13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 5,935 holding rows worth $3,196,734,529.
- Accession
- 0001533421-23-000011
- Filer
- CIK 1533421
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 9,639 entries on the cover page, a total value of $3,196,734,529 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,196,734,529 with VALUE read as dollars as filed, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
- included managerTRC MARKETS LLC028-22630
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 75 | $685 | dollars as filed | |
| GLOBAL PARTNER ACQISTN CORP | G3934P110 | UNIT 01/06/2026 | 63 | $685 | dollars as filed | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 26 | $681 | dollars as filed | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 19 | $676 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X487 | TRAD 2X INNO ETF | 12 | $674 | dollars as filed | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 64 | $665 | dollars as filed | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 36 | $661 | dollars as filed | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 17 | $659 | dollars as filed | |
| IDAHO STRATEGIC RESOURCES | 645827205 | COM NEW | 130 | $655 | dollars as filed | |
| COMSTOCK INC | 205750300 | COM NEW | 1,593 | $653 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 93 | $649 | dollars as filed | |
| EBANG INTL HLDGS INC | G3R33A205 | CL A ORD SH NEW | 85 | $638 | dollars as filed | |
| MINERVA SURGICAL INC | 60343F106 | COM | 3,853 | $636 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 45 | $633 | dollars as filed | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 22 | $632 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 497 | $626 | dollars as filed | |
| BLUE OCEAN ACQUISITION CORP | G1330L113 | UNIT 12/02/2026 | 55 | $621 | dollars as filed | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 26 | $620 | dollars as filed | |
| IMMUNIC INC | 4525EP101 | COM | 420 | $617 | dollars as filed | |
| ACORDA THERAPEUTICS INC | 00484M700 | COMMON | 41 | $615 | dollars as filed | |
| PLUTONIAN ACQUISITION CORP | 72942P104 | COM | 58 | $613 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 167 | $611 | dollars as filed | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 20 | $604 | dollars as filed | |
| VACCINEX INC | 918640202 | COMMON | 534 | $603 | dollars as filed | |
| GOAL ACQUISITIONS CORP | 38021H107 | COM | 57 | $599 | dollars as filed | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 26 | $596 | dollars as filed | |
| BENITEC BIOPHARMA INC | 08205P209 | COMMON STOCK | 196 | $592 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 62 | $588 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 133 | $587 | dollars as filed | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 6 | $586 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 4 | $585 | dollars as filed | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 19 | $578 | dollars as filed | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 342 | $578 | dollars as filed | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 3,654 | $574 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 298 | $562 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 100 | $548 | dollars as filed | |
| LENSAR INC | 52634L108 | COM | 177 | $547 | dollars as filed | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K201 | TRUS | 53 | $541 | dollars as filed | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 15 | $538 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 19 | $534 | dollars as filed | |
| ORGANIGRAM HLDGS INC | 68620P705 | COM | 400 | $530 | dollars as filed | |
| APTOSE BIOSCIENCES INC | 03835T309 | COM | 188 | $526 | dollars as filed | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 39 | $521 | dollars as filed | |
| FARMER BROS CO | 307675108 | COM | 200 | $516 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 17 | $511 | dollars as filed | |
| OPTHEA LTD | 68386J208 | SPONSORED ADS | 299 | $508 | dollars as filed | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 10 | $506 | dollars as filed | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 35 | $505 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 360 | $500 | dollars as filed | |
| SIYATA MOBILE INC | 83013Q608 | COM | 177 | $499 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 13 | $486 | dollars as filed | |
| SHARPLINK GAMING LTD SHS NEW | M8273L110 | Stock | 300 | $480 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 47 | $477 | dollars as filed | |
| RF ACQUISITION CORP | 74954L203 | UNIT 05/01/2028 | 41 | $464 | dollars as filed | |
| GLOBAL X FDS | 37960A693 | EMKT INTRNT ECOM | 22 | $460 | dollars as filed | |
| OP BANCORP | 67109R109 | COMMON STOCK | 50 | $458 | dollars as filed | |
| INSIGHT ACQUISITION CORP | 45784L100 | COM | 43 | $457 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 47 | $454 | dollars as filed | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 202 | $448 | dollars as filed | |
| SOLUNA HOLDINGS INC | 583543103 | COM NEW | 2,125 | $446 | dollars as filed | |
| BIORA THERAPEUTICS INC | 74319F305 | COM | 205 | $445 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 42 | $433 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 10 | $432 | dollars as filed | |
| INCEPTION GROWTH ACQUSTN LTD | 45333D104 | COM | 40 | $425 | dollars as filed | |
| LIQTECH INTL INC | 53632A300 | COM | 109 | $424 | dollars as filed | |
| CATALYST BANCORP INC | 14888L101 | COMMON STOCK | 35 | $422 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 48 | $421 | dollars as filed | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 925 | $420 | dollars as filed | |
| TECHNOLOGY & TELECOM ACQ COR | G87119122 | UNIT 01/13/2027 | 37 | $420 | dollars as filed | |
| ZHONGCHAO INC | G9897X107 | CL A | 380 | $418 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 133 | $416 | dollars as filed | |
| AMPIO PHARMACEUTICALS INC | 03209T307 | COM | 114 | $415 | dollars as filed | |
| TEMPO AUTOMATION HOLDINGS INC | 88024M108 | COM | 2,849 | $413 | dollars as filed | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 33 | $412 | dollars as filed | |
| IDEANOMICS INC | 45166V205 | COM NEW | 169 | $411 | dollars as filed | |
| GLOBAL STAR ACQUISITION-CL A | 37962G102 | COM | 38 | $404 | dollars as filed | |
| OTONOMO TECHNOLOGIES LTD | M7571L129 | SHS NEW | 100 | $400 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 23 | $395 | dollars as filed | |
| ATIXFY COMMUNICATIONS LTD | M82363124 | ORD SHS | 737 | $392 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 35 | $391 | dollars as filed | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 5 | $385 | dollars as filed | |
| GLEN BURNIE BANCORP | 377407101 | COM | 60 | $382 | dollars as filed | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 18 | $380 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 11 | $376 | dollars as filed | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 317 | $371 | dollars as filed | |
| AMBIPAR EMERGENCY RESPONSE -- | G02532102 | CL A ORD SHS | 53 | $367 | dollars as filed | |
| NULL | 032108854 | NULL | 75 | $362 | dollars as filed | |
| PROCAPS GROUP SA | L7756P102 | SHS | 100 | $362 | dollars as filed | |
| POET TECHNOLOGIES INC | 73044W302 | COM NEW | 118 | $361 | dollars as filed | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 139 | $361 | dollars as filed | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 106 | $360 | dollars as filed | |
| ACHARI VENTURES HLDGS CORP I | 00444X200 | UNIT 09/30/2026 | 32 | $360 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 7 | $359 | dollars as filed | |
| CINEVERSE CORP | 172406308 | COM CL A | 300 | $351 | dollars as filed | |
| MIND C T I LTD | M70240102 | ORD | 186 | $349 | dollars as filed | |
| PRIVETERRA ACQUISITION CORP | 876545203 | UNIT 12/31/2025 | 32 | $346 | dollars as filed | |
| ALPHATIME ACQUISITION CORP | G0223V113 | UNIT 03/01/2028 | 32 | $344 | dollars as filed | |
| GORES HOLDINGS IX INC | 38287A200 | UNIT 01/14/2029 | 31 | $337 | dollars as filed | |
| AURORA TECHNOLOGY ACQUISITIO | G06984101 | UNIT 01/27/2027 | 30 | $337 | dollars as filed | |
| NEPHROS INC | 640671400 | COM | 226 | $334 | dollars as filed | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 16 | $329 | dollars as filed | |
| ALSP ORCHID ACQUISITION CORP | G0231L107 | COM | 30 | $328 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 162 | $327 | dollars as filed | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 17 | $325 | dollars as filed | |
| RENN FD INC | 759720105 | COM | 181 | $324 | dollars as filed | |
| Elicio Therapeutics Inc Com | 28657F103 | LST Equity Option | 38 | $321 | dollars as filed | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 312 | $321 | dollars as filed | |
| CAMBER ENERGY INC | 13200M607 | COM | 1,396 | $321 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 159 | $318 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N105 | COM | 29 | $316 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 19 | $312 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 45 | $312 | dollars as filed | |
| EMX RTY CORP | 26873J107 | COM | 175 | $312 | dollars as filed | |
| TURBO ENERGY S A | 899924104 | SPON ADS | 128 | $310 | dollars as filed | |
| BARINTHUS BIOTHERAPEUTICS PL | 91864C107 | ADS | 100 | $309 | dollars as filed | |
| SOS LIMITED | 83587W205 | ADR | 70 | $307 | dollars as filed | |
| CHEETAH MOBILE INC | 163075203 | CMN | 154 | $305 | dollars as filed | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 11 | $298 | dollars as filed | |
| TIDAL TRUST II | 88634T790 | YIELDMAX GOOGL | 15 | $297 | dollars as filed | |
| ONECONNECT FINL TECHNOLOGY C | 68248T204 | SPONSORED ADS | 95 | $297 | dollars as filed | |
| 9F INC | 65442R208 | SPON ADS NEW | 102 | $296 | dollars as filed | |
| GRAPHJET TECHNOLOGY | G30449105 | CLASS A ORD SHS | 26 | $290 | dollars as filed | |
| CF ACQUISITION CORP VII | 12521H107 | COM | 27 | $290 | dollars as filed | |
| BLEUACACIA LTD | G11728121 | UNIT 10/30/2026 | 26 | $287 | dollars as filed | |
| ADVISORSHARES TR | 00768Y412 | RANGER EQUITY BE | 12 | $281 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 17 | $277 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 667 | $277 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 74 | $269 | dollars as filed | |
| MAGYAR BANCORP INC | 55977T208 | COM | 26 | $266 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 6 | $265 | dollars as filed | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L303 | COM NEW | 200 | $264 | dollars as filed | |
| AETERNA ZENTARIS INC | 007975501 | COMMON | 103 | $258 | dollars as filed | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 3 | $255 | dollars as filed | |
| BIODEXA PHARMACEUTICALS PLC | 59564R708 | SPON ADS NEW | 51 | $254 | dollars as filed | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 219 | $254 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 90 | $251 | dollars as filed | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 5 | $242 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 58 | $239 | dollars as filed | |
| AURORA TECHNOLOGY ACQUISITIO | G06984119 | COM | 22 | $239 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 6 | $238 | dollars as filed | |
| ELECTROVAYA INC | 28617B606 | COM | 84 | $238 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 20 | $234 | dollars as filed | |
| SYNAPTOGENIX INC | 87167T201 | COM NEW | 530 | $233 | dollars as filed | |
| SMART SAND INC | 83191H107 | COM | 100 | $232 | dollars as filed | |
| ATERIAN INC | 02156U101 | COM | 706 | $231 | dollars as filed | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 20 | $230 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 22 | $229 | dollars as filed | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 937 | $229 | dollars as filed | |
| CHECK CAP LTD | M2361E179 | SHS | 51 | $217 | dollars as filed | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 12 | $216 | dollars as filed | |
| TENON MEDICAL INC | 88066N105 | COM | 1,387 | $215 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 75 | $214 | dollars as filed | |
| NEURAXIS INC | 64134X201 | COM | 56 | $213 | dollars as filed | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A105 | COMMON STOCK | 20 | $213 | dollars as filed | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2 | $209 | dollars as filed | |
| SCILEX HOLDING CO | 80880W114 | *W EXP 11/10/202 | 418 | $209 | dollars as filed | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 3 | $207 | dollars as filed | |
| ICAD INC | 44934S206 | COM NEW | 98 | $207 | dollars as filed | |
| INSPIRE VETERINARY PARTNER | 45784E106 | COM CL A | 151 | $204 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 5 | $199 | dollars as filed | |
| BUKIT JALIL GBL ACQUISITION ORD SHS | G1676M105 | Warrant | 19 | $196 | dollars as filed | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 9 | $191 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 15 | $189 | dollars as filed | |
| FUTURE FINTECH GROUP INC | 36117V204 | COM NEW | 170 | $189 | dollars as filed | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 5 | $184 | dollars as filed | |
| WISEKEY INTERNATIONAL HLDS L | 97727L408 | SPON ADR | 100 | $181 | dollars as filed | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 35 | $180 | dollars as filed | |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 43 | $178 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 4 | $177 | dollars as filed | |
| LAKESHORE BIOPHARMA CO LTD | G9845F109 | COM | 221 | $177 | dollars as filed | |
| SPIRE GLOBAL INC | 848560306 | COMMON STOCK | 36 | $176 | dollars as filed | |
| CELLECTIS ADS | 15117K103 | COM | 111 | $175 | dollars as filed | |
| YANGUFANG INTERNATIONAL GROU | G9834A103 | ORDINARY SHARES | 53 | $172 | dollars as filed | |
| SOPHIA GENETICS SA | H82027105 | ORDINARY SHARES | 67 | $171 | dollars as filed | |
| AST SPACEMOBILE INC | 00217D118 | *W EXP 04/06/202 | 182 | $171 | dollars as filed | |
| FREEDOM HOLDING CORP | 356390104 | COM | 2 | $169 | dollars as filed | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 174 | $169 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W111 | *W EXP 08/29/202 | 88 | $164 | dollars as filed | |
| MOTORSPORT GAMES INC | 62011B201 | CL A NEW | 45 | $163 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 32 | $160 | dollars as filed | |
| X FINL | 98372W202 | SPONSORED ADS | 39 | $160 | dollars as filed | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 294 | $159 | dollars as filed | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 12 | $151 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 3 | $148 | dollars as filed | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 140 | $147 | dollars as filed | |
| FRONTIER INVESTMENT CORP | G36816117 | UNIT 06/29/2026 | 14 | $146 | dollars as filed | |
| BIONOMICS LIMITED | 09063M205 | ADS | 54 | $146 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 3 | $144 | dollars as filed | |
| BEST INC | 08653C601 | SPONSORED ADS | 63 | $140 | dollars as filed | |
| FREYR BATTERY INC | L4135L118 | *W EXP 09/01/202 | 140 | $140 | dollars as filed | |
| Vivid Seats Inc W Exp 10/18/202 | 92854T118 | SPAC Combination | 123 | $136 | dollars as filed | |
| GD CULTURE GROUP LTD | 19200A204 | CMN | 45 | $135 | dollars as filed | |
| D-MARKET ELECTR SVCS TRY 0.2 | 23292B104 | SPONSORED ADS | 100 | $133 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 3 | $131 | dollars as filed | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 159 | $130 | dollars as filed | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 21 | $130 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 7 | $130 | dollars as filed | |
| LIV CAPITAL ACQUISITN CORP I | G5510R105 | CLASS A ORD SHS | 12 | $130 | dollars as filed | |
| SHUAA PARTNERS ACQUISTN CORP | G81173125 | UNIT 02/24/2027 | 11 | $129 | dollars as filed | |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 90 | $126 | dollars as filed | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 26 | $125 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y872 | CMN | 4 | $123 | dollars as filed | |
| ALLURION TECHNOLOGIES INC WT EXP 080130 | 02008G110 | Stock | 135 | $123 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 14 | $121 | dollars as filed | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 247 | $121 | dollars as filed | |
| ARRIVAL | L0423Q124 | COM NEW | 101 | $120 | dollars as filed | |
| PLUTONIAN ACQUISITION CORP | 72942P203 | UNIT 10/26/2027 | 11 | $120 | dollars as filed | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 2 | $118 | dollars as filed | |
| BANK MONTREAL MEDIUM | 063679542 | MICROSCTR 3X LEV | 5 | $118 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V823 | US REAL ESTA ETF | 6 | $117 | dollars as filed | |
| HH&L ACQUISITION CO | G39714111 | UNIT 99/99/9999 | 11 | $117 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 15 | $116 | dollars as filed | |
| CONCORD ACQUISITION CORP III | 20607V205 | UNIT 99/99/9999 | 11 | $116 | dollars as filed | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 1 | $115 | dollars as filed | |
| FORAFRIC GLOBAL PLC | X3R81D110 | *W EXP 06/09/202 | 94 | $113 | dollars as filed | |
| ENVVENO MEDICAL CORPORATION | 29415J106 | COM | 21 | $113 | dollars as filed | |
| CLPS INCORPORATION | G31642104 | COM | 107 | $110 | dollars as filed | |
| KRANESHARES TRUST | 500767678 | INDX FD | 3 | $108 | dollars as filed | |
| BELLEVUE LIFE SCNCS AQSTN CO | 079174207 | UNIT 02/09/2028 | 10 | $108 | dollars as filed | |
| CLOVER LEAF CAPITAL CORP | 18915E204 | UNIT 99/99/9999 | 9 | $108 | dollars as filed | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 4 | $107 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 2 | $107 | dollars as filed | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 3 | $105 | dollars as filed | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 4 | $105 | dollars as filed | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 8 | $105 | dollars as filed | |
| STRATEGIC TRUST | 48817R870 | RUNNING GWTH ETF | 4 | $102 | dollars as filed | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 1 | $100 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 13 | $100 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 1 | $100 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 12 | $99 | dollars as filed | |
| RAMACO RES INC | 75134P600 | COM CL A | 9 | $98 | dollars as filed | |
| PB BANKSHARES INC | 69318V103 | COM | 8 | $98 | dollars as filed | |
| ALPHA TAU MEDICAL LTD WT EXP | M0740A116 | Stock | 358 | $95 | dollars as filed | |
| ICL GROUP LTD SHS | M53213100 | Stock | 17 | $94 | dollars as filed | |
| WISDOMTREE VOYA YIELD BOND ETF | 97717Y469 | COM | 2 | $94 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 2 | $91 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 11 | $91 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 2 | $89 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 23 | $89 | dollars as filed | |
| PERCEPTION CAPITAL CORP II | G7007D102 | CLASS A ORD | 8 | $89 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1 | $87 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 8 | $87 | dollars as filed | |
| POWERUP ACQUISITION CORP | G7207P103 | COM | 8 | $87 | dollars as filed | |
| SUPER LEAGUE ENTERPRISE INC | 86804F301 | COM | 50 | $87 | dollars as filed | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 1 | $84 | dollars as filed | |
| Psq Holdings Inc W Exp 07/19/202 | 693691115 | SPAC Combination | 58 | $81 | dollars as filed | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 100 | $80 | dollars as filed | |
| EDOC ACQUISITION CORP | G4000A102 | CL A | 7 | $79 | dollars as filed | |
| THERIVA BIOLOGICS INC | 87164U409 | COM NEW | 145 | $78 | dollars as filed | |
| MARTI TECHNOLOGIES INC | 573134103 | COM | 100 | $77 | dollars as filed | |
| SENSTAR TECHNOLOGIES LTD | M8T77E105 | COM | 69 | $77 | dollars as filed | |
| AUSTIN GOLD CORP | 05223F106 | COM | 100 | $75 | dollars as filed | |
| WORLDWIDE WEBB ACQUISITION C | G97775103 | COM | 7 | $74 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 15 | $73 | dollars as filed | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 4 | $72 | dollars as filed | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 3 | $71 | dollars as filed | |
| EVE HLDG INC WTS EXP 05/09/202 | 29970n112 | WT | 100 | $71 | dollars as filed | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 2 | $68 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 1 | $68 | dollars as filed | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 36 | $68 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 4 | $67 | dollars as filed | |
| T2 BIOSYSTEMS INC | 89853L203 | COM NEW | 300 | $66 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 7 | $65 | dollars as filed | |
| FINNOVATE ACQUISITION CORP | G3R34K103 | COM | 6 | $65 | dollars as filed | |
| NEW PROVIDENCE ACQSITN CORP | 64823D102 | CLASS A COM | 6 | $65 | dollars as filed | |
| C5 ACQUISITION CORPORATION | 12530D204 | UNIT 99/99/9999 | 6 | $65 | dollars as filed | |
| Aussie $ ETF | 46090N103 | ETF | 1 | $64 | dollars as filed | |
| EOS ENERGY ENTERPRISES, INC | 29415C119 | *W EXP 11/17/202 | 151 | $63 | dollars as filed | |
| SHUTTLE PHARMACTCLS HLDGS IN | 825693203 | COM | 103 | $63 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 4 | $62 | dollars as filed | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 6 | $62 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 9 | $59 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 5 | $59 | dollars as filed | |
| Galiano Gold Inc | 36352H100 | COM | 100 | $59 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 4 | $59 | dollars as filed | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1 | $55 | dollars as filed | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 3 | $54 | dollars as filed | |
| PAGAYA TECHNOLOGIES LTD | M7S64L107 | WTS | 155 | $54 | dollars as filed | |
| AMBOW ED HLDG LTD SPONSORED ADS | 02322P200 | ADR | 300 | $54 | dollars as filed | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 3 | $52 | dollars as filed | |
| TABOOLA.COM LTD | M8744T114 | *W EXP 99/99/999 | 120 | $52 | dollars as filed | |
| INTRUSION INC COM NEW | 46121e205 | COM | 144 | $50 | dollars as filed | |
| FARMMI INC | G33277131 | SHS NEW | 31 | $50 | dollars as filed | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 2 | $49 | dollars as filed | |
| HYZON MOTORS INC | 44951Y110 | *W EXP 10/02/202 | 702 | $49 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 7 | $46 | dollars as filed | |
| PURETECH HEALTH PLC | 746237106 | ADS | 2 | $46 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 5 | $45 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 1 | $45 | dollars as filed | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 1 | $45 | dollars as filed | |
| ALLEGO N V | N0796A118 | WTS | 121 | $45 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 1 | $43 | dollars as filed | |
| HORIZON SPACE ACQUSTN I CORP | G4619M109 | ORDINARY SHARES | 4 | $42 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F202 | COMMON | 43 | $42 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 1 | $40 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 13 | $40 | dollars as filed | |
| SES AI CORPORATION WT EXP 121026 | 78397Q117 | Stock | 146 | $40 | dollars as filed | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 1 | $39 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 1 | $39 | dollars as filed | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 106 | $38 | dollars as filed | |
| POLISHED COM INC | 28252C109 | CMN | 473 | $38 | dollars as filed | |
| Evolv Technologies Hldngs In W Exp 07/16/202 | 30049H110 | SPAC Combination | 44 | $35 | dollars as filed | |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 77 | $35 | dollars as filed | |
| MEDIROM HEALTHCARE TECH INC | 58510H103 | SPONSORED ADS | 6 | $34 | dollars as filed | |
| SCHULTZE SPL PURP ACQ CORP I | 808212203 | UNIT 03/25/2028 | 3 | $33 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 1 | $32 | dollars as filed | |
| REVELSTONE CAPITAL ACQSTN CO | 76137R106 | CLASS A COM | 3 | $32 | dollars as filed | |
| ZW DATA ACTION TECHNOLOGS IN | 98880R208 | COMMON | 35 | $32 | dollars as filed | |
| LARGO INC | 517097101 | COM | 11 | $31 | dollars as filed | |
| KEEN VISION ACQUISITION CORP | G52443101 | UNIT 99/99/9999 | 3 | $31 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 4 | $30 | dollars as filed | |
| NUSCALE PWR CORP | 67079K118 | *W EXP 05/02/202 | 46 | $30 | dollars as filed | |
| IBIO INC COM | 451033609 | Stock | 100 | $30 | dollars as filed | |
| BANK MONTREAL MEDIUM | 063679641 | MICRSCTR GLD 3X | 4 | $30 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 1 | $29 | dollars as filed | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 29 | $28 | dollars as filed | |
| ABACUS GLOBAL MGMT INC | 00258Y112 | *W EXP 06/30/202 | 73 | $28 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 7 | $27 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B114 | *W EXP 10/07/202 | 213 | $27 | dollars as filed | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 52 | $27 | dollars as filed | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 32 | $27 | dollars as filed | |
| EA SERIES TRUST | 02072L490 | MKAM ETF | 1 | $26 | dollars as filed | |
| PLANET LABS PBC | 72703X114 | *W EXP 12/06/202 | 93 | $26 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 3 | $25 | dollars as filed | |
| NYLI U.S. LARGE CAP R&D LEADERS ETF | 45409B263 | ETF | 1 | $25 | dollars as filed | |
| EXELA TECHNOLOGIES INC | 30162V607 | CONV | 8 | $23 | dollars as filed | |
| INTERNATIONAL MEDIA ACQUISIT | 459867107 | CLASS A COM | 2 | $23 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 9 | $22 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P447 | CLEARBRIDGE SUST | 1 | $22 | dollars as filed | |
| Direxion Daily South Korea Bull 3X ETF | 25459Y520 | Exchange Traded Fund | 3 | $21 | dollars as filed | |
| ALPHATIME ACQUISITION CORP | G0223V105 | ORDINARY SHARES | 2 | $21 | dollars as filed | |
| PONO CAP -CW22 EQUITY | 00810J116 | COM | 749 | $21 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 137 | $21 | dollars as filed | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 1 | $20 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635116 | *W EXP 04/05/202 | 26 | $19 | dollars as filed | |
| GRINDR INC | 39854F119 | *W EXP 11/18/202 | 24 | $19 | dollars as filed | |
| GREENWAVE TECHNOLOGY SOLUTIO | 57630J304 | USD | 28 | $19 | dollars as filed | |
| ITERUM THERAPEUTICS PLC | G6333L200 | COM | 22 | $18 | dollars as filed | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 100 | $18 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 100 | $17 | dollars as filed | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 1 | $17 | dollars as filed | |
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 144 | $17 | dollars as filed | |
| Trisalus Life Sciences Inc W Exp 08/10/202 | 89680M119 | SPAC Combination | 42 | $16 | dollars as filed | |
| PRENETICS GLOBAL LTD | G72245114 | *W EXP 05/18/202 | 339 | $14 | dollars as filed | |
| SCWORX CORP COM | 78396V109 | Stock | 68 | $14 | dollars as filed | |
| MISSFRESH LTD ADR | 60500F204 | COM | 15 | $14 | dollars as filed | |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 36 | $12 | dollars as filed | |
| AMBIPAR EMERGENCY RESPONSE | G02532110 | *W EXP 03/06/202 | 26 | $12 | dollars as filed | |
| Electriq Power Holdings Inc | 285046108 | Equity | 6 | $11 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G116 | *W EXP 99/99/999 | 44 | $11 | dollars as filed | |
| FINTECH ECOSYSTEM DEVE | 318136108 | COM | 1 | $11 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | 629567108 | COM | 1 | $11 | dollars as filed | |
| ALTENERGY ACQUISITION CORP | 02157M207 | UNIT 10/29/2026 | 1 | $11 | dollars as filed | |
| A SPAC II ACQUISITION CORP | G0543H109 | ORD SHS CL A | 1 | $11 | dollars as filed | |
| MONTEREY CAP ACQUISITION COR | 61244M208 | UNIT 05/10/2027 | 1 | $11 | dollars as filed | |
| MONTEREY INNOVATION ACQUI CO | 61240F108 | COM | 1 | $11 | dollars as filed | |
| Apollomics Inc W Exp 04/01/202 | G0411D115 | SPAC Combination | 200 | $10 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | G6363K106 | CL A | 1 | $10 | dollars as filed | |
| DUNE ACQUISITION CORP | 265334102 | COM | 1 | $10 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W117 | *W EXP 08/05/202 | 90 | $10 | dollars as filed | |
| FLAME ACQUISITION CORP | 33850F207 | UNIT 99/99/9999 | 1 | $10 | dollars as filed | |
| GROM SOCIAL ENTRPRISES INC | 39878L506 | COM | 7 | $10 | dollars as filed | |
| Bridger Aerospace Grp Hldgs W Exp 01/24/202 | 96812F110 | SPAC Combination | 32 | $9 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 5 | $9 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 1 | $8 | dollars as filed | |
| LANVIN GROUP HOLDINGS LIMITE | G5380J118 | W EXP 01/14/202 | 50 | $8 | dollars as filed | |
| Livewire Group Inc W Exp 09/26/202 | 53838J113 | SPAC Combination | 23 | $8 | dollars as filed | |
| EUDA HEALTH HOLDINGS LTD | G3142E121 | *W EXP 11/22/202 | 100 | $8 | dollars as filed | |
| CODERE ONLINE LUXEMBOURG S A | L18268117 | *W EXP 11/23/202 | 78 | $8 | dollars as filed | |
| RUM GROUP INC | 78137L113 | *W EXP 09/16/202 | 6 | $7 | dollars as filed | |
| BTC DIGITAL LTD | G6055H155 | SHS NEW | 2 | $7 | dollars as filed | |
| LOCAFY LIMITED | Q56120134 | SHS NEW | 1 | $7 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1 | $6 | dollars as filed | |
| BENSON HILL INC | 082490111 | WT | 179 | $6 | dollars as filed | |
| FAZE HOLDINGS INC. 11.5000EXP03/01/2028 | 31423J110 | WARR | 363 | $6 | dollars as filed | |
| PARANOVUS ENTERTNMNT TECH LT | G4289N205 | ORD SHS CL A NEW | 2 | $6 | dollars as filed | |
| UCOMMUNE INTERNATIONAL LTD | G9449A118 | *W EXP 11/01/202 | 206 | $6 | dollars as filed | |
| NUBURU INC | 67021W111 | *W EXP 01/31/202 | 283 | $6 | dollars as filed | |
| PALLADYNE AI CORP | 80359A114 | *W EXP 09/24/202 | 269 | $5 | dollars as filed | |
| SUMMIT HEALTHCARE ACQUISITION | g9845f117 | WT | 126 | $5 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 2 | $5 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 316 | $5 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667112 | *W EXP 05/07/202 | 22 | $5 | dollars as filed | |
| FISCALNOTE HOLDINGS INC | 337655112 | *W EXP 07/29/202 | 29 | $5 | dollars as filed | |
| CANO HEALTH INC | 13781Y111 | WARR | 104 | $5 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 23 | $5 | dollars as filed | |
| CEPTON INC | 15673X119 | *W EXP 06/01/202 | 192 | $5 | dollars as filed | |
| SURO CAP CORP | 86887Q109 | COM NEW | 1 | $4 | dollars as filed | |
| Reservoir Media Inc W Exp 08/26/202 | 76119X113 | SPAC Combination | 3 | $4 | dollars as filed | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 128 | $4 | dollars as filed | |
| Sab Biotherapeutics Inc W Exp 10/22/202 | 78397T111 | SPAC Combination | 48 | $4 | dollars as filed | |
| SOUNDHOUND AI INC | 836100115 | *W EXP 04/26/202 | 14 | $4 | dollars as filed | |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 28 | $4 | dollars as filed | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 1 | $4 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 107 | $4 | dollars as filed | |
| VELO3D INC | 92259N112 | *W EXP 09/29/202 | 17 | $4 | dollars as filed | |
| Beneficient W Exp 06/07/202 | 08178Q119 | SPAC Combination | 77 | $3 | dollars as filed | |
| SWVL HOLDINGS CORP | G86302117 | *W EXP 99/99/999 | 334 | $3 | dollars as filed | |
| BOA ACQUISITION CORP | g8059b119 | WT | 201 | $3 | dollars as filed | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 57 | $2 | dollars as filed | |
| PERFECT CORP | G7006A117 | *W EXP 10/28/202 | 37 | $2 | dollars as filed | |
| SENTAGE HOLDINGS INC | G8062B114 | SHS NEW CL A | 1 | $2 | dollars as filed | |
| SCIENCE 37 HOLDINGS INC | 808644108 | COM | 4 | $2 | dollars as filed | |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 100 | $2 | dollars as filed | |
| SATELLOGIC INC | G7823S119 | *W EXP 01/25/202 | 41 | $2 | dollars as filed | |
| HIPPO HLDGS INC | 433539111 | *W EXP 08/02/202 | 124 | $2 | dollars as filed | |
| DEFI DEVELOPMENT CORP COM | 47100L202 | Stock | 2 | $2 | dollars as filed | |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 23 | $2 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N110 | *W EXP 07/14/202 | 20 | $2 | dollars as filed | |
| MICROMOBILITY.COM INC | 42309B139 | *W EXP 08/13/202 | 88 | $2 | dollars as filed | |
| 0 | 31738L115 | 0 | 15 | $2 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1 | $1 | dollars as filed | |
| Ecarx Holdings Inc W Exp 99/99/999 | G29201111 | SPAC Combination | 23 | $1 | dollars as filed | |
| Appreciate Holdings Inc | 03832J114 | Warrant | 46 | $1 | dollars as filed | |
| MAWSON INFRASTRUCTURE GROUP | 57778N307 | COM | 2 | $1 | dollars as filed | |
| NRX PHARMACEUTICALS INC | 629444118 | *W EXP 05/24/202 | 15 | $1 | dollars as filed | |
| WARRANTEE INC | 93465C106 | SPON ADS | 1 | $1 | dollars as filed | |
| Nogin Inc | 65528N113 | Warrant | 49 | $1 | dollars as filed | |
| MOOLEC SCIENCE SA | L64875112 | *W EXP 12/30/202 | 29 | $1 | dollars as filed | |
| JETAI INC | 47714H118 | *W EXP 08/10/202 | 29 | $1 | dollars as filed | |
| THE BEACHBODY COMPANY INC | 073463119 | *W EXP 12/31/202 | 37 | $1 | dollars as filed | |
| MICROMOBILITY.COM INC | 42309B402 | CLASS A COM | 10 | $1 | dollars as filed | |
| SMART FOR LIFE INC | 83204U400 | COM | 1 | $1 | dollars as filed | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 424 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| VERDE CLEAN FUELS INC | 923372114 | *W EXP 02/15/202 | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ELECTRIQ POWER HOLDINGS INC | 285046116 | WT | 15 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| SPORTS ENTMT GAMING GLOBAL | 54570M116 | *W EXP 10/15/202 | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| AGILETHOUGHT INC 11.5000EXP01/10/2025 | 00857F118 | WARR | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| KATAPULT HOLDINGS INC | 485859110 | *W EXP 06/09/202 | 14 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 7 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 4 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ATLANTIC COASTAL ACQUISTN CO | 048453203 | UNIT 03/02/2026 | 851 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| AGBA GROUP HOLDING LTD | G01212110 | *W EXP 03/15/202 | 14 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| AKERNA CORP | 00973W110 | WTS | 8 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 6 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-23-000011 | this filing | 2023-11-14 | acceptance time not in the bulk data set |