686D303SPON ADS A SHS N30$52dollars as filed
ETF OPPORTUNITIES TRUST26923N660IDX DY FI IN ETF2$48dollars as filed
INVESCO ACTIVELY MANAGED EXC46090A804TOTAL RETURN1$48dollars as filed
ASIA PACIFIC WIRE & CABLE COG0535E106ORD31$48dollars as filed
OPAL FUELS INC68347P103CLASS A COM13$47dollars as filed
VIRTUS ALLIANZGI CONVERTIBLE &92838X102COM13$46dollars as filed
Trisalus Life Sciences Inc W Exp 08/10/20289680M119SPAC Combination42$42dollars as filed
FUTURE FINTECH GROUP INC36117V204COM NEW107$40dollars as filed
ISHARES TR464289883CORE 30 70 ETF1$39dollars as filed
AMBOW ED HLDG LTD02322P309SPONSORED ADS30$39dollars as filed
BLACKROCK RESOURCES & COMMODIT09257A108SHS4$38dollars as filed
INVESCO EXCH TRADED FD TR II46138E719BLOO EN ANGE ETF2$37dollars as filed
GOLDMAN SACHS ETF TR381430107ACTIVEBETA INT1$36dollars as filed
NORTHVIEW ACQUISITION CORP66718N103COM3$36dollars as filed
Vivid Seats Inc W Exp 10/18/20292854T118SPAC Combination123$34dollars as filed
HEALTHCARE AI ACQUISITION COG4373K109COM3$34dollars as filed
FIRST TR EXCHANGE TRADED FD33738R100MULTI ASSET DI2$33dollars as filed
KEEN VISION ACQUISITION CORPG52443101UNIT 99/99/99993$33dollars as filed
PACER DATA & ETF INFRASTRUCTURE REAL ESTATE69374H741ETF1$32dollars as filed
CHECK CAP LTDM2361E179SHS25$32dollars as filed
OCCIDENTAL PETE CORP WT EXP 080327674599162Stock1$30dollars as filed
Aurora Innovation Inc W Exp 11/03/202051774115SPAC Combination36$30dollars as filed
VEON LTD91822M502SPONSORED ADS1$30dollars as filed
PAGAYA TECHNOLOGIES LTDM7S64L107WTS155$30dollars as filed
EOS ENERGY ENTERPRISES, INC29415C119*W EXP 11/17/202151$29dollars as filed
INVESCO SR INCOME TR46131H107COM7$28dollars as filed
DIREXION SHARES ETF TRUST25459W755CMN2$27dollars as filed
VIRTUS DIVIDEND, INTEREST & PR92840R101COM2$26dollars as filed
SOUNDHOUND AI INC836100115*W EXP 04/26/20214$26dollars as filed
FRANKLIN TEMPLETON ETF TR35473P397WESTN ASSET BD1$26dollars as filed
FRANKLIN TEMPLETON ETF TR35473P447CLEARBRIDGE SUST1$26dollars as filed
MULLEN AUTOMOTIVE INC (US) Old62526P505COM NEW8$25dollars as filed
NUVEEN AMT FREE QLTY MUN INC670657105COM2$24dollars as filed
COHEN & STEERS REIT AND PREFER19247X100COM1$24dollars as filed
Invest Acquisition CorpG4923T105Equity2$24dollars as filed
BLACKROCK INTERNATIONAL GROWTH092524107COM BENE INTER4$23dollars as filed
SPDR SERIES TRUST78464A516ST INTL BBG ETF1$23dollars as filed
SENTAGE HOLDINGS INCG8062B114SHS NEW CL A10$23dollars as filed
BROAD CAPITAL ACQUISITION CO11125B102COM2$23dollars as filed
GREENLAND MINES LTD49876K111*W EXP 06/21/202552$22dollars as filed
PROSHARES TR74347X880ULT FTSE CHIN 501$21dollars as filed
DT CLOUD ACQUISITION CORPG28524117ORD SHS2$21dollars as filed
BOREALIS FOODS INC09973D113*W EXP 02/07/202274$20dollars as filed
PLANET LABS PBC72703X114*W EXP 12/06/20293$19dollars as filed
SABA CAPITAL INCOME & OPPORT880198205COM NEW2$17dollars as filed
Evolv Technologies Hldngs In W Exp 07/16/20230049H110SPAC Combination44$17dollars as filed
UWM HOLDINGS CORPORATION91823B117*W EXP 01/21/20228$17dollars as filed
E2OPEN PARENT HOLDINGS INC29788T111*W EXP 02/04/202100$17dollars as filed
TABOOLA.COM LTDM8744T114*W EXP 99/99/999120$16dollars as filed
ARGO BLOCKCHAIN PLC040126104ADS13$16dollars as filed
PIMCO CORPORATE & INCOME OPP72201B101COM1$14dollars as filed
ZOMEDICA CORP COM98980M109Stock100$14dollars as filed
HYZON MOTORS INC44951Y110*W EXP 10/02/202702$14dollars as filed
EATON VANCE FLOATING-RATE INCO278279104COM1$13dollars as filed
EXELA TECHNOLOGIES INC30162V607CONV8$13dollars as filed
GENETIC TECH LTD-SP ADR37185R406COM18$13dollars as filed
Oppfi Inc W Exp 07/20/20268386H111SPAC Combination57$12dollars as filed
BLACKROCK GLOBAL OPP EQUITY TR092501105COM1$11dollars as filed
MOBIX LABS INC60743G118*W EXP 12/21/20273$11dollars as filed
BIGBEAR AI HLDGS INC08975B117*W EXP 12/08/20277$11dollars as filed
PERCEPTION CAPITAL CORP IIIG7185D106CLASS A ORD SHS1$11dollars as filed
ALTENERGY ACQUISITION CORP02157M207UNIT 10/29/20261$11dollars as filed
Genedx Holdings Corp W Exp 07/22/20281663L119SPAC Combination128$10dollars as filed
Psq Holdings Inc W Exp 07/19/202693691115SPAC Combination58$10dollars as filed
BUZZFEED INC12430A110*W EXP 12/03/202100$10dollars as filed
PALLADYNE AI CORP80359A114*W EXP 09/24/202269$10dollars as filed
SRX GLOBAL INC08771Y402COM NEW5$10dollars as filed
AMERICAN REBEL HOLDINGS INC02919L307COM13$10dollars as filed
GRIID INFRASTRUCTURE INC398501114*W EXP 12/29/202306$10dollars as filed
EUDA HEALTH HOLDINGS LTDG3142E121*W EXP 11/22/202100$9dollars as filed
LANVIN GROUP HOLDINGS LIMITEG5380J100SHS5$9dollars as filed
AMBIPAR EMERGENCY RESPONSEG02532110*W EXP 03/06/20226$8dollars as filed
NUBURU INC67021W301COM NEW15$8dollars as filed
GLOBAL X FDS37954Y228CLEANTECH ETF1$8dollars as filed
RUM GROUP INC78137L113*W EXP 09/16/2026$7dollars as filed
Zeo Energy Corp W Exp 03/13/20298944F117SPAC Combination137$7dollars as filed
DRAGONFLY ENERGY HOLDINGS CO26145B114*W EXP 10/07/202213$6dollars as filed
SWVL HOLDINGS CORPG86302117*W EXP 99/99/999334$6dollars as filed
LOCAFY LIMITEDQ56120134SHS NEW1$6dollars as filed
MONEYLION INC60938K114*W EXP 09/22/202135$6dollars as filed
Aeries Technology Inc W Exp 11/06/202G0136H110SPAC Combination156$5dollars as filed
ALLURION TECHNOLOGIES INC WT EXP 08013002008G110Stock135$5dollars as filed
Reservoir Media Inc W Exp 08/26/20276119X113SPAC Combination3$4dollars as filed
Stardust Pwr Inc W Exp 06/21/202854936119SPAC Combination10$4dollars as filed
PRENETICS GLOBAL LTDG72245114*W EXP 05/18/202339$4dollars as filed
SONDER HOLDINGS INC83542D110*W EXP 01/18/202316$4dollars as filed
STRATA CRITICAL MEDICAL INC092667112*W EXP 05/07/20222$4dollars as filed
ATLASCLEAR HOLDINGS INC128745106COM SHS20$4dollars as filed
FRESH2 GROUP INC03635R305COM3$4dollars as filed
Mkdwell Tech Inc W Exp 06/10/202G6209W116SPAC Combination140$3dollars as filed
PERFECT CORPG7006A117*W EXP 10/28/20237$3dollars as filed
INNOVIZ TECHNOLOGIES LTDM5R635116*W EXP 04/05/20226$3dollars as filed
FISCALNOTE HOLDINGS INC337655112*W EXP 07/29/20229$3dollars as filed
D-WAVE QUANTUM INC26740W117*W EXP 08/05/20237$3dollars as filed
AGBA GROUP HOLDING LTDG01212110*W EXP 03/15/20214$3dollars as filed
MONEYHERO LIMITEDG6202B119*W EXP 09/13/20265$2dollars as filed
Sab Biotherapeutics Inc W Exp 10/22/20278397T111SPAC Combination48$2dollars as filed
Bridger Aerospace Grp Hldgs W Exp 01/24/20296812F110SPAC Combination32$2dollars as filed
Livewire Group Inc W Exp 09/26/20253838J113SPAC Combination23$2dollars as filed
Apollomics Inc W Exp 04/01/202G0411D115SPAC Combination200$2dollars as filed
NOUVEAU MONDE GRAPHITE INC66979W842COM NEW1$2dollars as filed
PS INTL GROUP LTDG7308J105SHS2$2dollars as filed
UCOMMUNE INTERNATIONAL LTDG9449A118*W EXP 11/01/202206$2dollars as filed
SATELLOGIC INCG7823S119*W EXP 01/25/20241$2dollars as filed
THE LION ELECTRIC COMPANY536221112*W EXP 05/06/202137$2dollars as filed
SES AI CORPORATION WT EXP 12102678397Q117Stock24$1dollars as filed
LANVIN GROUP HOLDINGS LIMITEG5380J118W EXP 01/14/20250$1dollars as filed
GCT SEMICONDUCTOR HLDG INC36170N115W EXP 03/01/2025$1dollars as filed
Beneficient W Exp 06/07/20208178Q119SPAC Combination77$1dollars as filed
DIH HLDG US INC23290B114*W EXP 04/20/20230$1dollars as filed
PLAYSTUDIOS INC72815G116*W EXP 99/99/99944$1dollars as filed
NRX PHARMACEUTICALS INC629444118*W EXP 05/24/20215$1dollars as filed
MOOLEC SCIENCE SAL64875112*W EXP 12/30/20229$1dollars as filed
ADVANTAGE SOLUTIONS INC00791N110*W EXP 10/28/20223$1dollars as filed
SMART POWERR CORP168913309COM1$1dollars as filed
HALL OF FAME RESORT & ENTMT40619L110*W EXP 07/01/202100$1dollars as filed
CONNECTM TECHNOLOGY SOLUTION207944109COM1$1dollars as filed
NEBIUS GROUP N.V.N97284108SHS CLASS A70,420$0dollars as filedValue filed as zero, left out of ratios.
Ecarx Holdings Inc W Exp 99/99/999G29201111SPAC Combination23$0dollars as filedValue filed as zero, left out of ratios.
VERDE CLEAN FUELS INC923372114*W EXP 02/15/2021$0dollars as filedValue filed as zero, left out of ratios.
WTS PHOENIX BIOTECH ACQUISITIO71902k113WT87$0dollars as filedValue filed as zero, left out of ratios.
BIG TREE CLOUD HLDGS LTDG1263B116*W EXP 05/31/2025$0dollars as filedValue filed as zero, left out of ratios.
SPORTS ENTMT GAMING GLOBAL54570M116*W EXP 10/15/2021$0dollars as filedValue filed as zero, left out of ratios.
KATAPULT HOLDINGS INC485859110*W EXP 06/09/20214$0dollars as filedValue filed as zero, left out of ratios.
BROOGE ENERGY LTDG1611B115*W EXP 12/20/2027$0dollars as filedValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001533421-24-000021this filing2024-11-14acceptance time not in the bulk data set