13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-05-15, with 5,839 holding rows worth $4,152,373,171.
- Accession
- 0001533421-24-000007
- Filer
- CIK 1533421
- Filed
- 2024-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, 8,675 entries on the cover page, a total value of $4,152,373,171 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,152,373,171 with VALUE read as dollars as filed, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
- included managerTRC MARKETS LLC028-22630
- included managerTOWER PRINCIPAL MARKETS LLC028-23772
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CANAAN INC | 134748102 | SPONSORED ADS | 269 | $409 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 4 | $406 | dollars as filed | |
| HUADI INTERNATIONAL GRP CO L | G4645E105 | SHS | 152 | $406 | dollars as filed | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 7 | $403 | dollars as filed | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 11 | $397 | dollars as filed | |
| CREXENDO INC | 226552107 | COMMON STOCK | 82 | $394 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 11 | $390 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 33 | $388 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X420 | AXS 1.25X NVDA N | 30 | $384 | dollars as filed | |
| BROOKFIELD REINS LTD | G16250204 | CL A-1 EXCH NONV | 9 | $374 | dollars as filed | |
| GALECTO INC | 36322Q107 | COM | 479 | $374 | dollars as filed | |
| OLD POINT FINL CORP | 680194107 | COM | 21 | $373 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 54 | $372 | dollars as filed | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 216 | $372 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R777 | CMN | 30 | $367 | dollars as filed | |
| IF BANCORP INC | 44951J105 | COM | 22 | $366 | dollars as filed | |
| NOCTURNE ACQUISITION CORP | G6580S114 | ORDINARY SHARES | 32 | $366 | dollars as filed | |
| PRIVETERRA ACQUISITION CORP | 876545203 | UNIT 12/31/2025 | 32 | $365 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 3 | $364 | dollars as filed | |
| GCT SEMICONDUCTOR HLDG INC | 36170N107 | COMMON STOCK | 11 | $364 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 9 | $360 | dollars as filed | |
| GORES HOLDINGS IX INC | 38287A200 | UNIT 01/14/2029 | 31 | $360 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 6 | $358 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 27 | $357 | dollars as filed | |
| ALPHATIME ACQUISITION CORP | G0223V113 | UNIT 03/01/2028 | 32 | $357 | dollars as filed | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 18 | $356 | dollars as filed | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 7 | $356 | dollars as filed | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 16 | $356 | dollars as filed | |
| MISSION PRODUCE INC | 60510V108 | COM | 30 | $356 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 10 | $355 | dollars as filed | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 24 | $355 | dollars as filed | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 10 | $353 | dollars as filed | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 19 | $353 | dollars as filed | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 294 | $353 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 86 | $352 | dollars as filed | |
| ACHARI VENTURES HLDGS CORP I | 00444X200 | UNIT 09/30/2026 | 32 | $349 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 100 | $348 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092170 | DISRU AUTOM ETF | 13 | $346 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 8 | $344 | dollars as filed | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 7 | $343 | dollars as filed | |
| ARB IOT GROUP LTD | G0447T100 | ORD SHS | 229 | $332 | dollars as filed | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 3 | $318 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 1,385 | $318 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 44 | $316 | dollars as filed | |
| D-MARKET ELECTR SVCS TRY 0.2 | 23292B104 | SPONSORED ADS | 210 | $315 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 14 | $315 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B255 | NYLI GLO R&D ETF | 11 | $315 | dollars as filed | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 55 | $314 | dollars as filed | |
| SMART SAND INC | 83191H107 | COM | 163 | $311 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 10 | $309 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2 | $308 | dollars as filed | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 15 | $307 | dollars as filed | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 16 | $303 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 90 | $301 | dollars as filed | |
| EMX RTY CORP | 26873J107 | COM | 175 | $301 | dollars as filed | |
| BLEUACACIA LTD | G11728105 | CLASS A ORD SHS | 28 | $301 | dollars as filed | |
| DP CAP ACQUISITION CORP I | G2R05B100 | CLASS A ORD | 27 | $297 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 4 | $294 | dollars as filed | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 18 | $289 | dollars as filed | |
| RENN FD INC | 759720105 | COM | 181 | $286 | dollars as filed | |
| iShares MSCI Frontier 100 | 464286145 | cs | 10 | $286 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 12 | $283 | dollars as filed | |
| FREEDOM HOLDING CORP | 356390104 | COM | 4 | $282 | dollars as filed | |
| ABLE VIEW GLOBAL INC | G1149B108 | CL B ORD SHS | 114 | $282 | dollars as filed | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 75 | $281 | dollars as filed | |
| AMBIPAR EMERGENCY RESPONSE -- | G02532102 | CL A ORD SHS | 53 | $281 | dollars as filed | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 25 | $278 | dollars as filed | |
| Xunlei Ltd-Adr | 98419E108 | COM | 186 | $277 | dollars as filed | |
| Cango Inc/KY | 137586103 | ADS | 180 | $274 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 159 | $262 | dollars as filed | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2 | $256 | dollars as filed | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 100 | $256 | dollars as filed | |
| DBX ETF TR | 23306X852 | XTRACKERS CALIF | 10 | $252 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 8 | $247 | dollars as filed | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 6 | $246 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1 | $244 | dollars as filed | |
| PINEAPPLE ENERGY INC | 72303P107 | COM | 3,530 | $240 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 6 | $239 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 44 | $237 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 17 | $235 | dollars as filed | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 3 | $232 | dollars as filed | |
| SOUNDHOUND AI INC | 836100115 | *W EXP 04/26/202 | 78 | $229 | dollars as filed | |
| SURGEPAYS INC | 86882L204 | COM NEW | 59 | $227 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A119 | *W EXP 10/20/202 | 100 | $224 | dollars as filed | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 12 | $221 | dollars as filed | |
| CATCHA INVESTMENT CORP | G1962Y102 | SHS CL A | 19 | $215 | dollars as filed | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523203 | SPONSORED ADR | 200 | $214 | dollars as filed | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 36 | $213 | dollars as filed | |
| OKEANIS ECO TANKERS COR SHS | Y64177101 | Stock | 7 | $210 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 8 | $209 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W111 | *W EXP 08/29/202 | 88 | $202 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 10 | $201 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 24 | $198 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 13 | $198 | dollars as filed | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 3 | $196 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 10 | $195 | dollars as filed | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 5 | $194 | dollars as filed | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2 | $192 | dollars as filed | |
| NUKKLEUS INC | 67054R104 | COM | 194 | $190 | dollars as filed | |
| GOGORO INC | G9491K105 | ORDINARY SHARES | 100 | $184 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 34 | $181 | dollars as filed | |
| INTELLIGENT GROUP LIMITED | G48047107 | SHS CL A | 100 | $180 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1 | $179 | dollars as filed | |
| FOCUS IMPACT BH3 ACQUISITION | 22677T201 | UNIT 99/99/9999 | 19 | $179 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 21 | $178 | dollars as filed | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 2 | $177 | dollars as filed | |
| Karooooo Ltd | Y4600W108 | COM | 7 | $175 | dollars as filed | |
| GENETRON HLDGS LTD | 37186H209 | ADS | 43 | $173 | dollars as filed | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 3 | $169 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 3 | $169 | dollars as filed | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 3 | $164 | dollars as filed | |
| NN INC | 629337106 | COM | 34 | $161 | dollars as filed | |
| ASTRONOVA INC | 04638F108 | COM | 9 | $160 | dollars as filed | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 6 | $160 | dollars as filed | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 26 | $157 | dollars as filed | |
| SCILEX HOLDING CO | 80880W114 | *W EXP 11/10/202 | 418 | $153 | dollars as filed | |
| BRT APARTMENTS CORP | 055645303 | REIT | 9 | $151 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 27 | $149 | dollars as filed | |
| WETOUCH TECHNOLOGY INC | 961881208 | COM NEW | 64 | $144 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908507 | CMN | 20 | $135 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V823 | US REAL ESTA ETF | 6 | $134 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 7 | $131 | dollars as filed | |
| WISA TECHNOLOGIES INC | 86633R302 | COM | 6,177 | $130 | dollars as filed | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 3 | $127 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y872 | CMN | 4 | $127 | dollars as filed | |
| CRAWFORD & CO | 224633107 | COM | 14 | $127 | dollars as filed | |
| BIOCARDIA INC | 09060U507 | COM | 311 | $127 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 6 | $126 | dollars as filed | |
| PLUTONIAN ACQUISITION CORP | 72942P203 | UNIT 10/26/2027 | 11 | $125 | dollars as filed | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 2 | $122 | dollars as filed | |
| AUSTIN GOLD CORP | 05223F106 | COM | 100 | $121 | dollars as filed | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 5 | $120 | dollars as filed | |
| INSPIRE VETERINARY PARTNER | 45784E106 | COM CL A | 2,603 | $120 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G138 | *W EXP 12/14/202 | 247 | $119 | dollars as filed | |
| CLOVER LEAF CAPITAL CORP | 18915E204 | UNIT 99/99/9999 | 9 | $119 | dollars as filed | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 4 | $118 | dollars as filed | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 5 | $118 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 100 | $118 | dollars as filed | |
| ELEVATION ONCOLOGY INC COM | 28623U101 | Stock | 23 | $118 | dollars as filed | |
| SOS LIMITED | 83587W205 | ADR | 69 | $117 | dollars as filed | |
| AST SPACEMOBILE INC | 00217D118 | *W EXP 04/06/202 | 182 | $116 | dollars as filed | |
| FORAFRIC GLOBAL PLC | X3R81D110 | *W EXP 06/09/202 | 94 | $113 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 2 | $112 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 10 | $111 | dollars as filed | |
| Vivid Seats Inc W Exp 10/18/202 | 92854T118 | SPAC Combination | 123 | $111 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 10 | $110 | dollars as filed | |
| BELLEVUE LIFE SCNCS AQSTN CO | 079174207 | UNIT 02/09/2028 | 10 | $110 | dollars as filed | |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 78 | $108 | dollars as filed | |
| FUTURE FINTECH GROUP INC | 36117V204 | COM NEW | 107 | $107 | dollars as filed | |
| Cyclerion Therapeutics Inc | 23255M204 | COM | 33 | $106 | dollars as filed | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 3 | $106 | dollars as filed | |
| CHINA LIBERAL ED HLDGS LTD | G2161Y117 | ORD SHS NEW | 100 | $106 | dollars as filed | |
| SHUTTLE PHARMACTCLS HLDGS IN | 825693203 | COM | 251 | $102 | dollars as filed | |
| NUSHARES ETF TR | 67092P763 | CMN | 4 | $101 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 68 | $100 | dollars as filed | |
| CARTICA ACQUISITION CORP | G1995D109 | Equity | 9 | $100 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 6 | $98 | dollars as filed | |
| STOCK YDS BANCORP INC | 861025104 | COM | 2 | $98 | dollars as filed | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 126 | $98 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 27 | $96 | dollars as filed | |
| CHEETAH MOBILE INC | 163075203 | CMN | 32 | $96 | dollars as filed | |
| EVAXION BIOTECH A/S | 29970R204 | SPONSORED ADS | 30 | $96 | dollars as filed | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 1 | $94 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 2 | $93 | dollars as filed | |
| KRANESHARES TRUST | 500767678 | INDX FD | 3 | $92 | dollars as filed | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 3 | $91 | dollars as filed | |
| ALPHA TAU MEDICAL LTD WT EXP | M0740A116 | Stock | 358 | $90 | dollars as filed | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K309 | COM | 44 | $89 | dollars as filed | |
| GREENPRO CAP CORP | 39540F309 | COM NEW | 63 | $88 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 23 | $88 | dollars as filed | |
| BLUE STAR FOODS CORP | 09606H200 | COMMON | 949 | $87 | dollars as filed | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 3 | $84 | dollars as filed | |
| MARTI TECHNOLOGIES INC | 573134103 | COM | 100 | $82 | dollars as filed | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L107 | CLASS A COM | 8 | $82 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 15 | $80 | dollars as filed | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 3 | $79 | dollars as filed | |
| GREENWAVE TECHNOLOGY SOLUTIO | 57630J304 | USD | 648 | $78 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 8 | $77 | dollars as filed | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 4 | $77 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 2 | $75 | dollars as filed | |
| PROSHARES TR | 74349Y209 | ETF | 4 | $75 | dollars as filed | |
| ZEO ENERGY CORP | 98944F109 | CL A | 13 | $74 | dollars as filed | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 6 | $74 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1 | $73 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 4 | $73 | dollars as filed | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 1 | $73 | dollars as filed | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1 | $68 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 7 | $68 | dollars as filed | |
| THERIVA BIOLOGICS INC | 87164U409 | COM NEW | 145 | $68 | dollars as filed | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 2 | $67 | dollars as filed | |
| Aura FAT Projects Acquisition Corp | G06362100 | COM | 6 | $67 | dollars as filed | |
| SACKS PARENTE GOLF INC | 78577G103 | Stock | 112 | $67 | dollars as filed | |
| DIREXION SHS ETF TR | 25460E224 | DAILY S&P 500 HI | 3 | $66 | dollars as filed | |
| Aussie $ ETF | 46090N103 | ETF | 1 | $65 | dollars as filed | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 1 | $59 | dollars as filed | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 55 | $57 | dollars as filed | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 2 | $57 | dollars as filed | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 2 | $56 | dollars as filed | |
| HYZON MOTORS INC | 44951Y110 | *W EXP 10/02/202 | 702 | $56 | dollars as filed | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 38 | $55 | dollars as filed | |
| GRINDR INC | 39854F119 | *W EXP 11/18/202 | 24 | $55 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 4 | $54 | dollars as filed | |
| CAPITOL SER TR | 14064D550 | FAIRLEAD TACTICA | 2 | $53 | dollars as filed | |
| AMBOW ED HLDG LTD | 02322P309 | SPONSORED ADS | 30 | $52 | dollars as filed | |
| TABOOLA.COM LTD | M8744T114 | *W EXP 99/99/999 | 120 | $52 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 5 | $49 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 5 | $49 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 3 | $48 | dollars as filed | |
| NOTABLE LABS LTD | M7517R107 | ORD SHS | 27 | $48 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 1 | $47 | dollars as filed | |
| ABACUS GLOBAL MGMT INC | 00258Y112 | *W EXP 06/30/202 | 73 | $47 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 3 | $46 | dollars as filed | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 50 | $46 | dollars as filed | |
| PASSAGE BIO INC | 702712100 | COM | 34 | $46 | dollars as filed | |
| HYCROFT MINING HOLDING CO A | 44862P208 | COMMON STOCK | 20 | $44 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 1 | $44 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 13 | $43 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 1 | $43 | dollars as filed | |
| CORE SCIENTIFIC INC NEW | 21874A130 | WTS | 18 | $43 | dollars as filed | |
| Trisalus Life Sciences Inc W Exp 08/10/202 | 89680M119 | SPAC Combination | 42 | $42 | dollars as filed | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 1 | $39 | dollars as filed | |
| Psq Holdings Inc W Exp 07/19/202 | 693691115 | SPAC Combination | 58 | $38 | dollars as filed | |
| BOREALIS FOODS INC | 09973D113 | *W EXP 02/07/202 | 274 | $38 | dollars as filed | |
| BIOLASE INC | 090911702 | COM NEW | 200 | $38 | dollars as filed | |
| CODERE ONLINE LUXEMBOURG S A | L18268117 | *W EXP 11/23/202 | 78 | $37 | dollars as filed | |
| NUSCALE PWR CORP | 67079K118 | *W EXP 05/02/202 | 46 | $37 | dollars as filed | |
| NORTHVIEW ACQUISITION CORP | 66718N103 | COM | 3 | $36 | dollars as filed | |
| ALLURION TECHNOLOGIES INC WT EXP 080130 | 02008G110 | Stock | 135 | $34 | dollars as filed | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 8 | $33 | dollars as filed | |
| HEALTHCARE AI ACQUISITION CO | G4373K109 | COM | 3 | $33 | dollars as filed | |
| SINGLEPOINT INC | 82932V409 | COM NEW | 154 | $33 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 16 | $32 | dollars as filed | |
| ATLASCLEAR HOLDINGS INC | 128745106 | COM SHS | 20 | $32 | dollars as filed | |
| KEEN VISION ACQUISITION CORP | G52443101 | UNIT 99/99/9999 | 3 | $31 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 7 | $30 | dollars as filed | |
| BAYVIEW ACQUISITION CORP | 07323B100 | ORD SHS | 3 | $30 | dollars as filed | |
| SIGNING DAY SPORTS INC COMMON STOCK | 82670R107 | Stock | 102 | $30 | dollars as filed | |
| CORE SCIENTIFIC INC NEW | 21874A114 | *W EXP 01/23/202 | 22 | $29 | dollars as filed | |
| SPDR SERIES TRUST | 78468R473 | STATE STREET SPD | 1 | $29 | dollars as filed | |
| LIGHTSPEED COMM INC NPV | 53229C107 | SUB VTG SHS | 2 | $28 | dollars as filed | |
| CYTOMED THERAPEUTICS LIMITED | Y1R80M106 | SHS | 13 | $28 | dollars as filed | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 29 | $28 | dollars as filed | |
| SOUND GROUP INC | 53933L203 | SPONSORED ADS | 8 | $27 | dollars as filed | |
| Evolv Technologies Hldngs In W Exp 07/16/202 | 30049H110 | SPAC Combination | 44 | $27 | dollars as filed | |
| EUDA HEALTH HOLDINGS LTD | G3142E121 | *W EXP 11/22/202 | 100 | $27 | dollars as filed | |
| EOS ENERGY ENTERPRISES, INC | 29415C119 | *W EXP 11/17/202 | 151 | $27 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P397 | WESTN ASSET BD | 1 | $26 | dollars as filed | |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 77 | $26 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 2 | $24 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P447 | CLEARBRIDGE SUST | 1 | $24 | dollars as filed | |
| AIB ACQUISITION CORPORATION | G0R45S109 | CLASS A ORD | 2 | $23 | dollars as filed | |
| BROAD CAPITAL ACQUISITION CO | 11125B102 | COM | 2 | $23 | dollars as filed | |
| SPHERE 3D CORP NEW | 84841L407 | COM NEW | 14 | $22 | dollars as filed | |
| GRIID INFRASTRUCTURE INC | 398501114 | *W EXP 12/29/202 | 306 | $22 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1 | $20 | dollars as filed | |
| PLANET LABS PBC | 72703X114 | *W EXP 12/06/202 | 93 | $19 | dollars as filed | |
| SYNAPTOGENIX INC | 87167T201 | COM NEW | 102 | $19 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 5 | $18 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 107 | $18 | dollars as filed | |
| Zeo Energy Corp W Exp 03/13/202 | 98944F117 | SPAC Combination | 137 | $16 | dollars as filed | |
| EXELA TECHNOLOGIES INC | 30162V607 | CONV | 8 | $16 | dollars as filed | |
| MOBIX LABS INC | 60743G118 | *W EXP 12/21/202 | 73 | $15 | dollars as filed | |
| SANGOMA TECHNOLOGIES CORP | 80100R408 | COM NEW | 3 | $15 | dollars as filed | |
| RUM GROUP INC | 78137L113 | *W EXP 09/16/202 | 6 | $14 | dollars as filed | |
| PAGAYA TECHNOLOGIES LTD | M7S64L107 | WTS | 155 | $14 | dollars as filed | |
| PALLADYNE AI CORP | 80359A114 | *W EXP 09/24/202 | 269 | $14 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 1 | $14 | dollars as filed | |
| INNO HOLDINGS INC | 4576JP109 | COM | 20 | $14 | dollars as filed | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 1 | $13 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 11 | $13 | dollars as filed | |
| BANK MONTREAL MEDIUM | 063679641 | MICRSCTR GLD 3X | 4 | $13 | dollars as filed | |
| Aeries Technology Inc W Exp 11/06/202 | G0136H110 | SPAC Combination | 226 | $12 | dollars as filed | |
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 144 | $12 | dollars as filed | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 135 | $12 | dollars as filed | |
| SLAM CORP | G8210L105 | COM | 1 | $11 | dollars as filed | |
| ARROWROOT ACQUISITION CORP | 04282M102 | COM | 1 | $11 | dollars as filed | |
| AIMFINITY INVESTMENT CORP I | G0135E142 | UNIT 04/21/2027 | 1 | $11 | dollars as filed | |
| ALTENERGY ACQUISITION CORP | 02157M207 | UNIT 10/29/2026 | 1 | $11 | dollars as filed | |
| MONTEREY CAP ACQUISITION COR | 61244M208 | UNIT 05/10/2027 | 1 | $11 | dollars as filed | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 3 | $10 | dollars as filed | |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 36 | $10 | dollars as filed | |
| SUMMIT HEALTHCARE ACQUISITION | g9845f117 | WT | 126 | $9 | dollars as filed | |
| PONO CAP -CW22 EQUITY | 00810J116 | COM | 749 | $9 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W117 | *W EXP 08/05/202 | 38 | $9 | dollars as filed | |
| AMBIPAR EMERGENCY RESPONSE | G02532110 | *W EXP 03/06/202 | 26 | $8 | dollars as filed | |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 28 | $8 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635116 | *W EXP 04/05/202 | 26 | $8 | dollars as filed | |
| MONEYHERO LIMITED | G6202B119 | *W EXP 09/13/202 | 65 | $7 | dollars as filed | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 128 | $7 | dollars as filed | |
| FISCALNOTE HOLDINGS INC | 337655112 | *W EXP 07/29/202 | 29 | $7 | dollars as filed | |
| Bridger Aerospace Grp Hldgs W Exp 01/24/202 | 96812F110 | SPAC Combination | 32 | $6 | dollars as filed | |
| Livewire Group Inc W Exp 09/26/202 | 53838J113 | SPAC Combination | 23 | $6 | dollars as filed | |
| Apollomics Inc W Exp 04/01/202 | G0411D115 | SPAC Combination | 200 | $6 | dollars as filed | |
| SWVL HOLDINGS CORP | G86302117 | *W EXP 99/99/999 | 334 | $6 | dollars as filed | |
| WTS PHOENIX BIOTECH ACQUISITIO | 71902k113 | WT | 87 | $6 | dollars as filed | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 57 | $5 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G116 | *W EXP 99/99/999 | 44 | $5 | dollars as filed | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 3 | $5 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B114 | *W EXP 10/07/202 | 213 | $4 | dollars as filed | |
| Reservoir Media Inc W Exp 08/26/202 | 76119X113 | SPAC Combination | 3 | $4 | dollars as filed | |
| SATELLOGIC INC | G7823S119 | *W EXP 01/25/202 | 41 | $4 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 137 | $4 | dollars as filed | |
| PERFECT CORP | G7006A117 | *W EXP 10/28/202 | 37 | $3 | dollars as filed | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 2 | $3 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 316 | $3 | dollars as filed | |
| NRX PHARMACEUTICALS INC | 629444118 | *W EXP 05/24/202 | 15 | $3 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 23 | $3 | dollars as filed | |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 23 | $3 | dollars as filed | |
| SES AI CORPORATION WT EXP 121026 | 78397Q117 | Stock | 24 | $2 | dollars as filed | |
| LANVIN GROUP HOLDINGS LIMITE | G5380J118 | W EXP 01/14/202 | 50 | $2 | dollars as filed | |
| GCT SEMICONDUCTOR HLDG INC | 36170N115 | W EXP 03/01/202 | 5 | $2 | dollars as filed | |
| Sab Biotherapeutics Inc W Exp 10/22/202 | 78397T111 | SPAC Combination | 48 | $2 | dollars as filed | |
| BOA ACQUISITION CORP | g8059b119 | WT | 201 | $2 | dollars as filed | |
| PRENETICS GLOBAL LTD | G72245114 | *W EXP 05/18/202 | 339 | $2 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 1 | $2 | dollars as filed | |
| MAWSON INFRASTRUCTURE GROUP | 57778N307 | COM | 1 | $2 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667112 | *W EXP 05/07/202 | 22 | $2 | dollars as filed | |
| UCOMMUNE INTERNATIONAL LTD | G9449A118 | *W EXP 11/01/202 | 206 | $2 | dollars as filed | |
| HIPPO HLDGS INC | 433539111 | *W EXP 08/02/202 | 124 | $2 | dollars as filed | |
| JETAI INC | 47714H118 | *W EXP 08/10/202 | 29 | $2 | dollars as filed | |
| Beneficient W Exp 06/07/202 | 08178Q119 | SPAC Combination | 77 | $1 | dollars as filed | |
| Ecarx Holdings Inc W Exp 99/99/999 | G29201111 | SPAC Combination | 23 | $1 | dollars as filed | |
| DIH HLDG US INC | 23290B114 | *W EXP 04/20/202 | 30 | $1 | dollars as filed | |
| MOOLEC SCIENCE SA | L64875112 | *W EXP 12/30/202 | 29 | $1 | dollars as filed | |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 100 | $1 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N110 | *W EXP 07/14/202 | 20 | $1 | dollars as filed | |
| VELO3D INC | 92259N112 | *W EXP 09/29/202 | 17 | $1 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 70,420 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 424 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| VERDE CLEAN FUELS INC | 923372114 | *W EXP 02/15/202 | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| SPORTS ENTMT GAMING GLOBAL | 54570M116 | *W EXP 10/15/202 | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| KATAPULT HOLDINGS INC | 485859110 | *W EXP 06/09/202 | 14 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,416 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 7 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| BUKIT JALIL GBL ACQUISITION | G1676M139 | UNIT 05/02/2029 | 209 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| BLEUACACIA LTD | G11728121 | UNIT 10/30/2026 | 26 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 4 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| AGBA GROUP HOLDING LTD | G01212110 | *W EXP 03/15/202 | 14 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| 0 | 31738L115 | 0 | 15 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-24-000007 | this filing | 2024-05-15 | acceptance time not in the bulk data set |