13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-09, with 6,208 holding rows worth $3,142,175,000.
- Accession
- 0001533421-23-000003
- Filer
- CIK 1533421
- Filed
- 2023-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 8,994 entries on the cover page, a total value of $3,142,175,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,142,175,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
- included managerTRC MARKETS LLC028-22630
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 91 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NUBIA BRAND INTERNATIONAL CO | 67022R103 | COM | 2 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SIGNAL HILL ACQUISITION CORP | 82664R105 | COM | 7 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 622 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 30 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| AHREN ACQUISITION CORP | G01322109 | COM | 2 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| COLISEUM ACQUISITION CORP | G2263T123 | COM | 39 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 1,377 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FINTECH ECOSYSTEM DEVE | 318136108 | COM | 3 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ALSP ORCHID ACQUISITION CORP | G0231L107 | COM | 30 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BOXED INC | 103174116 | WARR | 1,922 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CI FINL CORP | 125491100 | COM | 33 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CANO HEALTH INC | 13781Y111 | WARR | 104 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| GOAL ACQUISITIONS CORP | 38021H107 | COM | 18 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NATURA &CO HLDG S A | 63884N108 | ADR | 52 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| META MATERIALS INC | 59134N104 | COM | 1,188 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| PARTY CITY HOLDCO INC | 702149105 | COM | 83 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | G0440J109 | FUND | 3 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| GUARDION HEALTH SCIENCES INC | 40145Q500 | COM | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| POLYMET MNG CORP | 731916144 | WARR | 5,424 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| REDHILL BIOPHARMA LTD | 757468202 | ADR | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| STARBOX GROUP HLDGS LTD. | G8437S115 | COM | 3 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 97 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ELECTRA BATTERY MATERIALS CO | 28474P201 | COM | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| GETAROUND INC | 37427G101 | COM | 1,432 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 84 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ASENSUS SURGICAL INC | 04367G103 | COM | 262 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CLEAN ENERGY TECHNOLOGIES IN | 18452H206 | COM | 5 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CNFINANCE HLDGS LTD | 18979T105 | SPON ADS | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 20 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 0 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TSR INC | 872885207 | COM | 52 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SCHMITT INDS INC ORE | 806870200 | COM | 13,060 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| INSPIRATO INCORPORATED | 45791E115 | *W EXP 02/11/202 | 22 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Nogin Inc | 65528N113 | Warrant | 62 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| MOOLEC SCIENCE SA | L64875112 | *W EXP 12/30/202 | 29 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 144 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ALPHATIME ACQUISITION CORP | G0223V113 | UNIT 03/01/2028 | 32 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 23 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| AMBOW ED HLDG LTD SPONSORED ADS | 02322P200 | ADR | 300 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| EOS ENERGY ENTERPRISES, INC | 29415C119 | *W EXP 11/17/202 | 151 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CIPHER MINING INC | 17253J114 | *W EXP 10/22/202 | 44 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Tcv Acquisition Corp | G8704C124 | COM | 34 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 64 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FUTURE FINTECH GROUP INC | 36117V204 | COM NEW | 269 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| WALLBOX NV | N94209116 | *W EXP 10/01/202 | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| TC Bancshares, Inc. | 87224V108 | Non 13F Security | 7 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| UCOMMUNE INTERNATIONAL LTD | G9449A118 | *W EXP 11/01/202 | 206 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 29 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BRERA HOLDINGS PLC COM CL B NEW | G13311108 | Stock | 32 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CORE SCIENTIFIC INC | 21873J108 | Common Stock | 90 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 89 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ETERNA THERAPEUTICS INCORPORATED COM NEW | 114082209 | COM NEW | 45 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| HALLMARK FINL SVCS INCORPORATED | 40624Q302 | COM | 80 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 7 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| GLOBAL STAR ACQUISITION-CL A | 37962G102 | COM | 2 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SMART POWERR CORP | 168913309 | COM | 265 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| MDJM LTD | G59290109 | SHS | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 439 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NULL | 032108854 | NULL | 110 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NUSCALE PWR CORP | 67079K118 | *W EXP 05/02/202 | 46 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| HYZON MOTORS INC | 44951Y110 | *W EXP 10/02/202 | 702 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 7 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ROIVANT SCIENCES LTD | G76279119 | *W EXP 09/30/202 | 126 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 937 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FATHOM DIGITAL MFG CORP | 31189Y111 | *W EXP 12/22/202 | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ASPEN GROUP INC | 04530L203 | COM NEW | 6,251 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BERKSHIRE GREY INC | 084656115 | *W EXP 07/21/202 | 69 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SATELLOGIC INC | G7823S119 | *W EXP 01/25/202 | 41 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| HIPPO HLDGS INC | 433539111 | *W EXP 08/02/202 | 124 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SONIM TECHNOLOGIES INC | 83548F200 | COM NEW | 487 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L308 | COM | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| HPX CORP | G32219118 | UNIT 99/99/9999 | 0 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 0 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ERMENEGILDO ZEGNA N V | N30577113 | *W EXP 12/17/202 | 0 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HYRECAR INC | 44916T107 | COM | 47 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ELEVATE CREDIT INC | 28621V101 | COM | 0 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| QUOTIENT LTD | G73268149 | SHS | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| VOLTA INC | 92873V110 | *W EXP 08/26/202 | 164 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 25 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| LIGHTJUMP ACQUISITION CORP | 53228M205 | UNIT 01/06/2026 | 0 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NORTHERN GENESIS ACQU CORP I | 66516W206 | UNIT 99/99/9999 | 0 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A112 | UNIT 99/99/9999 | 0 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| G SQUARED ASCEND I INC | G4204R125 | UNIT 99/99/9999 | 0 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GELESIS HLDGS INC | 36850R113 | *W EXP 01/13/202 | 107 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 9 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| GENIUS SPORTS LIMITED | G3934V117 | *W EXP 04/30/202 | 0 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ABG ACQUISITION CORP I | G00496102 | CL A SHS | 0 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARBOR RAPHA CAP BIOHLDS CORP | 03881F104 | CLASS A COM | 18 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BUILD ACQUISITION CORP | 12008J204 | UNIT 99/99/9999 | 0 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 12,454 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 903 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CAZOO GROUP LTD | G2007L113 | *W EXP 08/26/202 | 200 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CARTICA ACQUISITION CORP | G1995D109 | Equity | 9 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 107 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| TECHNOLOGY & TEL EQUITY | G87119106 | COM | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| AIRNET TECHNOLOGY INC-ADR | 00941Q203 | COM | 15 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 2 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CLIMATEROCK | G2311X100 | CLASS A ORD | 33 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| PLUM ACQUISITION CORP III | G63290129 | UNIT 03/31/2028 | 19 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| AQUARON ACQUISITION CORP | 03842W105 | COMMON STOCK | 6 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BELLEVUE LIFE SCNCS AQSTN CO | 079174207 | UNIT 02/09/2028 | 10 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CEPTON INC | 15673X119 | *W EXP 06/01/202 | 192 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FUTURETECH II ACQUISITION CO | 36119D103 | CLASS A COM | 33 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| RF ACQUISITION CORP | 74954L203 | UNIT 05/01/2028 | 41 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| EVERGREEN CORPORATION | G3312W125 | UNIT 02/08/2027 | 33 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| THUNDER BRDG CAP PRTNRS IV I | 88605L206 | UNIT 06/30/2026 | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ALTENERGY ACQUISITION CORP | 02157M207 | UNIT 10/29/2026 | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 23 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 137 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| MARKFORGED HOLDING CORPORATI | 57064N110 | *W EXP 07/14/202 | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| VELO3D INC | 92259N112 | *W EXP 09/29/202 | 17 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| HHG CAPITAL CORPORATION | G4R23P103 | ORDINARY SHARES | 43 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| MARS ACQUISITION CORP | G5870E132 | UNIT 99/99/9999 | 16 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| INVESTCORP EUROPE ACQUISITIO | G4923T121 | UNIT 12/15/2026 | 25 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| MONTEREY CAP ACQUISITION COR | 61244M109 | CLASS A COM | 7 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| MONTEREY CAP ACQUISITION COR | 61244M208 | UNIT 05/10/2027 | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ACHARI VENTURES HLDGS CORP I | 00444X200 | UNIT 09/30/2026 | 32 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CETUS CAP ACQUISITION CORP | 15719Y204 | UNIT 01/30/2028 | 12 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CLOVER LEAF CAPITAL CORP | 18915E204 | UNIT 99/99/9999 | 9 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| PLUM ACQUISITION CORP I | G7134L126 | CLASS A ORD SHS | 8 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| TECHNOLOGY & TELECOM ACQ COR | G87119122 | UNIT 01/13/2027 | 37 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| LAMF GLOBAL VENTURES CORP I | G5338L108 | CLASS A ORD | 45 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| PLUTONIAN ACQUISITION CORP | 72942P203 | UNIT 10/26/2027 | 11 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SYNAPTOGENIX INC | 87167T201 | COM NEW | 575 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 4 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NUBURU INC | 67021W111 | *W EXP 01/31/202 | 283 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ALSET CAPITAL ACQUISITION CO | 02115M109 | CLASS A COM | 26 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CONCORD ACQUISITION CORP III | 20607V205 | UNIT 99/99/9999 | 11 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| MICROMOBILITY.COM INC | 42309B139 | *W EXP 08/13/202 | 88 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| PROCAPS GROUP SA | L7756P102 | SHS | 54 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| HH&L ACQUISITION CO | G39714111 | UNIT 99/99/9999 | 11 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SPORTSMAP TECH ACQUISITIN CO | 84921J207 | UNIT 09/01/2027 | 2 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| WESTROCK COFFEE CO | 96145W111 | *W EXP 08/29/202 | 88 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| AURORA TECHNOLOGY ACQUISITIO | G06984101 | UNIT 01/27/2027 | 30 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| OTONOMO TECHNOLOGIES LTD | M7571L111 | *W EXP 08/13/202 | 35 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| DHC ACQUISITION CORP | G2758T109 | CLASS A ORD SHS | 2 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| GENESIS GRWT TECH ACQUSTN CO | G3R23D110 | UNIT 99/99/9999 | 22 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| MOBIV ACQUISITION CORP | 60742N106 | CLASS A COM | 7 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| MONTEREY INNOVATION ACQUI CO | 61240F108 | COM | 16 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NORTHERN STAR INVEST CORP IV | 66575B200 | UNIT 02/25/2028 | 7 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SHOULDERUP TECHNOLOGY ACQUIS | 82537G104 | CL A COM | 10 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| QUANTUM FINTECH ACQUISTIN CO | 74767A204 | UNIT 10/30/2026 | 20 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FINANCIAL STRATEGIES ACQUISI | 31772T115 | *W EXP 03/31/202 | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FLAME ACQUISITION CORP | 33850F207 | UNIT 99/99/9999 | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| KALERA PUBLIC LIMITED CO | G52251116 | *W EXP 06/28/202 | 16 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ALPHA HEALTHCARE ACQU CORP I | 02073F104 | CLASS A COM | 21 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| APEXIGEN INC | 03759B110 | *W EXP 07/29/202 | 58 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| VIRGIN ORBIT HOLDINGS INC | 92771A119 | *W EXP 99/99/999 | 94 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| VISCOGLIOSI BROS ACQUISTN CO | 92838K100 | COMMON STOCK | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| AGBA GROUP HOLDING LTD | G01212110 | *W EXP 03/15/202 | 14 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| MURPHY CANYON ACQUISITION CO | 626642102 | CLASS A COM | 7 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ALPINE ACQUISITION CORPORATI | 02083L208 | UNIT 05/01/2026 | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| JACKSON ACQUISITION CO | 46653C205 | UNIT 99/99/9999 | 5 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| TLG ACQUISITION ONE CORP | 87257M207 | UNIT 99/99/9999 | 46 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SHUAA PARTNERS ACQUISTN CORP | G81173125 | UNIT 02/24/2027 | 11 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ST ENERGY TRANSITION I LTD | G8465L123 | UNIT 99/99/9999 | 31 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| TH INTERNATIONAL LIMITED | G8656L114 | *W EXP 09/28/202 | 372 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| TALON 1 ACQUISITION CORP | G86656124 | UNIT 11/02/2026 | 28 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| GRINDR INC | 39854F119 | *W EXP 11/18/202 | 24 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC | 87164U409 | COM NEW | 145 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| GREENLANE HLDGS INC CLASS A | 395330202 | COM | 88 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 95 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975501 | COMMON | 11 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| NUCANA PLC | 67022C106 | ADR | 53 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| KIORA PHARMACEUTICALS INC | 49721T309 | COMMON | 48 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 19 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| EARGO INC | 270087208 | COMMON | 79 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 40 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| 0 | 31738L115 | 0 | 15 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| 17 ED & TECHNOLOGY GROUP INC | 81807M205 | ADS | 199 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| VIA OPTRONICS AG | 91823Y109 | SPONSORED ADS | 177 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| EMBARK TECHNOLOGY INC | 29079J111 | W EXP 11/10/202 | 111 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ENGINE GAMING AND MEDIA INC | 29287W102 | COM | 134 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FREYR BATTERY INC | L4135L118 | *W EXP 09/01/202 | 140 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| TIDAL ETF TR II | 88634T709 | TSLA OPTION INCM | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| HUB CYBER SECURITY LTD | M6000J101 | ORD SHS | 2 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| EXELA TECHNOLOGIES INC | 30162V706 | COM | 92 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SWITCHBACK II CORP | 09077j115 | WT | 100 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| GENETRON HLDGS LTD | 37186H100 | ADS | 32 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SABRE CORP | 78573M203 | 6.50% CONV PFD A | 4 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| OWLET INC | 69120X115 | *W EXP 09/14/202 | 125 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| AKERNA CORP | 00973W110 | WTS | 8 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BANK MONTREAL MEDIUM | 063679641 | MICRSCTR GLD 3X | 4 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ALLEGO N V | N0796A118 | WTS | 121 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| STEEL CONNECT INC | 858098106 | CMN | 79 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| PROGRESS ACQUISITION CORP | 74327P105 | CMN | 13 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 527 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CLOOPEN GROUP HOLDING LIMITED ADS | 18900M203 | ADR | 242 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| WHEELS UP EXPERIENCE INC | 96328L114 | *W EXP 07/13/202 | 46 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| THE BEACHBODY COMPANY INC | 073463119 | *W EXP 12/31/202 | 37 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| YANGUFANG INTERNATIONAL GROU | G9834A103 | ORDINARY SHARES | 37 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 6 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| Zivo Bioscience Inc | 98978N200 | COM | 24 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| HV BANCORP | 40441H105 | COM | 10 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| INVESTMENT MANAGERS SER TR I | 46144X537 | AXS CANNABIS ETF | 12 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| DOMA HOLDINGS INC | 25703A112 | *W EXP 07/28/202 | 50 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| AMERICAN REBEL HOLDINGS INC | 02919L208 | COM | 961 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 5 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 2 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ATHENEX INC | 04685N202 | COM NEW | 61 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| OXBRIDGE ACQUISITION CORP | G6855L125 | UNIT 07/30/2026 | 29 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| GRANITE RIDGE RESOURCES INC | 387432115 | *W EXP 10/24/202 | 227 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y461 | DORSY ALPH EQL | 5 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SITIO ROYALTIES CORP | 82983N116 | *W EXP 08/23/202 | 248 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-23-000003 | this filing | 2023-05-09 | acceptance time not in the bulk data set |